-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, V1ETOqHFh5R7OG40Mcswk7cPVTTjCpVv8PJqHkhDv7326m8eUEZu+ccxrYvPkirZ Pu/W0aoXfXcqDe0oy2G3jw== 0001072613-02-001829.txt : 20021129 0001072613-02-001829.hdr.sgml : 20021128 20021129101443 ACCESSION NUMBER: 0001072613-02-001829 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20021126 FILED AS OF DATE: 20021129 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: J2 GLOBAL COMMUNICATIONS INC CENTRAL INDEX KEY: 0001084048 STANDARD INDUSTRIAL CLASSIFICATION: TELEGRAPH & OTHER MESSAGE COMMUNICATIONS [4822] IRS NUMBER: 510371142 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25965 FILM NUMBER: 02844533 BUSINESS ADDRESS: STREET 1: 6922 HOLLYWOOD BLVD STREET 2: SUITE 900 CITY: LOS ANGELES STATE: CA ZIP: 90028 BUSINESS PHONE: 3238609200 MAIL ADDRESS: STREET 1: 6922 HOLLYWOOD BLVD STREET 2: SUITE 900 CITY: LOS ANGELES STATE: CA ZIP: 90028 FORMER COMPANY: FORMER CONFORMED NAME: JFAX COM INC DATE OF NAME CHANGE: 19990413 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: RESSLER RICHARD S CENTRAL INDEX KEY: 0000904290 RELATIONSHIP: DIRECTOR FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: MAI SYSTEMS CORP STREET 2: 9601 JERONIMO ROAD CITY: IRVINE STATE: CA ZIP: 92618 BUSINESS PHONE: 3109661660 MAIL ADDRESS: STREET 1: 10960 WILSHIRE BOULEVARD STREET 2: SUITE 500 CITY: LOS ANGELES STATE: CA ZIP: 90024 4 1 form-4_11630e.txt FORM 4 - RICHARD S. RESSLER ============================== OMB APPROVAL ============================== OMB Number: 3235-0287 Expires: January 31, 2005 Estimated average burden hours per response.........0.5 ============================== UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 4 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 [_] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). (Print or Type Responses) ________________________________________________________________________________ 1. Name and Address of Reporting Person* Ressler, Richard S. - -------------------------------------------------------------------------------- (Last) (First) (Middle) j2 Global Communications, Inc. 6922 Hollywood Blvd., Suite 900 - -------------------------------------------------------------------------------- (Street) Hollywood CA 90028 - -------------------------------------------------------------------------------- (City) (State) (Zip) ________________________________________________________________________________ 2. Issuer Name and Ticker or Trading Symbol j2 Global Communications, Inc. (Nasdaq: JCOM) ________________________________________________________________________________ 3. I.R.S. Identification Number of Reporting Person, if an entity (voluntary) ________________________________________________________________________________ 4. Statement for Month/Day/Year 11/26/02 and 11/27/02 ________________________________________________________________________________ 5. If Amendment, Date of Original (Month/Day/Year) ________________________________________________________________________________ 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) |X| Director |X| 10% Owner |_| Officer (give title below) |_| Other (specify below) Chairman of the Board ________________________________________________________________________________ 7. Individual or Joint/Group Filing (Check Applicable line) |X| Form Filed by One Reporting Person |_| Form Filed by More than One Reporting Person ________________________________________________________________________________ ================================================================================ TABLE I - NON-DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED ================================================================================
5. Amount of 6. 4. Securities Owner- Securities Acquired (A) or Beneficially ship 2A. 3. Disposed of (D) Owned Form: 7. 2. Deemed Transaction (Instr. 3, 4 and 5) Following Direct Nature of Trans- Execution Code ------------------------------- Reported (D) or Indirect 1. action Date, if (Instr. 8) (A) Transaction(s) Indirect Beneficial Title of Security Date any ------------ or (Instr. 3 & (I) Ownership (Instr. 3) (mm/dd/yy) (mm/dd/yy) Code V Amount (D) Price Instr.4) (Instr.4) (Instr.4) - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock, The reporting $0.01 par value 11/26/02 S(1) 1,000,000(2) D $22.00 2,200,878(2) I person is the manager of Orchard/JFAX Investors, LLC, the direct beneficial owner - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock, The reporting $0.01 par value 11/27/02 S 20,000(2) D $24.00 77,561(2) I person is the trustee of Ressler Family Foundation, the direct beneficial owner - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock, $0.01 par value 250,000 D ====================================================================================================================================
PAGE 1 OF 4 FORM 4 (continued) ================================================================================ TABLE II - DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED (E.G., PUTS, CALLS, WARRANTS, OPTIONS, CONVERTIBLE SECURITIES) ================================================================================
9. Number 10. of Owner- deriv- ship ative Form 2. Secur- of Conver- 5. 7. ities Deriv- 11. sion Number of Title and Amount Bene- ative Nature or Derivative 6. of Underlying 8. ficially Secur- of Exer- 3A. 4. Securities Date Securities Price Owned ity: In- cise Deemed Trans- Acquired (A) Exercisable and (Instr. 3 and 4) of Follow- Direct direct Price 3. Execut- action or Disposed Expiration Date ---------------- Deriv- ing (D) or Bene- 1. of Trans- ion Code of(D) (Month/Day/Year) Amount ative Reported In- ficial Title of Deriv- action Date if (Instr. (Instr. 3, ---------------- or Secur- Trans- direct Owner- Derivative ative Date any 8) 4 and 5) Date Expira- Number ity action(s) (I) ship Security Secur- (mm/dd/ (mm/dd/ ------ ------------ Exer- tion of (Instr. (Instr. (Instr. (Instr. (Instr. 