0001437749-22-020865.txt : 20220817 0001437749-22-020865.hdr.sgml : 20220817 20220817200146 ACCESSION NUMBER: 0001437749-22-020865 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220815 FILED AS OF DATE: 20220817 DATE AS OF CHANGE: 20220817 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Norman Paul T CENTRAL INDEX KEY: 0001397924 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-28820 FILM NUMBER: 221175994 MAIL ADDRESS: STREET 1: PO BOX 3599 CITY: BATTLE CREEK STATE: MI ZIP: 49016-3599 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: JONES SODA CO CENTRAL INDEX KEY: 0001083522 STANDARD INDUSTRIAL CLASSIFICATION: BEVERAGES [2080] IRS NUMBER: 911696175 STATE OF INCORPORATION: WA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 66 S HANFORD ST STREET 2: SUITE 150 CITY: SEATTLE STATE: WA ZIP: 98134 BUSINESS PHONE: 206 624-3357 MAIL ADDRESS: STREET 1: 66 S HANFORD ST STREET 2: SUITE 150 CITY: SEATTLE STATE: WA ZIP: 98134 FORMER COMPANY: FORMER CONFORMED NAME: URBAN JUICE & SODA CO LTD /WY/ DATE OF NAME CHANGE: 19990407 4 1 rdgdoc.xml FORM 4 X0306 4 2022-08-15 0001083522 JONES SODA CO JSDA 0001397924 Norman Paul T 4786 1ST AVENUE SOUTH, SUITE D4 SEATTLE WA 98134 1 Common Stock 2022-08-15 4 M 0 250000 A 1915152 D Restricted Stock Units 2022-08-15 4 M 0 180000 0 D Common Stock 180000 480000 D Restricted Stock Units 2022-08-15 4 M 0 70000 0 D Common Stock 70000 140000 D Restricted stock units ("RSUs") converted into shares of common stock on a one-for-one basis. The reporting person was granted 660,000 RSUs on May 27, 2022 that vest into shares of the issuer's common stock on a one-for-one basis in accordance with the following vesting schedule: 180,000 RSUs on August 15, 2022, 40,000 RSUs on February 15, 2023, 180,000 RSUs on May 15, 2023, 40,000 RSUs on February 15, 2024, 180,000 RSUs on August 15, 2024 and the remaining 40,000 RSUs on February 15, 2025. The reporting person was granted 210,000 RSUs on May 13, 2022 that vest in equal installments on August 15, 2022, May 15, 2023, and August 15, 2024, respectively, subject to the reporting person continuing to be a member of the Board of Directors as of such date. /s/ Joe Culp, Attorney-in-Fact for Paul T Norman 2022-08-17