0001083433-13-000003.txt : 20130507
0001083433-13-000003.hdr.sgml : 20130507
20130507144404
ACCESSION NUMBER: 0001083433-13-000003
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130331
FILED AS OF DATE: 20130507
DATE AS OF CHANGE: 20130507
EFFECTIVENESS DATE: 20130507
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: ASTER INVESTMENT MANAGEMENT CO INC
CENTRAL INDEX KEY: 0001083433
IRS NUMBER: 942408246
STATE OF INCORPORATION: MD
FISCAL YEAR END: 0630
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-03533
FILM NUMBER: 13819437
BUSINESS ADDRESS:
STREET 1: 60 E SIR FRANCIS DRAKE BLVD.
STREET 2: SUITE 306
CITY: LARKSPUR
STATE: CA
ZIP: 94939
BUSINESS PHONE: 4154618770
MAIL ADDRESS:
STREET 1: 60 E SIR FRANCIS DRAKE BLVD.
STREET 2: SUITE 306
CITY: LARKSPUR
STATE: CA
ZIP: 94939
13F-HR
1
aim13fq113.txt
ASTER INVESTMENT MANAGEMENT FORM 13F HR Q1 2013
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: March 31, 2013
Check here if Amendment [ ]; Amendment Number:
This Amendment (check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Aster Investment Management Co., Inc.
Address: 60 East Sir Francis Drake Blvd., Suite 306
Larkspur, CA 94939
13F File Number: 28-01919
The institutional investment manager filing this report and the person by
whom it is signed hereby represent that the person signing the report is
authorized to submit it, that all information contained herein is true,
correct and complete, and that it is understood that all required items,
statements, schedules, lists and tables, are considered integral parts of
this submission.
Person Signing this Report on Behalf of Reporting Manager:
Name: Gregg B.Keeling
Title: Vice President of Operations
Phone: 415-461-8770
Signature, Place and Date of Signing:
Gregg B.Keeling Larkspur, CA May 6, 2013
I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934.
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT.
[ ] 13F NOTICE.
[ ] 13F COMBINATION REPORT.
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers:
Form 13F Information Table Entry Total: 148
Form 13F Information Table Value Total: 2735996
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
ANSYS, Inc. COM 03662q105 27504 337800 SH DEFINED 337800
AT&T Inc. COM 00206R102 575 15680 SH DEFINED 15680
Aecon Group Inc. COM 00762v109 6084 474600 SH DEFINED 474600
Aeropastale, Inc. COM 007865108 8433 620100 SH DEFINED 620100
Affiliated Managers Group Inc COM 008252108 54978 358000 SH DEFINED 358000
Air Products and Chemicals, In COM 009158106 9853 113100 SH DEFINED 113100
Alexander & Baldwin, Inc. COM 014491104 14700 411200 SH DEFINED 411200
Ametek, Inc. COM 031100100 54417 1255000 SH DEFINED 1255000
AptarGroup, Inc. COM 038336103 8207 143100 SH DEFINED 143100
Arthur J. Gallagher & Co. COM 363576109 15235 368800 SH DEFINED 368800
Associated Banc-Corp COM 045487105 11903 783600 SH DEFINED 783600
AutoZone, Inc. COM 053332102 35511 89500 SH DEFINED 89500
Autodesk, Inc. COM 052769106 27881 675900 SH DEFINED 675900
Avago Technologies Ltd. COM y0486s104 25051 697800 SH DEFINED 697800
Bally Technologies, Inc. COM 05874B107 14344 276000 SH DEFINED 276000
Bank of Hawaii Corp. COM 062540109 48579 956100 SH DEFINED 956100
Baxter International Inc. COM 071813109 625 8600 SH DEFINED 8600
Bed, Bath & Beyond, Inc. COM 075896100 38008 590000 SH DEFINED 590000
BioMarin Pharmaceutical Inc. COM 09061G101 2534 40700 SH DEFINED 40700
BlackRock, Inc. COM 09247X101 694 2700 SH DEFINED 2700
Broadridge Financial Solutions COM 11133T103 23131 931200 SH DEFINED 931200
Brocade Communications Systems COM 111621306 12413 2151300 SH DEFINED 2151300
Brown & Brown Inc. COM 115236101 71449 2230000 SH DEFINED 2230000
CA, Inc. COM 12673p105 496 19700 SH DEFINED 19700
Campus Crest Communities, Inc. COM 13466y105 591 42500 SH DEFINED 42500
Cerner Corp COM 156782104 47370 500000 SH DEFINED 500000
Chatham Lodging Trust COM 16208t102 465 26400 SH DEFINED 26400
