0001562180-17-001938.txt : 20170515 0001562180-17-001938.hdr.sgml : 20170515 20170515145200 ACCESSION NUMBER: 0001562180-17-001938 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170511 FILED AS OF DATE: 20170515 DATE AS OF CHANGE: 20170515 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PNM RESOURCES INC CENTRAL INDEX KEY: 0001108426 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 850019030 STATE OF INCORPORATION: NM FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 414 SILVER AVE. SW CITY: ALBUQUERQUE STATE: NM ZIP: 87102-3289 BUSINESS PHONE: 5052412700 MAIL ADDRESS: STREET 1: 414 SILVER AVE. SW STREET 2: ATTN: MS 0905 - CATHY MARTINEZ CITY: ALBUQUERQUE STATE: NM ZIP: 87102-3289 FORMER COMPANY: FORMER CONFORMED NAME: MANZANO CORP DATE OF NAME CHANGE: 20000303 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: COLLAWN PATRICIA K CENTRAL INDEX KEY: 0001083786 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC & OTHER SERVICES COMBINED [4931] STATE OF INCORPORATION: CO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32462 FILM NUMBER: 17843520 MAIL ADDRESS: STREET 1: 414 SILVER AVE SW MS 1275 CITY: ALBUQUERQUE STATE: NM ZIP: 87102-3289 FORMER NAME: FORMER CONFORMED NAME: VINCENT PATRICIA K DATE OF NAME CHANGE: 19990409 4 1 primarydocument.xml PRIMARY DOCUMENT X0306 4 2017-05-11 false 0001108426 PNM RESOURCES INC PNM 0001083786 COLLAWN PATRICIA K CORPORATE HEADQUARTERS MS 1275 ALBUQUERQUE NM 87158-1275 true true false false CHAIRMAN, PRESIDENT AND CEO Common Stock 2017-05-11 4 M false 4000.00 23.90 A 352190.00 D Common Stock 2017-05-11 4 F false 3724.00 36.80 D 348466.00 D Common Stock 2017-05-11 4 M false 24000.00 13.17 A 372466.00 D Common Stock 2017-05-11 4 F false 15341.00 36.80 D 357125.00 D Stock Options 2017-05-11 4 M false 4000.00 0.00 D Common Stock 4000.00 180000.00 D Stock Options 2017-05-11 4 M false 24000.00 0.00 D Common Stock 24000.00 156000.00 D Represents shares withheld by PNM Resources, Inc. to satisfy the options cost and tax withholding obligations. Based on the closing price on the date of the grant. The options vested in three equal annual installments from grant date and are fully vested. The options expire 10 years from grant date. /s/ Laurie S. Monfiletto, POA for Patricia K. Collawn 2017-05-15