0001083433-12-000001.txt : 20120207
0001083433-12-000001.hdr.sgml : 20120207
20120207120831
ACCESSION NUMBER: 0001083433-12-000001
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20111231
FILED AS OF DATE: 20120207
DATE AS OF CHANGE: 20120207
EFFECTIVENESS DATE: 20120207
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: ASTER INVESTMENT MANAGEMENT CO INC
CENTRAL INDEX KEY: 0001083433
IRS NUMBER: 942408246
STATE OF INCORPORATION: MD
FISCAL YEAR END: 0630
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-03533
FILM NUMBER: 12576484
BUSINESS ADDRESS:
STREET 1: 60 E SIR FRANCIS DRAKE BLVD.
STREET 2: SUITE 306
CITY: LARKSPUR
STATE: CA
ZIP: 94939
BUSINESS PHONE: 4154618770
MAIL ADDRESS:
STREET 1: 60 E SIR FRANCIS DRAKE BLVD.
STREET 2: SUITE 306
CITY: LARKSPUR
STATE: CA
ZIP: 94939
13F-HR
1
aim13fq411.txt
ASTER INVESTMENT MANAGEMENT CO. Q4 2011
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: December 31, 2011
Check here if Amendment [ ]; Amendment Number:
This Amendment (check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Aster Investment Management Co., Inc.
Address: 60 East Sir Francis Drake Blvd., Suite 306
Larkspur, CA 94939
13F File Number: 28-01919
The institutional investment manager filing this report and the person by
whom it is signed hereby represent that the person signing the report is
authorized to submit it, that all information contained herein is true,
correct and complete, and that it is understood that all required items,
statements, schedules, lists and tables, are considered integral parts of
this submission.
Person Signing this Report on Behalf of Reporting Manager:
Name: Gregg B.Keeling
Title: Vice President of Operations
Phone: 415-461-8770
Signature, Place and Date of Signing:
Gregg B.Keeling Larkspur, CA February 7, 2012
I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934.
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT.
[ ] 13F NOTICE.
[ ] 13F COMBINATION REPORT.
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers:
Form 13F Information Table Entry Total: 202
Form 13F Information Table Value Total: 3082720
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
AT&T Inc. COM 00206R102 510 16880 SH DEFINED 16880
Abbott Laboratories COM 002824100 529 9400 SH DEFINED 9400
Advance Auto Parts, Inc. COM 00751Y106 1404 20160 SH SOLE 19980
61038 876600 SH DEFINED 876600
Advent Software, Inc. COM 007974108 866 35538 SH SOLE 35152
38379 1575476 SH DEFINED 1575476
Aecon Group Inc. COM 00762v109 6761 633600 SH DEFINED 633600
Affiliated Managers Group Inc COM 008252108 1202 12529 SH SOLE 12399
48743 508000 SH DEFINED 508000
Alexander & Baldwin, Inc. COM 014482103 18814 460900 SH DEFINED 460900
Allstate Corporation COM 020002101 529 19300 SH DEFINED 19300
American Eagle Outfitters, Inc COM 02553e106 515 33655 SH DEFINED 33655
Ametek, Inc. COM 031100100 1073 25497 SH SOLE 25255
50688 1204000 SH DEFINED 1204000
Apache Corporation COM 037411105 7020 77500 SH DEFINED 77500
Arcos Dorados Holdings, Inc. COM G0457F107 992 48305 SH SOLE 47805
47805 2328540 SH DEFINED 2328540
Autodesk, Inc. COM 052769106 822 27110 SH SOLE 26815
49016 1616100 SH DEFINED 1616100
BMC Software, Inc. COM 055921100 370 11285 SH SOLE 11135
Bally Technologies, Inc. COM 05874B107 18083 457100 SH DEFINED 457100