Chevron Corp. COM 166764100 558 4700 SH DEFINED 4700
Citrix Systems, Inc. COM 177376100 41645 577200 SH DEFINED 577200
Coach, Inc. COM 189754104 21546 431000 SH DEFINED 431000
Compass Minerals International COM 20451n101 12411 157300 SH DEFINED 157300
Continental Resources, Inc. COM 212015101 41466 477000 SH DEFINED 477000
Core Laboratories N.V. COM N22717107 37675 273165 SH DEFINED 273165
Corning, Inc. COM 219350105 7238 543000 SH DEFINED 543000
Cracker Barrel Old Country Sto COM 22410j106 20487 253400 SH DEFINED 253400
Cree, Inc. COM 225447101 5854 107000 SH DEFINED 107000
Cullen/Frost Bankers, Inc. COM 229899109 563 9000 SH DEFINED 9000
DENTSPLY International Inc COM 249030107 45071 1062000 SH DEFINED 1062000
DSW Inc. COM 23334L102 30688 481000 SH DEFINED 481000
Denny's Corp. COM 24869P104 8712 1508600 SH DEFINED 1508600
Digital Realty Trust Inc COM 253868103 455 6800 SH DEFINED 6800
Dollar Tree, Inc. COM 256746108 21793 450000 SH DEFINED 450000
Dr Pepper Snapple Group, Inc. COM 26138e109 563 12000 SH DEFINED 12000
E.I. du Pont De Nemours & Co COM 263534109 481 9780 SH DEFINED 9780
EOG Resources, Inc. COM 26875P101 14088 110000 SH DEFINED 110000
East West Bancorp., Inc. COM 27579R104 52154 2031700 SH DEFINED 2031700
Eaton Corp. COM 278058102 658 10740 SH DEFINED 10740
Edwards Lifesciences Corp COM 28176E108 31139 379000 SH DEFINED 379000
Einstein Noah Restaurant Group COM 28257u104 534 36000 SH DEFINED 36000
Emerson Electric CO. COM 291011104 598 10700 SH DEFINED 10700
Enbridge Energy Partners, L.P. COM 29250R106 422 14000 SH DEFINED 14000
Energen Corporation COM 29265n108 8015 154100 SH DEFINED 154100
Equifax Inc. COM 294429105 13977 242700 SH DEFINED 242700
Expeditors International of Wa COM 302130109 26869 752000 SH DEFINED 752000
FLIR Systems, Inc. COM 302445101 3725 143200 SH DEFINED 143200
FMC Corp COM 302491303 10944 191900 SH DEFINED 191900
FMC Technologies COM 30249U101 34970 642945 SH DEFINED 642945
Flowers Foods, Inc. COM 343498101 17267 524200 SH DEFINED 524200
Flowserve Corporation COM 34354P105 17911 106800 SH DEFINED 106800
GATX Corporation COM 361448103 9739 187400 SH DEFINED 187400
Genuine Parts Company COM 372460105 607 7785 SH DEFINED 7785
Gildan Activewear Inc. COM 375916103 12584 315300 SH DEFINED 315300
Greif Inc. COM 397624107 531 9900 SH DEFINED 9900
Haemonetics Corporation COM 405024100 16268 390500 SH DEFINED 390500
Hasbro, Inc. COM 418056107 611 13900 SH DEFINED 13900
Hawaiian Electric Industries, COM 419870100 19934 719375 SH DEFINED 719375
Herman Miller, Inc. COM 600544100 38000 1373325 SH DEFINED 1373325
Hospira, Inc. COM 441060100 7794 237400 SH DEFINED 237400
Humana Inc. COM 444859102 3801 55000 SH DEFINED 55000
Huron Consulting Group Inc. COM 447462102 16761 415700 SH DEFINED 415700
ICON PLC - ADR COM g4705a100 9945 308000 SH DEFINED 308000
IDEXX Laboratories, Inc. COM 45168D104 33260 360000 SH DEFINED 360000
Innophos Holdings, Inc. COM 45774n108 8085 148100 SH DEFINED 148100
Intel Corporation COM 458140100 395 18100 SH DEFINED 18100
J.B. Hunt Transport Services, COM 445658107 40130 538800 SH DEFINED 538800
Johnson & Johnson COM 478160104 643 7885 SH DEFINED 7885
Jones Lang LaSalle Incorporate COM 48020Q107 47617 479000 SH DEFINED 479000
Kimberly-Clark Corp. COM 494368103 691 7050 SH DEFINED 7050
Kirby Corporation COM 497266106 32640 425000 SH DEFINED 425000
Koninklijke Philips Electronic COM 500472303 12721 430500 SH DEFINED 430500
LKQ Corporation COM 501889208 62865 2889000 SH DEFINED 2889000
LPL Financial Holdings, Inc. COM 50212V100 37366 1159000 SH DEFINED 1159000
Lancaster Colony Corporation COM 513847103 6614 85900 SH DEFINED 85900
Leggett & Platt COM 524660107 771 22825 SH DEFINED 22825
Lennox International Inc. COM 526107107 13517 212900 SH DEFINED 212900
Life Technologies Corporation COM 53217v109 22620 350000 SH DEFINED 350000
Linear Technology Corporation COM 535678106 12739 332000 SH DEFINED 332000
