0001144204-17-029856.txt : 20170526
0001144204-17-029856.hdr.sgml : 20170526
20170526160928
ACCESSION NUMBER: 0001144204-17-029856
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170525
FILED AS OF DATE: 20170526
DATE AS OF CHANGE: 20170526
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: WALKER INNOVATION INC.
CENTRAL INDEX KEY: 0001294649
STANDARD INDUSTRIAL CLASSIFICATION: PATENT OWNERS & LESSORS [6794]
IRS NUMBER: 300342273
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: TWO HIGH RIDGE PARK
CITY: STAMFORD
STATE: CT
ZIP: 06905
BUSINESS PHONE: 203-461-7200
MAIL ADDRESS:
STREET 1: TWO HIGH RIDGE PARK
CITY: STAMFORD
STATE: CT
ZIP: 06905
FORMER COMPANY:
FORMER CONFORMED NAME: Patent Properties, Inc.
DATE OF NAME CHANGE: 20131112
FORMER COMPANY:
FORMER CONFORMED NAME: GlobalOptions Group, Inc.
DATE OF NAME CHANGE: 20050831
FORMER COMPANY:
FORMER CONFORMED NAME: Creative Solutions With Art, Inc.
DATE OF NAME CHANGE: 20040619
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: JSW Investments, LLC
CENTRAL INDEX KEY: 0001587534
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33700
FILM NUMBER: 17874044
BUSINESS ADDRESS:
STREET 1: C/O GLOBALOPTIONS GROUP, INC.
STREET 2: TWO HIGH RIDGE PARK
CITY: STAMFORD
STATE: CT
ZIP: 06905
BUSINESS PHONE: 203-461-7200
MAIL ADDRESS:
STREET 1: C/O GLOBALOPTIONS GROUP, INC.
STREET 2: TWO HIGH RIDGE PARK
CITY: STAMFORD
STATE: CT
ZIP: 06905
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: WALKER DIGITAL, LLC
CENTRAL INDEX KEY: 0001584129
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33700
FILM NUMBER: 17874045
BUSINESS ADDRESS:
BUSINESS PHONE: 203-461-7200
MAIL ADDRESS:
STREET 1: 2 HIGH RIDGE PARK
CITY: STAMFORD
STATE: CT
ZIP: 06905
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: WALKER JAY S
CENTRAL INDEX KEY: 0001083763
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33700
FILM NUMBER: 17874046
MAIL ADDRESS:
STREET 1: C/O WALKER DIGITAL, LLC
STREET 2: TWO HIGH RIDGE PARK
CITY: STAMFORD
STATE: CT
ZIP: 06905
4
1
v467978_4.xml
OWNERSHIP DOCUMENT
X0306
4
2017-05-25
0
0001294649
WALKER INNOVATION INC.
WLKR
0001584129
WALKER DIGITAL, LLC
TWO HIGH RIDGE PARK
STAMFORD
CT
06905
0
0
1
0
0001587534
JSW Investments, LLC
TWO HIGH RIDGE PARK
STAMFORD
CT
06905
0
0
1
0
0001083763
WALKER JAY S
TWO HIGH RIDGE PARK
STAMFORD
CT
06905
0
0
1
0
Common Stock
2017-05-25
4
D
0
341204
0.3663
D
2017296
D
Common Stock
2017-05-25
4
D
0
341204
0.3663
D
2017296
I
JSW Investments, LLC
Common Stock
2017-05-25
4
D
0
341204
0.3663
D
2017296
I
Jay S. Walker
Series B Convertible Preferred Stock
0
Common Stock
14999000
14999000
D
Series B Convertible Preferred Stock
0
Common Stock
14999000
14999000
I
JSW Investments, LLC
Series B Convertible Preferred Stock
0
Common Stock
14999000
14999000
I
Jay S. Walker
Each share of Series B Convertible Preferred Stock is convertible, at the option of the reporting person, at any time and from time to time, into one (1) share of Issuer's common stock.
/s/ Walker Digital, LLC, Jay S. Walker, Authorized Person
2017-05-26
/s/ JSW Investments, LLC, Jay S. Walker, Sole Member
2017-05-26
/s/ Jay S. Walker
2017-05-26