0001083433-12-000008.txt : 20121105
0001083433-12-000008.hdr.sgml : 20121105
20121105131359
ACCESSION NUMBER: 0001083433-12-000008
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120930
FILED AS OF DATE: 20121105
DATE AS OF CHANGE: 20121105
EFFECTIVENESS DATE: 20121105
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: ASTER INVESTMENT MANAGEMENT CO INC
CENTRAL INDEX KEY: 0001083433
IRS NUMBER: 942408246
STATE OF INCORPORATION: MD
FISCAL YEAR END: 0630
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-03533
FILM NUMBER: 121179341
BUSINESS ADDRESS:
STREET 1: 60 E SIR FRANCIS DRAKE BLVD.
STREET 2: SUITE 306
CITY: LARKSPUR
STATE: CA
ZIP: 94939
BUSINESS PHONE: 4154618770
MAIL ADDRESS:
STREET 1: 60 E SIR FRANCIS DRAKE BLVD.
STREET 2: SUITE 306
CITY: LARKSPUR
STATE: CA
ZIP: 94939
13F-HR
1
aim13fq312.txt
ASTER INVESTMENT MANAGEMENT CO FORM 13F HR Q3 2012
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: September 30, 2012
Check here if Amendment [ ]; Amendment Number:
This Amendment (check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Aster Investment Management Co., Inc.
Address: 60 East Sir Francis Drake Blvd., Suite 306
Larkspur, CA 94939
13F File Number: 28-01919
The institutional investment manager filing this report and the person by
whom it is signed hereby represent that the person signing the report is
authorized to submit it, that all information contained herein is true,
correct and complete, and that it is understood that all required items,
statements, schedules, lists and tables, are considered integral parts of
this submission.
Person Signing this Report on Behalf of Reporting Manager:
Name: Gregg B.Keeling
Title: Vice President of Operations
Phone: 415-461-8770
Signature, Place and Date of Signing:
Gregg B.Keeling Larkspur, CA November 5, 2012
I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934.
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT.
[ ] 13F NOTICE.
[ ] 13F COMBINATION REPORT.
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers:
Form 13F Information Table Entry Total: 147
Form 13F Information Table Value Total: 2785724
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
ANSYS, Inc. COM 03662q105 12632 172100 SH DEFINED 172100
AT&T Inc. COM 00206R102 591 15680 SH DEFINED 15680
Abbott Laboratories COM 002824100 644 9400 SH DEFINED 9400
Aecon Group Inc. COM 00762v109 6633 540600 SH DEFINED 540600
Aeropastale, Inc. COM 007865108 7220 533600 SH DEFINED 533600
Affiliated Managers Group Inc COM 008252108 56579 459990 SH DEFINED 459990
Alexander & Baldwin, Inc. COM 014491104 12143 411200 SH DEFINED 411200
Ametek, Inc. COM 031100100 56145 1583769 SH DEFINED 1583769
Apache Corporation COM 037411105 11328 131000 SH DEFINED 131000
Arcos Dorados Holdings, Inc. COM G0457F107 35942 2329330 SH DEFINED 2329330
Associated Banc-Corp COM 045487105 8509 646600 SH DEFINED 646600
AutoZone, Inc. COM 053332102 25507 69000 SH DEFINED 69000
Autodesk, Inc. COM 052769106 45049 1350780 SH DEFINED 1350780
Bally Technologies, Inc. COM 05874B107 15345 310700 SH DEFINED 310700
Bank of Hawaii Corp. COM 062540109 53108 1164130 SH DEFINED 1164130
Baxter International Inc. COM 071813109 518 8600 SH DEFINED 8600
Bed, Bath & Beyond, Inc. COM 075896100 48497 769800 SH DEFINED 769800
BioMarin Pharmaceutical Inc. COM 09061G101 13560 336800 SH DEFINED 336800
BlackRock, Inc. COM 09247X101 481 2700 SH DEFINED 2700
Blackbaud, Inc. COM 09227q100 5798 242400 SH DEFINED 242400
Broadridge Financial Solutions COM 11133T103 21725 931200 SH DEFINED 931200
Brocade Communications Systems COM 111621306 10411 1760100 SH DEFINED 1760100
Brown & Brown Inc. COM 115236101 72684 2788015 SH DEFINED 2788015
CA, Inc. COM 12673p105 508 19700 SH DEFINED 19700
CVB Financial Corp. COM 126600105 10501 879495 SH DEFINED 879495
CarMax, Inc. COM 143130102 27915 986395 SH DEFINED 986395
Carnival Corporation COM 143658300 16077 441300 SH DEFINED 441300
