0001083433-12-000006.txt : 20120809
0001083433-12-000006.hdr.sgml : 20120809
20120809144107
ACCESSION NUMBER: 0001083433-12-000006
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120630
FILED AS OF DATE: 20120809
DATE AS OF CHANGE: 20120809
EFFECTIVENESS DATE: 20120809
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: ASTER INVESTMENT MANAGEMENT CO INC
CENTRAL INDEX KEY: 0001083433
IRS NUMBER: 942408246
STATE OF INCORPORATION: MD
FISCAL YEAR END: 0630
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-03533
FILM NUMBER: 121019917
BUSINESS ADDRESS:
STREET 1: 60 E SIR FRANCIS DRAKE BLVD.
STREET 2: SUITE 306
CITY: LARKSPUR
STATE: CA
ZIP: 94939
BUSINESS PHONE: 4154618770
MAIL ADDRESS:
STREET 1: 60 E SIR FRANCIS DRAKE BLVD.
STREET 2: SUITE 306
CITY: LARKSPUR
STATE: CA
ZIP: 94939
13F-HR
1
aim13fq212.txt
ASTER INVESTMENT MANAGEMENT CO. FORM 13F HR Q2 2012
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: June 30, 2012
Check here if Amendment [ ]; Amendment Number:
This Amendment (check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Aster Investment Management Co., Inc.
Address: 60 East Sir Francis Drake Blvd., Suite 306
Larkspur, CA 94939
13F File Number: 28-01919
The institutional investment manager filing this report and the person by
whom it is signed hereby represent that the person signing the report is
authorized to submit it, that all information contained herein is true,
correct and complete, and that it is understood that all required items,
statements, schedules, lists and tables, are considered integral parts of
this submission.
Person Signing this Report on Behalf of Reporting Manager:
Name: Gregg B.Keeling
Title: Vice President of Operations
Phone: 415-461-8770
Signature, Place and Date of Signing:
Gregg B.Keeling Larkspur, CA July 30, 2012
I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934.
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT.
[ ] 13F NOTICE.
[ ] 13F COMBINATION REPORT.
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers:
Form 13F Information Table Entry Total: 154
Form 13F Information Table Value Total: 2999485
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
AT&T Inc. COM 00206R102 559 15680 SH DEFINED 15680
Abbott Laboratories COM 002824100 606 9400 SH DEFINED 9400
Advance Auto Parts, Inc. COM 00751Y106 45740 670485 SH DEFINED 670485
Advent Software, Inc. COM 007974108 37401 1379606 SH DEFINED 1379606
Aecon Group Inc. COM 00762v109 6300 550600 SH DEFINED 550600
Affiliated Managers Group Inc COM 008252108 52678 481295 SH DEFINED 481295
Alexander & Baldwin, Inc. COM 014491104 11601 460900 SH DEFINED 460900
Allstate Corporation COM 020002101 572 16300 SH DEFINED 16300
Ametek, Inc. COM 031100100 60112 1204415 SH DEFINED 1204415
Apache Corporation COM 037411105 12656 144000 SH DEFINED 144000
Arcos Dorados Holdings, Inc. COM G0457F107 34427 2329330 SH DEFINED 2329330
Associated Banc-Corp COM 045487105 8529 646600 SH DEFINED 646600
Autodesk, Inc. COM 052769106 53195 1520295 SH DEFINED 1520295
Bally Technologies, Inc. COM 05874B107 17409 373100 SH DEFINED 373100
