0001553350-15-001115.txt : 20151027 0001553350-15-001115.hdr.sgml : 20151027 20151027204631 ACCESSION NUMBER: 0001553350-15-001115 CONFORMED SUBMISSION TYPE: 3/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20151014 FILED AS OF DATE: 20151027 DATE AS OF CHANGE: 20151027 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Apollo Medical Holdings, Inc. CENTRAL INDEX KEY: 0001083446 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MANAGEMENT CONSULTING SERVICES [8742] IRS NUMBER: 870042699 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 450 NORTH BRAND BLVD., STREET 2: SUITE 600 CITY: GLENDALE STATE: CA ZIP: 91203 BUSINESS PHONE: 818-396-8050 MAIL ADDRESS: STREET 1: 700 N. BRAND BLVD., STREET 2: SUITE 220 CITY: GLENDALE STATE: CA ZIP: 91203 FORMER COMPANY: FORMER CONFORMED NAME: SICLONE INDUSTRIES INC DATE OF NAME CHANGE: 19990413 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Network Medical Management, Inc. CENTRAL INDEX KEY: 0001656434 FILING VALUES: FORM TYPE: 3/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-37392 FILM NUMBER: 151178908 BUSINESS ADDRESS: STREET 1: 1668 S. GARFIELD AVE., 2ND FL. CITY: ALHAMBRA STATE: CA ZIP: 91801 BUSINESS PHONE: (626) 943-6238 MAIL ADDRESS: STREET 1: 1668 S. GARFIELD AVE., 2ND FL. CITY: ALHAMBRA STATE: CA ZIP: 91801 3/A 1 nmm_3.xml OWNERSHIP DOCUMENT X0206 3/A 2015-10-14 2015-10-23 0 0001083446 Apollo Medical Holdings, Inc. AMEH 0001656434 Network Medical Management, Inc. 1668 S. GARFIELD AVE. 2ND FL. ALHAMBRA CA 91801 0 0 1 0 Common Stock 2222222 D Series A Preferred Stock 2015-10-14 Common Stock 1111111 D The Common Stock beneficially owned by Reporting Person is comprised of (a) 1,111,111 shares of Common Stock that may be acquired upon conversion of Series A Preferred Stock that is currently convertible, and (b) 1,111,111 shares of Common Stock that may be acquired upon exercise of a currently exercisable Warrant. The Series A Preferred Stock was incorrectly listed in Table I in the original Form 3 filed by the Reporting Person on October 23, 2015 and is hereby deleted from Table I. The Series A Preferred Stock is now listed in Table II of this amendment. The Series A Preferred Stock is convertible into Common Stock, at the option of the Reporting Person, at any time after issuance at an initial conversion rate of one-for-one, subject to adjustment in the event of stock dividends, stock splits and certain other similar transactions. The Series A Preferred Stock is mandatorily convertible not sooner than the earlier to occur of (i) the later of (x) January 31, 2017 or (y) 60 days after the date on which the Issuer files its quarterly report on Form 10Q for the period ending September 30, 2016; or (ii) the date on which the Issuer received the written, irrevocable decision of the Reporting Person not to require a redemption of the Series A Preferred Stock, in the event that the Issuer engages in one or more transactions resulting in gross proceeds of not less than $5,000,000, not including the proceeds of the transaction with the Reporting Person. /s/ Thomas Lam, M.D. 2015-10-27