0001083763-15-000107.txt : 20150901 0001083763-15-000107.hdr.sgml : 20150901 20150901103026 ACCESSION NUMBER: 0001083763-15-000107 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150828 FILED AS OF DATE: 20150901 DATE AS OF CHANGE: 20150901 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: WALKER INNOVATION INC. CENTRAL INDEX KEY: 0001294649 STANDARD INDUSTRIAL CLASSIFICATION: PATENT OWNERS & LESSORS [6794] IRS NUMBER: 300342273 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: TWO HIGH RIDGE PARK CITY: STAMFORD STATE: CT ZIP: 06905 BUSINESS PHONE: 203-461-7200 MAIL ADDRESS: STREET 1: TWO HIGH RIDGE PARK CITY: STAMFORD STATE: CT ZIP: 06905 FORMER COMPANY: FORMER CONFORMED NAME: Patent Properties, Inc. DATE OF NAME CHANGE: 20131112 FORMER COMPANY: FORMER CONFORMED NAME: GlobalOptions Group, Inc. DATE OF NAME CHANGE: 20050831 FORMER COMPANY: FORMER CONFORMED NAME: Creative Solutions With Art, Inc. DATE OF NAME CHANGE: 20040619 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WALKER JAY S CENTRAL INDEX KEY: 0001083763 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33700 FILM NUMBER: 151086507 MAIL ADDRESS: STREET 1: C/O WALKER DIGITAL, LLC STREET 2: TWO HIGH RIDGE PARK CITY: STAMFORD STATE: CT ZIP: 06905 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2015-08-28 0001294649 WALKER INNOVATION INC. WLKR 0001083763 WALKER JAY S WALKER INNOVATION INC. TWO HIGH RIDGE PARK STAMFORD CT 06905 1 1 1 0 Executive Chairman Common Stock 2358500 I Walker Digital, LLC Common Stock 2015-08-28 4 P 0 3520 .40 A 241547 D Common Stock 2015-08-31 4 P 0 3360 .4999 A 244907 D Series B Convertible Preferred Stock Common Stock 14999000 14999000 I Walker Digital, LLC The purchase of the shares of Common Stock were made pursuant to a plan intended to comply with Rule 10b5-1(c), previously entered into on March 19, 2015. The Reporting Person is the sole member of JSW Investments, LLC, which is the managing member of Walker Digital, LLC; therefore the reporting person may be deemed to indirectly beneficially own the Issuer shares owned by Walker Digital, LLC. Each share of Series B Convertible Preferred Stock is convertible, at the option of the reporting person, at any time and from time to time, into one (1) share of Issuer's Common Stock. The number of securities reported represents an aggregate number of shares purchased in multiple open market transactions over a range of purchase prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares purchased by the Reporting Person at each separate price within the range. Purchase prices range from $0.4999 to $0.50 per share, inclusive. /s/Karen Romaine, attorney-in-fact 2015-09-01