0001437749-22-014106.txt : 20220602 0001437749-22-014106.hdr.sgml : 20220602 20220602153352 ACCESSION NUMBER: 0001437749-22-014106 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220527 FILED AS OF DATE: 20220602 DATE AS OF CHANGE: 20220602 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SIRKIN CLIVE M CENTRAL INDEX KEY: 0001673527 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-28820 FILM NUMBER: 22990544 MAIL ADDRESS: STREET 1: ONE KELLOGG SQUARE STREET 2: PO BOX 3599 CITY: BATTLE CREEK STATE: MI ZIP: 49016-3599 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: JONES SODA CO CENTRAL INDEX KEY: 0001083522 STANDARD INDUSTRIAL CLASSIFICATION: BEVERAGES [2080] IRS NUMBER: 911696175 STATE OF INCORPORATION: WA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 66 S HANFORD ST STREET 2: SUITE 150 CITY: SEATTLE STATE: WA ZIP: 98134 BUSINESS PHONE: 206 624-3357 MAIL ADDRESS: STREET 1: 66 S HANFORD ST STREET 2: SUITE 150 CITY: SEATTLE STATE: WA ZIP: 98134 FORMER COMPANY: FORMER CONFORMED NAME: URBAN JUICE & SODA CO LTD /WY/ DATE OF NAME CHANGE: 19990407 4 1 rdgdoc.xml FORM 4 X0306 4 2022-05-27 0001083522 JONES SODA CO JSDA 0001673527 SIRKIN CLIVE M 66 S. HANFORD ST., STE. 150 SEATTLE WA 98134 1 Restricted Stock Units 2022-05-27 4 A 0 540000 0 A 2032-05-27 Common Stock 540000 540000 D Each restricted stock unit ("RSU") represents a contingent right to receive one (1) share of the issuer's common stock on the applicable vesting date. The RSUs vest into shares of the issuer's common stock on a one-for-one basis in accordance with the following vesting schedule: 140,000 on August 15, 2022, 40,000 RSUs on February 15, 2023, 140,000 May 15, 2023, 40,000 RSUs on February 15, 2024, 140,000, on August 15, 2024 and the remaining 40,000 RSUs on February 15, 2025. All RSUs will immediately vest upon the occurrence of a "Change in Control" as defined in the issuer's 2022 Omnibus Equity Incentive Plan. /s/ Joe Culp, Attorney-In-Fact For Clive Sirkin 2022-06-02