0001437749-23-003867.txt : 20230217 0001437749-23-003867.hdr.sgml : 20230217 20230217211328 ACCESSION NUMBER: 0001437749-23-003867 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230215 FILED AS OF DATE: 20230217 DATE AS OF CHANGE: 20230217 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Murray Mark F. CENTRAL INDEX KEY: 0001824525 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-28820 FILM NUMBER: 23645014 MAIL ADDRESS: STREET 1: C/O JONES SODA CO. STREET 2: 66 S. HANFORD STREET, STE 150 CITY: SEATTLE STATE: WA ZIP: 98134 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: JONES SODA CO CENTRAL INDEX KEY: 0001083522 STANDARD INDUSTRIAL CLASSIFICATION: BEVERAGES [2080] IRS NUMBER: 911696175 STATE OF INCORPORATION: WA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4786 1ST AVENUE SOUTH STREET 2: SUITE D4 CITY: SEATTLE STATE: WA ZIP: 98134 BUSINESS PHONE: 206 624-3357 MAIL ADDRESS: STREET 1: 4786 1ST AVENUE SOUTH STREET 2: SUITE D4 CITY: SEATTLE STATE: WA ZIP: 98134 FORMER COMPANY: FORMER CONFORMED NAME: URBAN JUICE & SODA CO LTD /WY/ DATE OF NAME CHANGE: 19990407 4 1 rdgdoc.xml FORM 4 X0306 4 2023-02-15 0001083522 JONES SODA CO JSDA 0001824525 Murray Mark F. 4786 1ST AVENUE SOUTH, SUITE 103 SEATTLE WA 98134 1 1 President and CEO Common Stock 2023-02-15 4 M 0 600000 A 1050000 D Common Stock 2023-02-15 4 F 0 240000 0.26 D 810000 D Restricted Stock Units 2023-02-15 4 A 0 1800000 0 D Common Stock 1800000 1800000 D Restricted Stock Units 2023-02-15 4 M 0 600000 0 D Common Stock 600000 1200000 D This transaction represents the settlement of restricted stock units (RSUs) in shares of common stock on their scheduled vesting date. The reported shares were withheld to cover the reporting person's tax liability in connection with the vesting of RSUs. These shares were not sold by the reporting person. Each RSU represents a contingent right to receive (1) share of the issuer's common stock upon settlement . The reporting person was granted 1,800,000 RSUs on February 15, 2023 that vest into shares of the issuer's common stock on a one-for-one basis in accordance with the following vesting schedule: 600,000 RSUs on February 15, 2023, 600,000 RSUs on May 15, 2023, and the remaining 600,000 RSUs on August 15, 2024. On February 15, 2023, the reporting person was granted 1,800,000 RSUs of which 600,000 RSUs vested on such grant date. /s/ Joe Culp, Attorney-in-Fact for Mark Murray 2023-02-17