0001083433-13-000002.txt : 20130205
0001083433-13-000002.hdr.sgml : 20130205
20130205164940
ACCESSION NUMBER: 0001083433-13-000002
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20121231
FILED AS OF DATE: 20130205
DATE AS OF CHANGE: 20130205
EFFECTIVENESS DATE: 20130205
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: ASTER INVESTMENT MANAGEMENT CO INC
CENTRAL INDEX KEY: 0001083433
IRS NUMBER: 942408246
STATE OF INCORPORATION: MD
FISCAL YEAR END: 0630
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-03533
FILM NUMBER: 13574676
BUSINESS ADDRESS:
STREET 1: 60 E SIR FRANCIS DRAKE BLVD.
STREET 2: SUITE 306
CITY: LARKSPUR
STATE: CA
ZIP: 94939
BUSINESS PHONE: 4154618770
MAIL ADDRESS:
STREET 1: 60 E SIR FRANCIS DRAKE BLVD.
STREET 2: SUITE 306
CITY: LARKSPUR
STATE: CA
ZIP: 94939
13F-HR
1
aim13fq412.txt
ASTER INVESTMENT MANAGEMENT CO 13F HR Q4 2012
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: December 31, 2012
Check here if Amendment [ ]; Amendment Number:
This Amendment (check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Aster Investment Management Co., Inc.
Address: 60 East Sir Francis Drake Blvd., Suite 306
Larkspur, CA 94939
13F File Number: 28-01919
The institutional investment manager filing this report and the person by
whom it is signed hereby represent that the person signing the report is
authorized to submit it, that all information contained herein is true,
correct and complete, and that it is understood that all required items,
statements, schedules, lists and tables, are considered integral parts of
this submission.
Person Signing this Report on Behalf of Reporting Manager:
Name: Gregg B.Keeling
Title: Vice President of Operations
Phone: 415-461-8770
Signature, Place and Date of Signing:
Gregg B.Keeling Larkspur, CA February 5, 2013
I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934.
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT.
[ ] 13F NOTICE.
[ ] 13F COMBINATION REPORT.
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers:
Form 13F Information Table Entry Total: 139
Form 13F Information Table Value Total: 2544975
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
ANSYS, Inc. COM 03662q105 22747 337800 SH DEFINED 337800
AT&T Inc. COM 00206R102 529 15680 SH DEFINED 15680
Abbott Laboratories COM 002824100 616 9400 SH DEFINED 9400
Aecon Group Inc. COM 00762v109 5709 540600 SH DEFINED 540600
Aeropastale, Inc. COM 007865108 8614 662100 SH DEFINED 662100
Affiliated Managers Group Inc COM 008252108 51539 396000 SH DEFINED 396000
Air Products and Chemicals, In COM 009158106 7343 87400 SH DEFINED 87400
Alexander & Baldwin, Inc. COM 014491104 12077 411200 SH DEFINED 411200
Ametek, Inc. COM 031100100 47150 1255000 SH DEFINED 1255000
Arthur J. Gallagher & Co. COM 363576109 8732 252000 SH DEFINED 252000
Associated Banc-Corp COM 045487105 10281 783600 SH DEFINED 783600
AutoZone, Inc. COM 053332102 31721 89500 SH DEFINED 89500
Autodesk, Inc. COM 052769106 23893 675900 SH DEFINED 675900
Bally Technologies, Inc. COM 05874B107 12818 286700 SH DEFINED 286700
Bank of Hawaii Corp. COM 062540109 47003 1067030 SH DEFINED 1067030
Baxter International Inc. COM 071813109 573 8600 SH DEFINED 8600
Bed, Bath & Beyond, Inc. COM 075896100 38354 686000 SH DEFINED 686000
BioMarin Pharmaceutical Inc. COM 09061G101 6465 131400 SH DEFINED 131400
BlackRock, Inc. COM 09247X101 558 2700 SH DEFINED 2700
Broadridge Financial Solutions COM 11133T103 21306 931200 SH DEFINED 931200
Brocade Communications Systems COM 111621306 9781 1835100 SH DEFINED 1835100
Brown & Brown Inc. COM 115236101 64516 2534000 SH DEFINED 2534000
CA, Inc. COM 12673p105 433 19700 SH DEFINED 19700
Carnival Corporation COM 143658300 13936 379000 SH DEFINED 379000