Bank of Hawaii Corp. COM 062540109 53492 1164130 SH DEFINED 1164130
Bed, Bath & Beyond, Inc. COM 075896100 52561 850500 SH DEFINED 850500
BioMarin Pharmaceutical Inc. COM 09061G101 13331 336800 SH DEFINED 336800
Blackbaud, Inc. COM 09227q100 36431 1419200 SH DEFINED 1419200
Broadridge Financial Solutions COM 11133T103 19807 931200 SH DEFINED 931200
Brocade Communications Systems COM 111621306 5630 1141900 SH DEFINED 1141900
Brown & Brown Inc. COM 115236101 68429 2509315 SH DEFINED 2509315
CA, Inc. COM 12673p105 534 19700 SH DEFINED 19700
CVB Financial Corp. COM 126600105 17116 1469150 SH DEFINED 1469150
CarMax, Inc. COM 143130102 47792 1842395 SH DEFINED 1842395
Carnival Corporation COM 143658300 13338 389200 SH DEFINED 389200
Cerner Corp COM 156782104 42114 509480 SH DEFINED 509480
Chevron Corp. COM 166764100 496 4700 SH DEFINED 4700
Cintas Corp. COM 172908105 17247 446700 SH DEFINED 446700
Citrix Systems, Inc. COM 177376100 59990 714680 SH DEFINED 714680
Coach, Inc. COM 189754104 47339 809495 SH DEFINED 809495
Coca-Cola Co COM 191216100 590 7540 SH DEFINED 7540
Continental Resources, Inc. COM 212015101 35970 539925 SH DEFINED 539925
Core Laboratories N.V. COM N22717107 27003 232985 SH DEFINED 232985
Costco Wholesale Corporation COM 22160k105 15380 161900 SH DEFINED 161900
Cracker Barrel Old Country Sto COM 22410j106 37800 601908 SH DEFINED 601908
Cullen/Frost Bankers, Inc. COM 229899109 517 9000 SH DEFINED 9000
Cummins Inc. COM 231021106 5863 60500 SH DEFINED 60500
DENTSPLY International Inc COM 249030107 54704 1446810 SH DEFINED 1446810
Denny's Corp. COM 24869P104 6668 1508600 SH DEFINED 1508600
Diebold, Incorporated COM 253651103 487 13200 SH DEFINED 13200
Digital Realty Trust Inc COM 253868103 510 6800 SH DEFINED 6800
E.I. du Pont De Nemours & Co COM 263534109 495 9780 SH DEFINED 9780
EOG Resources, Inc. COM 26875P101 11624 129000 SH DEFINED 129000
East West Bancorp., Inc. COM 27579R104 69734 2972455 SH DEFINED 2972455
Eaton Corp. COM 278058102 426 10740 SH DEFINED 10740
Edwards Lifesciences Corp COM 28176E108 55997 542085 SH DEFINED 542085
Emerson Electric CO. COM 291011104 498 10700 SH DEFINED 10700
Equifax Inc. COM 294429105 20103 431400 SH DEFINED 431400
Exelon Corporation COM 30161N101 458 12183 SH DEFINED 12183
Expeditors International of Wa COM 302130109 36916 952660 SH DEFINED 952660
FMC Technologies COM 30249U101 22602 576140 SH DEFINED 576140
Family Dollar Stores, Inc. COM 307000109 62944 946815 SH DEFINED 946815
Federated Investors, Inc COM 314211103 597 27300 SH DEFINED 27300
Flowserve Corporation COM 34354P105 14378 125300 SH DEFINED 125300
GATX Corporation COM 361448103 16509 428800 SH DEFINED 428800
General Electric Co COM 369604103 577 27700 SH DEFINED 27700
Genuine Parts Company COM 372460105 469 7785 SH DEFINED 7785
Greif Inc. COM 397624107 406 9900 SH DEFINED 9900
H & R Block, Inc. COM 093671105 468 29300 SH DEFINED 29300
Haemonetics Corporation COM 405024100 10783 145500 SH DEFINED 145500
Hasbro, Inc. COM 418056107 471 13900 SH DEFINED 13900