3) ity yy) yy) Code V (A) (D) cisable Date Title Shares 5) 4) 4) 4) - ------------------------------------------------------------------------------------------------------------------------------------ Warrants $9.60 IMMED 07/01/05 Common 77,079 N/A 77,079(2) I The reporting (Right Stock, person is the to buy) $0.01 manager of par value Orchard/JFAX Investors, LLC, the direct beneficial owner - ------------------------------------------------------------------------------------------------------------------------------------ Option to $6.88 IMMED 07/12/10 Common 3,125 N/A(3) D purchase Stock, Common Stock $0.01 par value - ------------------------------------------------------------------------------------------------------------------------------------ Option to $6.88 IMMED 07/12/10 Common 3,125 N/A(3) D purchase Stock, Common Stock $0.01 par value - ------------------------------------------------------------------------------------------------------------------------------------ Option to $6.88 07/12/03 07/12/10 Common 3,125 N/A(3) D purchase Stock, Common Stock $0.01 par value - ------------------------------------------------------------------------------------------------------------------------------------ Option to $6.88 07/12/04 07/12/10 Common 3,125 N/A(3) D purchase Stock, Common Stock $0.01 par value - ------------------------------------------------------------------------------------------------------------------------------------ Option to $3.75 IMMED 12/28/11 Common 31,250 N/A(3) D purchase Stock, Common Stock $0.01 par value - ------------------------------------------------------------------------------------------------------------------------------------
PAGE 2 OF 4 FORM 4 (CONTINUED)
- ------------------------------------------------------------------------------------------------------------------------------------ Option to $3.75 03/28/03 12/28/11 Common 31,250 N/A(3) D purchase Stock, Common Stock $0.01 par value - ------------------------------------------------------------------------------------------------------------------------------------ Option to $3.75 03/28/04 12/28/11 Common 31,250 N/A(3) D purchase Stock, Common Stock $0.01 par value - ------------------------------------------------------------------------------------------------------------------------------------ Option to $3.75 03/28/05 12/28/11 Common 31,250 N/A(3) D purchase Stock, Common Stock $0.01 par value - ------------------------------------------------------------------------------------------------------------------------------------ Option to $3.75 12/28/02 12/28/11 Common 31,250 N/A(3) D purchase Stock, Common Stock $0.01 par value - ------------------------------------------------------------------------------------------------------------------------------------ Option to $3.75 12/28/03 12/28/11 Common 31,250 N/A(3) D purchase Stock, Common Stock $0.01 par value - ------------------------------------------------------------------------------------------------------------------------------------ Option to $3.75 12/28/04 12/28/11 Common 31,250 N/A(3) D purchase Stock, Common Stock $0.01 par value - ------------------------------------------------------------------------------------------------------------------------------------ Option to $3.75 12/28/05 12/28/11 Common 31,250 N/A(3) D purchase Stock, Common Stock $0.01 par value - ------------------------------------------------------------------------------------------------------------------------------------ Option to $3.75 12/28/02 12/28/11 Common 3,125 N/A(3) D purchase Stock, Common Stock $0.01 par value - ------------------------------------------------------------------------------------------------------------------------------------ Option to $3.75 12/28/03 12/28/11 Common 3,125 N/A(3) D purchase Stock, Common Stock $0.01 par value - ------------------------------------------------------------------------------------------------------------------------------------ Option to $3.75 12/28/04 12/28/11 Common 3,125 N/A(3) D purchase Stock, Common Stock $0.01 par value - ------------------------------------------------------------------------------------------------------------------------------------ Option to $3.75 12/28/05 12/28/11 Common 3,125 N/A(3) D purchase Stock, Common Stock $0.01 par value - ------------------------------------------------------------------------------------------------------------------------------------
PAGE 3 OF 4
- ------------------------------------------------------------------------------------------------------------------------------------ Option to $14.10 06/25/03 06/25/12 Common 3,125 N/A(3) D purchase Stock, Common Stock $0.01 par value - ------------------------------------------------------------------------------------------------------------------------------------ Option to $14.10 06/25/04 06/25/12 Common 3,125 N/A(3) D purchase Stock, Common Stock $0.01 par value - ------------------------------------------------------------------------------------------------------------------------------------ Option to $14.10 06/25/05 06/25/12 Common 3,125 N/A(3) D purchase Stock, Common Stock $0.01 par value - ------------------------------------------------------------------------------------------------------------------------------------ Option to $14.10 06/25/06 06/25/12 Common 3,125 N/A(3) D purchase Stock, Common Stock $0.01 par value ==================================================================================================================================== Option to purchase Common Stock 287,500 D ====================================================================================================================================
Explanation of Responses: (1) Sold under Rule 144 to a market maker and thereafter resold to a single institutional investor. (2) Reporting Person disclaims beneficial ownership of the shares in which he has no pecuniary interest. (3) Stock options granted pursuant to Issuer's stock option plan. Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. * If the form is filed by more than one reporting person, SEE Instruct 4(b)(v). **Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. /s/ Richard S. Ressler November 27, 2002 - --------------------------------------------- ---------------------- **Signature of Reporting Person Date PAGE 4 OF 4 -----END PRIVACY-ENHANCED MESSAGE-----