Bank of Hawaii Corp. COM 062540109 1113 25020 SH SOLE 24760
52979 1190800 SH DEFINED 1190800
Bed, Bath & Beyond, Inc. COM 075896100 54028 932000 SH DEFINED 932000
BioMarin Pharmaceutical Inc. COM 09061G101 10974 319200 SH DEFINED 319200
Blackbaud, Inc. COM 09227q100 1124 40564 SH SOLE 40140
50264 1814600 SH DEFINED 1814600
Broadridge Financial Solutions COM 11133T103 23015 1020600 SH DEFINED 1020600
Brown & Brown Inc. COM 115236101 810 35777 SH SOLE 35424
25562 1129550 SH DEFINED 1129550
CVB Financial Corp. COM 126600105 318 31680 SH SOLE 31145
24707 2463300 SH DEFINED 2463300
CarMax, Inc. COM 143130102 1062 34845 SH SOLE 34435
54539 1789350 SH DEFINED 1789350
Carnival Corporation COM 143658300 22505 689500 SH DEFINED 689500
Cerner Corp COM 156782104 910 14852 SH SOLE 14771
31192 509260 SH DEFINED 509260
Chevron Corp. COM 166764100 553 5200 SH DEFINED 5200
Cintas Corp. COM 172908105 20225 581000 SH DEFINED 581000
Citrix Systems, Inc. COM 177376100 751 12375 SH SOLE 12230
35967 592350 SH DEFINED 592350
Coach, Inc. COM 189754104 1213 19865 SH SOLE 19700
56700 928900 SH DEFINED 928900
Coca-Cola Co COM 191216100 551 7870 SH DEFINED 7870
Compuware Corporation COM 205638109 12445 1495800 SH DEFINED 1495800
Constellation Energy Group Inc COM 210371100 520 13100 SH DEFINED 13100
Continental Resources, Inc. COM 212015101 822 12325 SH SOLE 12180
40093 601000 SH DEFINED 601000
Cooper Industries PLC COM G24140108 898 16583 SH SOLE 16445
29718 548800 SH DEFINED 548800
Copart, Inc. COM 217204106 326 6810 SH SOLE 6755
13553 283000 SH DEFINED 283000
Core Laboratories N.V. COM N22717107 575 5045 SH SOLE 5000
26539 232900 SH DEFINED 232900
Costco Wholesale Corporation COM 22160k105 18005 216100 SH DEFINED 216100
Cracker Barrel Old Country Sto COM 22410j106 1016 20148 SH SOLE 19945
53454 1060388 SH DEFINED 1060388
Cullen/Frost Bankers, Inc. COM 229899109 492 9300 SH DEFINED 9300
Cummins Inc. COM 231021106 7429 84400 SH DEFINED 84400
DENTSPLY International Inc COM 249030107 1016 29026 SH SOLE 28720
50606 1446300 SH DEFINED 1446300
Denny's Corp. COM 24869P104 5296 1408600 SH DEFINED 1408600
Diebold, Incorporated COM 253651103 493 16400 SH DEFINED 16400
E.I. du Pont De Nemours & Co COM 263534109 513 11200 SH DEFINED 11200
EOG Resources, Inc. COM 26875P101 21643 219700 SH DEFINED 219700
East West Bancorp., Inc. COM 27579R104 1019 51610 SH SOLE 51030
52308 2648500 SH DEFINED 2648500
Eaton Corp. COM 278058102 542 12440 SH DEFINED 12440
Edwards Lifesciences Corp COM 28176E108 616 8719 SH SOLE 8643
25521 360970 SH DEFINED 360970
Emerson Electric CO. COM 291011104 461 9900 SH DEFINED 9900
Equifax Inc. COM 294429105 17201 444000 SH DEFINED 444000
Expeditors International of Wa COM 302130109 851 20770 SH SOLE 20525
48501 1184100 SH DEFINED 1184100
FMC Technologies COM 30249U101 649 12423 SH SOLE 12324
30082 575960 SH DEFINED 575960
Family Dollar Stores, Inc. COM 307000109 1163 20165 SH SOLE 19950
59834 1037700 SH DEFINED 1037700
Federated Investors, Inc COM 314211103 503 33200 SH DEFINED 33200
Flowserve Corporation COM 34354P105 12445 125300 SH DEFINED 125300
GATX Corporation COM 361448103 19638 449800 SH DEFINED 449800
General Cable Corporation COM 369300108 3386 135400 SH DEFINED 135400
General Electric Co COM 369604103 555 31000 SH DEFINED 31000
Genuine Parts Company COM 372460105 525 8585 SH DEFINED 8585