Cerner Corp COM 156782104 43413 560100 SH DEFINED 560100
Chevron Corp. COM 166764100 508 4700 SH DEFINED 4700
Cintas Corp. COM 172908105 8425 206000 SH DEFINED 206000
Citrix Systems, Inc. COM 177376100 40868 622800 SH DEFINED 622800
Coach, Inc. COM 189754104 29746 535870 SH DEFINED 535870
Continental Resources, Inc. COM 212015101 42305 575650 SH DEFINED 575650
Core Laboratories N.V. COM N22717107 29860 273165 SH DEFINED 273165
Corning, Inc. COM 219350105 6853 543000 SH DEFINED 543000
Costco Wholesale Corporation COM 22160k105 15984 161900 SH DEFINED 161900
Cracker Barrel Old Country Sto COM 22410j106 20435 318000 SH DEFINED 318000
Cree, Inc. COM 225447101 3636 107000 SH DEFINED 107000
Cullen/Frost Bankers, Inc. COM 229899109 488 9000 SH DEFINED 9000
DENTSPLY International Inc COM 249030107 51018 1288000 SH DEFINED 1288000
DSW Inc. COM 23334L102 31597 481000 SH DEFINED 481000
Denny's Corp. COM 24869P104 7362 1508600 SH DEFINED 1508600
Diebold, Incorporated COM 253651103 404 13200 SH DEFINED 13200
Digital Realty Trust Inc COM 253868103 462 6800 SH DEFINED 6800
Dollar Tree, Inc. COM 256746108 26563 654900 SH DEFINED 654900
Dr Pepper Snapple Group, Inc. COM 26138e109 530 12000 SH DEFINED 12000
E.I. du Pont De Nemours & Co COM 263534109 440 9780 SH DEFINED 9780
EOG Resources, Inc. COM 26875P101 14495 120000 SH DEFINED 120000
East West Bancorp., Inc. COM 27579R104 43661 2031700 SH DEFINED 2031700
Eaton Corp. COM 278058102 582 10740 SH DEFINED 10740
Edwards Lifesciences Corp COM 28176E108 30748 341000 SH DEFINED 341000
Emerson Electric CO. COM 291011104 567 10700 SH DEFINED 10700
Enbridge Energy Partners, L.P. COM 29250R106 391 14000 SH DEFINED 14000
Energen Corporation COM 29265n108 6948 154100 SH DEFINED 154100
Equifax Inc. COM 294429105 19429 359000 SH DEFINED 359000
Expeditors International of Wa COM 302130109 29742 752000 SH DEFINED 752000
FMC Technologies COM 30249U101 27537 642945 SH DEFINED 642945
Family Dollar Stores, Inc. COM 307000109 9385 148000 SH DEFINED 148000
Flowers Foods, Inc. COM 343498101 13857 595500 SH DEFINED 595500
Flowserve Corporation COM 34354P105 18394 125300 SH DEFINED 125300
GATX Corporation COM 361448103 13033 301000 SH DEFINED 301000
Genuine Parts Company COM 372460105 495 7785 SH DEFINED 7785
Gildan Activewear Inc. COM 375916103 9968 272500 SH DEFINED 272500
Greif Inc. COM 397624107 441 9900 SH DEFINED 9900
Haemonetics Corporation COM 405024100 14482 354600 SH DEFINED 354600
Hasbro, Inc. COM 418056107 499 13900 SH DEFINED 13900
Hawaiian Electric Industries, COM 419870100 18085 719375 SH DEFINED 719375
Herman Miller, Inc. COM 600544100 31403 1463325 SH DEFINED 1463325
Huron Consulting Group Inc. COM 447462102 14005 415700 SH DEFINED 415700
ICON PLC - ADR COM 45103T107 12797 461000 SH DEFINED 461000
IDEXX Laboratories, Inc. COM 45168D104 35171 379000 SH DEFINED 379000
Intel Corporation COM 458140100 373 18100 SH DEFINED 18100
International Speedway Corpora COM 460335201 6691 242000 SH DEFINED 242000
J.B. Hunt Transport Services, COM 445658107 32172 538800 SH DEFINED 538800
Johnson & Johnson COM 478160104 553 7885 SH DEFINED 7885
Jones Lang LaSalle Incorporate COM 48020Q107 41970 500000 SH DEFINED 500000
Kimberly-Clark Corp. COM 494368103 595 7050 SH DEFINED 7050
Koninklijke Philips Electronic COM 500472303 11096 418100 SH DEFINED 418100
LKQ Corporation COM 501889208 76483 3624800 SH DEFINED 3624800
LPL Financial Holdings, Inc. COM 50212V100 42738 1517690 SH DEFINED 1517690
Lancaster Colony Corporation COM 513847103 5943 85900 SH DEFINED 85900
Leggett & Platt COM 524660107 621 22825 SH DEFINED 22825
Lennox International Inc. COM 526107107 11182 212900 SH DEFINED 212900
Life Technologies Corporation COM 53217v109 18651 380400 SH DEFINED 380400
