0001493152-21-026790.txt : 20211029
0001493152-21-026790.hdr.sgml : 20211029
20211029200701
ACCESSION NUMBER: 0001493152-21-026790
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20211027
FILED AS OF DATE: 20211029
DATE AS OF CHANGE: 20211029
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Berry Jonathan Andrew
CENTRAL INDEX KEY: 0001745443
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-31543
FILM NUMBER: 211364922
MAIL ADDRESS:
STREET 1: 985 POINSETTIA AVE STE A
CITY: VISTA
STATE: CA
ZIP: 92081
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Flux Power Holdings, Inc.
CENTRAL INDEX KEY: 0001083743
STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690]
IRS NUMBER: 860931332
STATE OF INCORPORATION: NV
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 2685 S. MELROSE DRIVE
CITY: VISTA
STATE: CA
ZIP: 92081
BUSINESS PHONE: 877-505-3589
MAIL ADDRESS:
STREET 1: 2685 S. MELROSE DRIVE
CITY: VISTA
STATE: CA
ZIP: 92081
FORMER COMPANY:
FORMER CONFORMED NAME: Lone Pine Holdings, Inc
DATE OF NAME CHANGE: 20090415
FORMER COMPANY:
FORMER CONFORMED NAME: Australian Forest Industries
DATE OF NAME CHANGE: 20070508
FORMER COMPANY:
FORMER CONFORMED NAME: MULTI TECH INTERNATIONAL CORP
DATE OF NAME CHANGE: 20021204
4
1
ownership.xml
X0306
4
2021-10-27
0
0001083743
Flux Power Holdings, Inc.
FLUX
0001745443
Berry Jonathan Andrew
C/O FLUX POWER HOLDINGS, INC.
2685 S. MELROSE DRIVE
VISTA,
CA
92081
0
1
0
0
COO
Time Based Restricted Stock Units
0
2021-10-27
4
A
0
6300
0
A
Common Stock
6300
6300
D
Performance Based Restricted Stock Units
0
2021-10-27
4
A
0
9450
0
A
Common Stock
9450
9450
D
Represents a grant of restricted stock units ("RSUs") pursuant to the Issuer's 2014 Equity Incentive Plan ("Plan") on October 27, 2021 (the "Grant Date"). Each RSU represents the right to receive, upon vesting of the unit, one share of the Issuer's common stock. The RSUs will vest annually in one-third installments over 3 years, with the first installment vest date occurring one year from the Grant Date.
Represents a grant of RSUs pursuant to the Plan on the Grant Date. Each RSU represents the right to receive, upon vesting of the unit, one share of the Issuer's common stock. The RSUs is subject to a 3 year "cliff vesting", with the number of RSUs determined by performance targets for the period from January 1, 2022 to June 30, 2022. If the performance targets are not achieved, the RSUs will terminate.
/s/ Jonathan A. Berry
2021-10-29