Greif Inc. COM 397624107 510 11200 SH DEFINED 11200
Hawaiian Electric Industries, COM 419870100 21673 818475 SH DEFINED 818475
Heartland Payment Systems, Inc COM 42235N108 16070 659700 SH DEFINED 659700
Herman Miller, Inc. COM 600544100 786 42585 SH SOLE 42105
33736 1828500 SH DEFINED 1828500
Hillenbrand, Inc. COM 431571108 511 22900 SH DEFINED 22900
Home Depot COM 437076102 538 12800 SH DEFINED 12800
Host Hotels & Resorts, Inc. COM 44107P104 10895 737646 SH DEFINED 737646
Huron Consulting Group Inc. COM 447462102 20854 538300 SH DEFINED 538300
ICON PLC - ADR COM 45103T107 7030 410900 SH DEFINED 410900
IDEXX Laboratories, Inc. COM 45168D104 1059 13765 SH SOLE 13630
38796 504100 SH DEFINED 504100
International Paper Company COM 460146103 515 17400 SH DEFINED 17400
International Speedway Corpora COM 460335201 8545 337100 SH DEFINED 337100
J.B. Hunt Transport Services, COM 445658107 780 17310 SH SOLE 17140
38571 855800 SH DEFINED 855800
Johnson & Johnson COM 478160104 517 7885 SH DEFINED 7885
Jones Lang LaSalle Incorporate COM 48020Q107 797 13005 SH SOLE 12840
42429 692600 SH DEFINED 692600
KLA-Tencor Corp COM 482480100 518 10735 SH DEFINED 10735
Kimberly-Clark Corp. COM 494368103 563 7650 SH DEFINED 7650
Kimco Realty Corporation COM 49446R109 519 31980 SH DEFINED 31980
Kraft Foods Inc COM 50075N104 523 14000 SH DEFINED 14000
LKQ Corporation COM 501889208 23411 778300 SH DEFINED 778300
LPL Investment Holdings, Inc. COM 50213H100 109 3565 SH SOLE 3480
6597 216000 SH DEFINED 216000
Leggett & Platt COM 524660107 526 22825 SH DEFINED 22825
Lennox International Inc. COM 526107107 7928 234900 SH DEFINED 234900
Lincoln Electric Holdings, Inc COM 533900106 15934 407300 SH DEFINED 407300
Lockheed Martin Corporation COM 539830109 526 6500 SH DEFINED 6500
Mattel Inc. COM 577081102 1264 45534 SH SOLE 45095
75338 2713895 SH DEFINED 2713895
McDonald's Corporation COM 580135101 508 5065 SH DEFINED 5065
Medtronic, Inc. COM 585055106 539 14100 SH DEFINED 14100
Mercury General Corp. COM 589400100 518 11345 SH DEFINED 11345
Meredith Corp. COM 589433101 503 15400 SH DEFINED 15400
Microchip Technology Incorpora COM 595017104 527 14400 SH DEFINED 14400
Micros Systems Inc COM 594901100 934 20047 SH SOLE 19810
37297 800700 SH DEFINED 800700
Microsoft Corporation COM 594918104 537 20700 SH DEFINED 20700
Mine Safety Appliances Co. COM 602720104 507 15300 SH DEFINED 15300
Mobile Mini, Inc. COM 60740F105 11557 662295 SH DEFINED 662295
Mohawk Industries Inc COM 608190104 1307 21840 SH SOLE 21620
62597 1045900 SH DEFINED 1045900
Molex Incorporated COM 608554101 515 21600 SH DEFINED 21600
Molson Coors Brewing Company COM 60871R209 522 12000 SH DEFINED 12000
Monsanto Company COM 61166W101 15633 223100 SH DEFINED 223100
NYSE Euronext COM 629491101 490 18780 SH DEFINED 18780
Newmont Mining COM 651639106 9386 156400 SH DEFINED 156400
Noble Energy COM 655044105 881 9335 SH SOLE 9230
41324 437800 SH DEFINED 437800
Norfolk Southern Corp. COM 655844108 495 6800 SH DEFINED 6800
Nuance Communications, Inc. COM 67020y100 517 20535 SH SOLE 20325
22830 907400 SH DEFINED 907400
Nucor Corporation COM 670346105 506 12800 SH DEFINED 12800
Open Text Corporation COM 683715106 490 9580 SH SOLE 9440
23202 453700 SH DEFINED 453700
Orbital Sciences Corporation COM 685564106 8176 562700 SH DEFINED 562700