Hawaiian Electric Industries, COM 419870100 21603 757475 SH DEFINED 757475
Heartland Payment Systems, Inc COM 42235N108 19862 660300 SH DEFINED 660300
Herman Miller, Inc. COM 600544100 38331 2069725 SH DEFINED 2069725
Hillenbrand, Inc. COM 431571108 390 21200 SH DEFINED 21200
Home Depot COM 437076102 578 10900 SH DEFINED 10900
Host Hotels & Resorts, Inc. COM 44107P104 6470 408946 SH DEFINED 408946
Huron Consulting Group Inc. COM 447462102 14233 449700 SH DEFINED 449700
ICON PLC - ADR COM 45103T107 14469 642200 SH DEFINED 642200
IDEXX Laboratories, Inc. COM 45168D104 53431 555820 SH DEFINED 555820
Integrys Energy Group, Inc. COM 45822P105 560 9840 SH DEFINED 9840
International Game Technology, COM 459902102 27843 1767835 SH DEFINED 1767835
International Paper Company COM 460146103 413 14300 SH DEFINED 14300
International Speedway Corpora COM 460335201 11276 430700 SH DEFINED 430700
J.B. Hunt Transport Services, COM 445658107 51023 856085 SH DEFINED 856085
Johnson & Johnson COM 478160104 533 7885 SH DEFINED 7885
Jones Lang LaSalle Incorporate COM 48020Q107 48752 692795 SH DEFINED 692795
KBW Inc. COM 482423100 10890 662000 SH DEFINED 662000
KLA-Tencor Corp COM 482480100 493 10010 SH DEFINED 10010
Kimberly-Clark Corp. COM 494368103 591 7050 SH DEFINED 7050
Kraft Foods Inc COM 50075N104 506 13100 SH DEFINED 13100
LKQ Corporation COM 501889208 41313 1238200 SH DEFINED 1238200
LPL Financial Holdings, Inc. COM 50212V100 49485 1465365 SH DEFINED 1465365
Lancaster Colony Corporation COM 513847103 5740 80600 SH DEFINED 80600
Leggett & Platt COM 524660107 482 22825 SH DEFINED 22825
Lennox International Inc. COM 526107107 14045 301200 SH DEFINED 301200
Lincoln Electric Holdings, Inc COM 533900106 9441 215600 SH DEFINED 215600
Lockheed Martin Corporation COM 539830109 505 5800 SH DEFINED 5800
Maidenform Brands, Inc. COM 560305104 1562 78400 SH DEFINED 78400
Mattel Inc. COM 577081102 51000 1572135 SH DEFINED 1572135
McDonald's Corporation COM 580135101 448 5065 SH DEFINED 5065
Medtronic, Inc. COM 585055106 484 12500 SH DEFINED 12500
Mercury General Corp. COM 589400100 473 11345 SH DEFINED 11345
Meredith Corp. COM 589433101 473 14800 SH DEFINED 14800
Microchip Technology Incorpora COM 595017104 447 13500 SH DEFINED 13500
Micros Systems Inc COM 594901100 35782 698865 SH DEFINED 698865
Microsoft Corporation COM 594918104 529 17295 SH DEFINED 17295
Mine Safety Appliances Co. COM 602720104 483 12000 SH DEFINED 12000
Mobile Mini, Inc. COM 60740F105 8577 595595 SH DEFINED 595595
Mohawk Industries Inc COM 608190104 65374 936190 SH DEFINED 936190
Molex Incorporated COM 608554101 467 19500 SH DEFINED 19500
Molson Coors Brewing Company COM 60871R209 495 11900 SH DEFINED 11900
Monsanto Company COM 61166W101 15281 184600 SH DEFINED 184600
NYSE Euronext COM 629491101 480 18780 SH DEFINED 18780
Newmont Mining COM 651639106 12748 262800 SH DEFINED 262800
Noble Energy COM 655044105 37147 437950 SH DEFINED 437950
Norfolk Southern Corp. COM 655844108 488 6800 SH DEFINED 6800
Nuance Communications, Inc. COM 67020y100 36419 1528930 SH DEFINED 1528930