Cerner Corp COM 156782104 53608 692710 SH DEFINED 692710
Chevron Corp. COM 166764100 548 4700 SH DEFINED 4700
Cintas Corp. COM 172908105 10407 251200 SH DEFINED 251200
Citrix Systems, Inc. COM 177376100 54891 717255 SH DEFINED 717255
Coach, Inc. COM 189754104 36792 656770 SH DEFINED 656770
Coca-Cola Co COM 191216100 572 15080 SH DEFINED 15080
Continental Resources, Inc. COM 212015101 44267 575650 SH DEFINED 575650
Core Laboratories N.V. COM N22717107 28544 234965 SH DEFINED 234965
Costco Wholesale Corporation COM 22160k105 16216 161900 SH DEFINED 161900
Cracker Barrel Old Country Sto COM 22410j106 36566 544873 SH DEFINED 544873
Cullen/Frost Bankers, Inc. COM 229899109 517 9000 SH DEFINED 9000
DENTSPLY International Inc COM 249030107 55375 1451890 SH DEFINED 1451890
DSW Inc. COM 23334L102 25614 383900 SH DEFINED 383900
Denny's Corp. COM 24869P104 7302 1508600 SH DEFINED 1508600
Diebold, Incorporated COM 253651103 445 13200 SH DEFINED 13200
Digital Realty Trust Inc COM 253868103 475 6800 SH DEFINED 6800
Dollar Tree, Inc. COM 256746108 3332 69000 SH DEFINED 69000
E.I. du Pont De Nemours & Co COM 263534109 492 9780 SH DEFINED 9780
EOG Resources, Inc. COM 26875P101 14454 129000 SH DEFINED 129000
East West Bancorp., Inc. COM 27579R104 56022 2652555 SH DEFINED 2652555
Eaton Corp. COM 278058102 508 10740 SH DEFINED 10740
Edwards Lifesciences Corp COM 28176E108 58737 547050 SH DEFINED 547050
Emerson Electric CO. COM 291011104 516 10700 SH DEFINED 10700
Enbridge Energy Partners, L.P. COM 29250R106 412 14000 SH DEFINED 14000
Equifax Inc. COM 294429105 17281 371000 SH DEFINED 371000
Expeditors International of Wa COM 302130109 31794 874660 SH DEFINED 874660
FMC Technologies COM 30249U101 26898 580945 SH DEFINED 580945
Family Dollar Stores, Inc. COM 307000109 49791 751000 SH DEFINED 751000
Flowers Foods, Inc. COM 343498101 8108 401800 SH DEFINED 401800
Flowserve Corporation COM 34354P105 16006 125300 SH DEFINED 125300
GATX Corporation COM 361448103 17099 402900 SH DEFINED 402900
Genuine Parts Company COM 372460105 475 7785 SH DEFINED 7785
Gildan Activewear Inc. COM 375916103 8633 272500 SH DEFINED 272500
Greif Inc. COM 397624107 437 9900 SH DEFINED 9900
Haemonetics Corporation COM 405024100 14219 177300 SH DEFINED 177300
Hasbro, Inc. COM 418056107 530 13900 SH DEFINED 13900
Hawaiian Electric Industries, COM 419870100 18401 699375 SH DEFINED 699375
Heartland Payment Systems, Inc COM 42235N108 13831 436600 SH DEFINED 436600
Herman Miller, Inc. COM 600544100 29971 1541725 SH DEFINED 1541725
Huron Consulting Group Inc. COM 447462102 15136 434700 SH DEFINED 434700
ICON PLC - ADR COM 45103T107 15650 642200 SH DEFINED 642200
IDEXX Laboratories, Inc. COM 45168D104 42472 427500 SH DEFINED 427500
Integrys Energy Group, Inc. COM 45822P105 514 9840 SH DEFINED 9840
Intel Corporation COM 458140100 410 18100 SH DEFINED 18100
International Paper Company COM 460146103 519 14300 SH DEFINED 14300
International Speedway Corpora COM 460335201 10261 361700 SH DEFINED 361700
J.B. Hunt Transport Services, COM 445658107 33428 642355 SH DEFINED 642355
Johnson & Johnson COM 478160104 543 7885 SH DEFINED 7885
Jones Lang LaSalle Incorporate COM 48020Q107 45214 592195 SH DEFINED 592195
KBW Inc. COM 482423100 12922 784600 SH DEFINED 784600
Kimberly-Clark Corp. COM 494368103 605 7050 SH DEFINED 7050
Koninklijke Philips Electronic COM 500472303 4371 186400 SH DEFINED 186400
LKQ Corporation COM 501889208 68143 3688400 SH DEFINED 3688400
LPL Financial Holdings, Inc. COM 50212V100 43315 1517690 SH DEFINED 1517690
Lancaster Colony Corporation COM 513847103 5904 80600 SH DEFINED 80600
Leggett & Platt COM 524660107 572 22825 SH DEFINED 22825
Lennox International Inc. COM 526107107 12148 251200 SH DEFINED 251200
Linear Technology Corporation COM 535678106 503 15800 SH DEFINED 15800
Lockheed Martin Corporation COM 539830109 542 5800 SH DEFINED 5800