PPL Corporation COM 69351T106 497 16900 SH DEFINED 16900
Pall Corporation COM 696429307 1257 21995 SH SOLE 21775
59259 1036900 SH DEFINED 1036900
Paychex, Inc. COM 704326107 524 17400 SH DEFINED 17400
PetSmart, Inc. COM 716768106 1347 26265 SH SOLE 26009
58081 1132400 SH DEFINED 1132400
Pitney Bowes, Inc. COM 724479100 484 26100 SH DEFINED 26100
Polaris Industries Inc. COM 731068102 9659 172550 SH DEFINED 172550
Power Integrations, Inc. COM 739276103 10339 311800 SH DEFINED 311800
R.R. Donnelley & Sons Company COM 257867101 494 34215 SH DEFINED 34215
RPM International, Inc. COM 749685103 1380 56218 SH SOLE 55680
62036 2526910 SH DEFINED 2526910
Reynolds American COM 761713106 503 12150 SH DEFINED 12150
Ritchie Bros. Auctioneers Inco COM 767744105 703 31860 SH SOLE 31600
32818 1486300 SH DEFINED 1486300
Rollins Inc COM 775711104 1198 53936 SH SOLE 53355
57398 2583170 SH DEFINED 2583170
Royal Caribbean Cruises Ltd. COM V7780T103 988 39890 SH SOLE 39515
47566 1920300 SH DEFINED 1920300
SBA Communications Corporation COM 78388J106 1397 32525 SH SOLE 32210
63473 1477500 SH DEFINED 1477500
Safeway Inc COM 786514208 513 24400 SH DEFINED 24400
Solera Holdings Inc. COM 83421A104 1008 22635 SH SOLE 22395
45827 1028900 SH DEFINED 1028900
Sonoco Products Company COM 835495102 504 15300 SH DEFINED 15300
Spectra Energy Corporation COM 847560109 535 17400 SH DEFINED 17400
Stanley Black & Decker Inc. COM 854502101 20381 301490 SH DEFINED 301490
Staples, Inc. COM 855030102 501 36100 SH DEFINED 36100
Steelcase, Inc. COM 858155203 15840 2123300 SH DEFINED 2123300
Sysco Corp. COM 871829107 504 17200 SH DEFINED 17200
T Rowe Price Group, Inc. COM 74144T108 47471 833550 SH DEFINED 833550
TD Ameritrade Holding Corporat COM 87236Y108 11119 710500 SH DEFINED 710500
Teradata Corp. COM 88076w103 32482 669600 SH DEFINED 669600
The Sherwin-Williams Company COM 824348106 10061 112700 SH DEFINED 112700
The Valspar Corporation COM 920355104 1400 35925 SH SOLE 35580
63420 1627400 SH DEFINED 1627400
Time Warner Cable Inc. COM 88732j207 528 8300 SH DEFINED 8300
Time Warner Inc. COM 887317303 546 15100 SH DEFINED 15100
Trimble Navigation Ltd. COM 896239100 1003 23115 SH SOLE 22885
44971 1036200 SH DEFINED 1036200
UTI Worldwide, Inc. COM G87210103 7178 540100 SH DEFINED 540100
Ultra Petroleum Corp. COM 903914109 8999 303700 SH DEFINED 303700
Union Pacific Corporation COM 907818108 19917 188000 SH DEFINED 188000
United Parcel Service Inc. COM 911312106 528 7215 SH DEFINED 7215
United Stationers COM 913004107 861 26455 SH SOLE 26220
29372 902100 SH DEFINED 902100
W.W. Grainger, Inc. COM 384802104 16959 90600 SH DEFINED 90600
Wal-Mart Stores Inc. COM 931142103 557 9315 SH DEFINED 9315
Walgreen Company COM 931422109 509 15400 SH DEFINED 15400
Waste Connections, Inc. COM 941053100 1202 36260 SH SOLE 35868
55642 1679000 SH DEFINED 1679000
Waste Management, Inc. COM 94106L109 7840 239690 SH DEFINED 239690
Watsco Inc. COM 942622200 905 13786 SH SOLE 13630
38483 586100 SH DEFINED 586100
Wells Fargo, Inc. COM 949746101 18835 683400 SH DEFINED 683400
Willis Group Holdings PLC COM g96666105 1323 34108 SH SOLE 33773
78192 2015255 SH DEFINED 2015255
Zebra Technologies Corporation COM 989207105 1131 31615 SH SOLE 31320
66798 1866913 SH DEFINED 1866913
eBay Inc. COM 278642103 9336 307800 SH DEFINED 307800