Nucor Corporation COM 670346105 432 11410 SH DEFINED 11410
Open Text Corporation COM 683715106 33690 675150 SH DEFINED 675150
Orbital Sciences Corporation COM 685564106 6162 476900 SH DEFINED 476900
Pall Corporation COM 696429307 45043 821810 SH DEFINED 821810
Paychex, Inc. COM 704326107 515 16400 SH DEFINED 16400
PetSmart, Inc. COM 716768106 62749 920350 SH DEFINED 920350
Pitney Bowes, Inc. COM 724479100 391 26100 SH DEFINED 26100
Polaris Industries Inc. COM 731068102 12334 172550 SH DEFINED 172550
Power Integrations, Inc. COM 739276103 11630 311800 SH DEFINED 311800
RPM International, Inc. COM 749685103 30178 1109500 SH DEFINED 1109500
Reynolds American COM 761713106 545 12150 SH DEFINED 12150
Ritchie Bros. Auctioneers Inco COM 767744105 26803 1261305 SH DEFINED 1261305
Rollins Inc COM 775711104 44137 1973025 SH DEFINED 1973025
Royal Caribbean Cruises Ltd. COM V7780T103 50002 1920950 SH DEFINED 1920950
SBA Communications Corporation COM 78388J106 72084 1263525 SH DEFINED 1263525
Safeway Inc COM 786514208 405 22300 SH DEFINED 22300
Solera Holdings Inc. COM 83421A104 43417 1038925 SH DEFINED 1038925
Sonoco Products Company COM 835495102 437 14500 SH DEFINED 14500
Spectra Energy Corporation COM 847560109 477 16400 SH DEFINED 16400
Stanley Black & Decker Inc. COM 854502101 13863 215390 SH DEFINED 215390
Staples, Inc. COM 855030102 435 33300 SH DEFINED 33300
Steelcase, Inc. COM 858155203 18258 2021900 SH DEFINED 2021900
Sysco Corp. COM 871829107 513 17200 SH DEFINED 17200
TD Ameritrade Holding Corporat COM 87236Y108 8641 508300 SH DEFINED 508300
Teradata Corp. COM 88076w103 49255 684000 SH DEFINED 684000
The Sherwin-Williams Company COM 824348106 14916 112700 SH DEFINED 112700
The Valspar Corporation COM 920355104 74104 1411780 SH DEFINED 1411780
Time Warner Cable Inc. COM 88732j207 542 6600 SH DEFINED 6600
Time Warner Inc. COM 887317303 539 14000 SH DEFINED 14000
Trimble Navigation Ltd. COM 896239100 55502 1206295 SH DEFINED 1206295
Tumi Holdings Inc. COM 89969q104 11223 641300 SH DEFINED 641300
UTI Worldwide, Inc. COM G87210103 4330 296400 SH DEFINED 296400
Ultra Petroleum Corp. COM 903914109 7006 303700 SH DEFINED 303700
Union Pacific Corporation COM 907818108 17216 144300 SH DEFINED 144300
United Parcel Service Inc. COM 911312106 537 6815 SH DEFINED 6815
VeriFone Systems, Inc. COM 92342Y109 26362 796685 SH DEFINED 796685
W.W. Grainger, Inc. COM 384802104 13712 71700 SH DEFINED 71700
Wal-Mart Stores Inc. COM 931142103 552 7915 SH DEFINED 7915
Walgreen Company COM 931422109 456 15400 SH DEFINED 15400
Waste Connections, Inc. COM 941053100 52879 1767350 SH DEFINED 1767350
Waste Management, Inc. COM 94106L109 477 14290 SH DEFINED 14290
Watsco Inc. COM 942622200 43269 586305 SH DEFINED 586305
Wells Fargo, Inc. COM 949746101 6922 207000 SH DEFINED 207000
World Fuel Services Corporatio COM 981475106 11903 313000 SH DEFINED 313000
Zebra Technologies Corporation COM 989207105 49921 1452873 SH DEFINED 1452873
eBay Inc. COM 278642103 12931 307800 SH DEFINED 307800