0001144204-17-029856.txt : 20170526 0001144204-17-029856.hdr.sgml : 20170526 20170526160928 ACCESSION NUMBER: 0001144204-17-029856 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170525 FILED AS OF DATE: 20170526 DATE AS OF CHANGE: 20170526 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: WALKER INNOVATION INC. CENTRAL INDEX KEY: 0001294649 STANDARD INDUSTRIAL CLASSIFICATION: PATENT OWNERS & LESSORS [6794] IRS NUMBER: 300342273 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: TWO HIGH RIDGE PARK CITY: STAMFORD STATE: CT ZIP: 06905 BUSINESS PHONE: 203-461-7200 MAIL ADDRESS: STREET 1: TWO HIGH RIDGE PARK CITY: STAMFORD STATE: CT ZIP: 06905 FORMER COMPANY: FORMER CONFORMED NAME: Patent Properties, Inc. DATE OF NAME CHANGE: 20131112 FORMER COMPANY: FORMER CONFORMED NAME: GlobalOptions Group, Inc. DATE OF NAME CHANGE: 20050831 FORMER COMPANY: FORMER CONFORMED NAME: Creative Solutions With Art, Inc. DATE OF NAME CHANGE: 20040619 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: JSW Investments, LLC CENTRAL INDEX KEY: 0001587534 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33700 FILM NUMBER: 17874044 BUSINESS ADDRESS: STREET 1: C/O GLOBALOPTIONS GROUP, INC. STREET 2: TWO HIGH RIDGE PARK CITY: STAMFORD STATE: CT ZIP: 06905 BUSINESS PHONE: 203-461-7200 MAIL ADDRESS: STREET 1: C/O GLOBALOPTIONS GROUP, INC. STREET 2: TWO HIGH RIDGE PARK CITY: STAMFORD STATE: CT ZIP: 06905 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WALKER DIGITAL, LLC CENTRAL INDEX KEY: 0001584129 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33700 FILM NUMBER: 17874045 BUSINESS ADDRESS: BUSINESS PHONE: 203-461-7200 MAIL ADDRESS: STREET 1: 2 HIGH RIDGE PARK CITY: STAMFORD STATE: CT ZIP: 06905 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WALKER JAY S CENTRAL INDEX KEY: 0001083763 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33700 FILM NUMBER: 17874046 MAIL ADDRESS: STREET 1: C/O WALKER DIGITAL, LLC STREET 2: TWO HIGH RIDGE PARK CITY: STAMFORD STATE: CT ZIP: 06905 4 1 v467978_4.xml OWNERSHIP DOCUMENT X0306 4 2017-05-25 0 0001294649 WALKER INNOVATION INC. WLKR 0001584129 WALKER DIGITAL, LLC TWO HIGH RIDGE PARK STAMFORD CT 06905 0 0 1 0 0001587534 JSW Investments, LLC TWO HIGH RIDGE PARK STAMFORD CT 06905 0 0 1 0 0001083763 WALKER JAY S TWO HIGH RIDGE PARK STAMFORD CT 06905 0 0 1 0 Common Stock 2017-05-25 4 D 0 341204 0.3663 D 2017296 D Common Stock 2017-05-25 4 D 0 341204 0.3663 D 2017296 I JSW Investments, LLC Common Stock 2017-05-25 4 D 0 341204 0.3663 D 2017296 I Jay S. Walker Series B Convertible Preferred Stock 0 Common Stock 14999000 14999000 D Series B Convertible Preferred Stock 0 Common Stock 14999000 14999000 I JSW Investments, LLC Series B Convertible Preferred Stock 0 Common Stock 14999000 14999000 I Jay S. Walker Each share of Series B Convertible Preferred Stock is convertible, at the option of the reporting person, at any time and from time to time, into one (1) share of Issuer's common stock. /s/ Walker Digital, LLC, Jay S. Walker, Authorized Person 2017-05-26 /s/ JSW Investments, LLC, Jay S. Walker, Sole Member 2017-05-26 /s/ Jay S. Walker 2017-05-26