0001562180-17-001938.txt : 20170515
0001562180-17-001938.hdr.sgml : 20170515
20170515145200
ACCESSION NUMBER: 0001562180-17-001938
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170511
FILED AS OF DATE: 20170515
DATE AS OF CHANGE: 20170515
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PNM RESOURCES INC
CENTRAL INDEX KEY: 0001108426
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911]
IRS NUMBER: 850019030
STATE OF INCORPORATION: NM
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 414 SILVER AVE. SW
CITY: ALBUQUERQUE
STATE: NM
ZIP: 87102-3289
BUSINESS PHONE: 5052412700
MAIL ADDRESS:
STREET 1: 414 SILVER AVE. SW
STREET 2: ATTN: MS 0905 - CATHY MARTINEZ
CITY: ALBUQUERQUE
STATE: NM
ZIP: 87102-3289
FORMER COMPANY:
FORMER CONFORMED NAME: MANZANO CORP
DATE OF NAME CHANGE: 20000303
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: COLLAWN PATRICIA K
CENTRAL INDEX KEY: 0001083786
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC & OTHER SERVICES COMBINED [4931]
STATE OF INCORPORATION: CO
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32462
FILM NUMBER: 17843520
MAIL ADDRESS:
STREET 1: 414 SILVER AVE SW MS 1275
CITY: ALBUQUERQUE
STATE: NM
ZIP: 87102-3289
FORMER NAME:
FORMER CONFORMED NAME: VINCENT PATRICIA K
DATE OF NAME CHANGE: 19990409
4
1
primarydocument.xml
PRIMARY DOCUMENT
X0306
4
2017-05-11
false
0001108426
PNM RESOURCES INC
PNM
0001083786
COLLAWN PATRICIA K
CORPORATE HEADQUARTERS
MS 1275
ALBUQUERQUE
NM
87158-1275
true
true
false
false
CHAIRMAN, PRESIDENT AND CEO
Common Stock
2017-05-11
4
M
false
4000.00
23.90
A
352190.00
D
Common Stock
2017-05-11
4
F
false
3724.00
36.80
D
348466.00
D
Common Stock
2017-05-11
4
M
false
24000.00
13.17
A
372466.00
D
Common Stock
2017-05-11
4
F
false
15341.00
36.80
D
357125.00
D
Stock Options
2017-05-11
4
M
false
4000.00
0.00
D
Common Stock
4000.00
180000.00
D
Stock Options
2017-05-11
4
M
false
24000.00
0.00
D
Common Stock
24000.00
156000.00
D
Represents shares withheld by PNM Resources, Inc. to satisfy the options cost and tax withholding obligations.
Based on the closing price on the date of the grant.
The options vested in three equal annual installments from grant date and are fully vested.
The options expire 10 years from grant date.
/s/ Laurie S. Monfiletto, POA for Patricia K. Collawn
2017-05-15