Linear Technology Corporation COM 535678106 9336 272200 SH DEFINED 272200
Lockheed Martin Corporation COM 539830109 535 5800 SH DEFINED 5800
Maidenform Brands, Inc. COM 560305104 9909 508400 SH DEFINED 508400
Marsh & Mclennan Companies, In COM 571748102 421 12200 SH DEFINED 12200
Matson Inc. COM 57686g105 12066 488100 SH DEFINED 488100
Mattel Inc. COM 577081102 56981 1556005 SH DEFINED 1556005
McDonald's Corporation COM 580135101 447 5065 SH DEFINED 5065
Meredith Corp. COM 589433101 510 14800 SH DEFINED 14800
Micros Systems Inc COM 594901100 19565 461000 SH DEFINED 461000
Microsoft Corporation COM 594918104 462 17295 SH DEFINED 17295
Mine Safety Appliances Co. COM 602720104 513 12000 SH DEFINED 12000
Mobile Mini, Inc. COM 60740F105 8536 409400 SH DEFINED 409400
Mohawk Industries Inc COM 608190104 45683 504955 SH DEFINED 504955
Molex Incorporated COM 608554101 533 19500 SH DEFINED 19500
Molson Coors Brewing Company COM 60871R209 509 11900 SH DEFINED 11900
Monsanto Company COM 61166W101 14396 152100 SH DEFINED 152100
Newmont Mining COM 651639106 14605 314500 SH DEFINED 314500
Noble Energy COM 655044105 44557 437950 SH DEFINED 437950
Norfolk Southern Corp. COM 655844108 421 6800 SH DEFINED 6800
Orbital Sciences Corporation COM 685564106 9562 694400 SH DEFINED 694400
Pall Corporation COM 696429307 48449 804000 SH DEFINED 804000
Paychex, Inc. COM 704326107 510 16400 SH DEFINED 16400
Perrigo Company COM 714290103 25352 243700 SH DEFINED 243700
PetSmart, Inc. COM 716768106 60455 884615 SH DEFINED 884615
Polaris Industries Inc. COM 731068102 13380 159000 SH DEFINED 159000
Power Integrations, Inc. COM 739276103 10480 311800 SH DEFINED 311800
RPM International, Inc. COM 749685103 19375 659900 SH DEFINED 659900
Reynolds American COM 761713106 503 12150 SH DEFINED 12150
Ritchie Bros. Auctioneers Inco COM 767744105 34801 1665905 SH DEFINED 1665905
Rollins Inc COM 775711104 40958 1858357 SH DEFINED 1858357
Royal Caribbean Cruises Ltd. COM V7780T103 31452 925050 SH DEFINED 925050
SBA Communications Corporation COM 78388J106 67999 958000 SH DEFINED 958000
Sally Beauty Holdings, Inc. COM 79546e104 21267 902300 SH DEFINED 902300
Solera Holdings Inc. COM 83421A104 41102 768700 SH DEFINED 768700
Spectra Energy Corporation COM 847560109 449 16400 SH DEFINED 16400
Stanley Black & Decker Inc. COM 854502101 11080 149790 SH DEFINED 149790
Steelcase, Inc. COM 858155203 15059 1182000 SH DEFINED 1182000
Stericycle, Inc. COM 858912108 32751 351100 SH DEFINED 351100
Sysco Corp. COM 871829107 545 17200 SH DEFINED 17200
Teradata Corp. COM 88076w103 35073 566700 SH DEFINED 566700
The Cato Corporation COM 149205106 507 18500 SH DEFINED 18500
The Sherwin-Williams Company COM 824348106 11690 76000 SH DEFINED 76000
The Valspar Corporation COM 920355104 54176 868200 SH DEFINED 868200
Trimble Navigation Ltd. COM 896239100 61723 1032495 SH DEFINED 1032495
Tumi Holdings Inc. COM 89969q104 15844 759900 SH DEFINED 759900
UTI Worldwide, Inc. COM G87210103 2412 180000 SH DEFINED 180000
Ultra Petroleum Corp. COM 903914109 5506 303700 SH DEFINED 303700
Union Pacific Corporation COM 907818108 13050 103800 SH DEFINED 103800
United Parcel Service Inc. COM 911312106 502 6815 SH DEFINED 6815
Verint Systems Inc. COM 92343x100 12408 422600 SH DEFINED 422600
W.W. Grainger, Inc. COM 384802104 9613 47500 SH DEFINED 47500
Walgreen Company COM 931422109 570 15400 SH DEFINED 15400
Watsco Inc. COM 942622200 40044 534630 SH DEFINED 534630
Woodward Inc. COM 980745103 33703 883900 SH DEFINED 883900
World Fuel Services Corporatio COM 981475106 18839 457600 SH DEFINED 457600
Xylem, Inc. COM 98419m100 19566 722000 SH DEFINED 722000
Zebra Technologies Corporation COM 989207105 48383 1230800 SH DEFINED 1230800
eBay Inc. COM 278642103 13081 256500 SH DEFINED 256500