Maidenform Brands, Inc. COM 560305104 6744 329300 SH DEFINED 329300
Marsh & Mclennan Companies, In COM 571748102 414 12200 SH DEFINED 12200
Matson Inc. COM 57686g105 9637 460900 SH DEFINED 460900
Mattel Inc. COM 577081102 56078 1581005 SH DEFINED 1581005
McDonald's Corporation COM 580135101 465 5065 SH DEFINED 5065
Medtronic, Inc. COM 585055106 539 12500 SH DEFINED 12500
Meredith Corp. COM 589433101 518 14800 SH DEFINED 14800
Micros Systems Inc COM 594901100 28363 576955 SH DEFINED 576955
Microsoft Corporation COM 594918104 515 17295 SH DEFINED 17295
Mine Safety Appliances Co. COM 602720104 447 12000 SH DEFINED 12000
Mobile Mini, Inc. COM 60740F105 6837 409400 SH DEFINED 409400
Mohawk Industries Inc COM 608190104 45080 563355 SH DEFINED 563355
Molex Incorporated COM 608554101 512 19500 SH DEFINED 19500
Molson Coors Brewing Company COM 60871R209 536 11900 SH DEFINED 11900
Monsanto Company COM 61166W101 13844 152100 SH DEFINED 152100
Newmont Mining COM 651639106 17617 314500 SH DEFINED 314500
Noble Energy COM 655044105 40602 437950 SH DEFINED 437950
Norfolk Southern Corp. COM 655844108 433 6800 SH DEFINED 6800
Nucor Corporation COM 670346105 437 11410 SH DEFINED 11410
Open Text Corporation COM 683715106 37228 675150 SH DEFINED 675150
Orbital Sciences Corporation COM 685564106 9397 645400 SH DEFINED 645400
Pall Corporation COM 696429307 52177 821810 SH DEFINED 821810
Paychex, Inc. COM 704326107 546 16400 SH DEFINED 16400
Perrigo Company COM 714290103 11350 97700 SH DEFINED 97700
PetSmart, Inc. COM 716768106 59034 855815 SH DEFINED 855815
Polaris Industries Inc. COM 731068102 13954 172550 SH DEFINED 172550
Power Integrations, Inc. COM 739276103 9494 311800 SH DEFINED 311800
RPM International, Inc. COM 749685103 31883 1117125 SH DEFINED 1117125
Reynolds American COM 761713106 527 12150 SH DEFINED 12150
Ritchie Bros. Auctioneers Inco COM 767744105 24255 1261305 SH DEFINED 1261305
Rollins Inc COM 775711104 46456 1986157 SH DEFINED 1986157
Royal Caribbean Cruises Ltd. COM V7780T103 27946 925050 SH DEFINED 925050
SBA Communications Corporation COM 78388J106 74047 1177210 SH DEFINED 1177210
Solera Holdings Inc. COM 83421A104 45948 1047365 SH DEFINED 1047365
Sonoco Products Company COM 835495102 449 14500 SH DEFINED 14500
Spectra Energy Corporation COM 847560109 482 16400 SH DEFINED 16400
Stanley Black & Decker Inc. COM 854502101 13556 177790 SH DEFINED 177790
Steelcase, Inc. COM 858155203 16882 1713900 SH DEFINED 1713900
Stericycle, Inc. COM 858912108 21680 239600 SH DEFINED 239600
Sysco Corp. COM 871829107 538 17200 SH DEFINED 17200
Teradata Corp. COM 88076w103 40744 540300 SH DEFINED 540300
The Sherwin-Williams Company COM 824348106 13566 91100 SH DEFINED 91100
The Valspar Corporation COM 920355104 57278 1021000 SH DEFINED 1021000
Time Warner Inc. COM 887317303 635 14000 SH DEFINED 14000
Trimble Navigation Ltd. COM 896239100 57945 1215795 SH DEFINED 1215795
Tumi Holdings Inc. COM 89969q104 17888 759900 SH DEFINED 759900
UTI Worldwide, Inc. COM G87210103 3993 296400 SH DEFINED 296400
Ultra Petroleum Corp. COM 903914109 6675 303700 SH DEFINED 303700
Union Pacific Corporation COM 907818108 15645 131800 SH DEFINED 131800
United Parcel Service Inc. COM 911312106 488 6815 SH DEFINED 6815
Verint Systems Inc. COM 92343x100 9955 362800 SH DEFINED 362800
W.W. Grainger, Inc. COM 384802104 13690 65700 SH DEFINED 65700
Wal-Mart Stores Inc. COM 931142103 584 7915 SH DEFINED 7915
Walgreen Company COM 931422109 561 15400 SH DEFINED 15400
Waste Connections, Inc. COM 941053100 11035 364800 SH DEFINED 364800
Watsco Inc. COM 942622200 40270 531330 SH DEFINED 531330
Wells Fargo, Inc. COM 949746101 7148 207000 SH DEFINED 207000
Woodward Inc. COM 980745103 23983 705800 SH DEFINED 705800
World Fuel Services Corporatio COM 981475106 11146 313000 SH DEFINED 313000
Zebra Technologies Corporation COM 989207105 62450 1665773 SH DEFINED 1665773
eBay Inc. COM 278642103 13292 274800 SH DEFINED 274800