Lockheed Martin Corporation COM 539830109 560 5800 SH DEFINED 5800
Maidenform Brands, Inc. COM 560305104 7143 407500 SH DEFINED 407500
Marsh & Mclennan Companies, In COM 571748102 463 12200 SH DEFINED 12200
Masimo Corporation COM 574795100 5191 264600 SH DEFINED 264600
Matson Inc. COM 57686g105 12007 488100 SH DEFINED 488100
Mattel Inc. COM 577081102 68106 1556005 SH DEFINED 1556005
McDonald's Corporation COM 580135101 505 5065 SH DEFINED 5065
Meredith Corp. COM 589433101 566 14800 SH DEFINED 14800
Micros Systems Inc COM 594901100 17239 378800 SH DEFINED 378800
Microsoft Corporation COM 594918104 495 17295 SH DEFINED 17295
Mobile Mini, Inc. COM 60740F105 12049 409400 SH DEFINED 409400
Mohawk Industries Inc COM 608190104 48144 425600 SH DEFINED 425600
Molex Incorporated COM 608554101 571 19500 SH DEFINED 19500
Molson Coors Brewing Company COM 60871R209 582 11900 SH DEFINED 11900
Monsanto Company COM 61166W101 13383 126700 SH DEFINED 126700
Newmont Mining COM 651639106 13174 314500 SH DEFINED 314500
Noble Energy COM 655044105 44292 382950 SH DEFINED 382950
Norfolk Southern Corp. COM 655844108 524 6800 SH DEFINED 6800
Orbital Sciences Corporation COM 685564106 11590 694400 SH DEFINED 694400
Pall Corporation COM 696429307 42800 626000 SH DEFINED 626000
Paychex, Inc. COM 704326107 575 16400 SH DEFINED 16400
PerkinElmer, Inc. COM 714046109 21277 632500 SH DEFINED 632500
Perrigo Company COM 714290103 33200 279600 SH DEFINED 279600
PetSmart, Inc. COM 716768106 49333 794415 SH DEFINED 794415
Polaris Industries Inc. COM 731068102 13781 149000 SH DEFINED 149000
Power Integrations, Inc. COM 739276103 13535 311800 SH DEFINED 311800
RPM International, Inc. COM 749685103 20840 659900 SH DEFINED 659900
Reynolds American COM 761713106 541 12150 SH DEFINED 12150
Ritchie Bros. Auctioneers Inco COM 767744105 34132 1572905 SH DEFINED 1572905
Rollins Inc COM 775711104 45623 1858357 SH DEFINED 1858357
Royal Caribbean Cruises Ltd. COM V7780T103 30730 925050 SH DEFINED 925050
SBA Communications Corporation COM 78388J106 64512 896000 SH DEFINED 896000
Sally Beauty Holdings, Inc. COM 79546e104 26510 902300 SH DEFINED 902300
Solera Holdings Inc. COM 83421A104 36025 617600 SH DEFINED 617600
Spectra Energy Corporation COM 847560109 504 16400 SH DEFINED 16400
Stanley Black & Decker Inc. COM 854502101 12128 149790 SH DEFINED 149790
Steelcase, Inc. COM 858155203 14465 982000 SH DEFINED 982000
Stericycle, Inc. COM 858912108 37280 351100 SH DEFINED 351100
Sysco Corp. COM 871829107 605 17200 SH DEFINED 17200
TIBCO Software Inc. COM 88632q103 10999 544100 SH DEFINED 544100
Teradata Corp. COM 88076w103 34538 590300 SH DEFINED 590300
The Cato Corporation COM 149205106 447 18500 SH DEFINED 18500
The Scotts Miracle-Gro Company COM 810186106 7260 167900 SH DEFINED 167900
The Sherwin-Williams Company COM 824348106 10471 62000 SH DEFINED 62000
The Valspar Corporation COM 920355104 44944 722000 SH DEFINED 722000
Trimble Navigation Ltd. COM 896239100 64637 2156000 SH DEFINED 2156000
Tumi Holdings Inc. COM 89969q104 22194 1059900 SH DEFINED 1059900
UTI Worldwide, Inc. COM G87210103 7153 494000 SH DEFINED 494000
Ultra Petroleum Corp. COM 903914109 6104 303700 SH DEFINED 303700
Union Pacific Corporation COM 907818108 13358 93800 SH DEFINED 93800
United Parcel Service Inc. COM 911312106 585 6815 SH DEFINED 6815
Verint Systems Inc. COM 92343x100 15446 422600 SH DEFINED 422600
W.W. Grainger, Inc. COM 384802104 6974 31000 SH DEFINED 31000
Walgreen Company COM 931422109 734 15400 SH DEFINED 15400
Watsco Inc. COM 942622200 34009 404000 SH DEFINED 404000
Wolverine World Wide, Inc. COM 978097103 1021 23000 SH DEFINED 23000
Woodward Inc. COM 980745103 35144 883900 SH DEFINED 883900
World Fuel Services Corporatio COM 981475106 18176 457600 SH DEFINED 457600
Xylem, Inc. COM 98419m100 29699 1077600 SH DEFINED 1077600
Zebra Technologies Corporation COM 989207105 46008 976200 SH DEFINED 976200
eBay Inc. COM 278642103 10356 191000 SH DEFINED 191000