0001083433-11-000006.txt : 20111028
0001083433-11-000006.hdr.sgml : 20111028
20111028165724
ACCESSION NUMBER: 0001083433-11-000006
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110930
FILED AS OF DATE: 20111028
DATE AS OF CHANGE: 20111028
EFFECTIVENESS DATE: 20111028
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: ASTER INVESTMENT MANAGEMENT CO INC
CENTRAL INDEX KEY: 0001083433
IRS NUMBER: 942408246
STATE OF INCORPORATION: MD
FISCAL YEAR END: 0630
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-03533
FILM NUMBER: 111165828
BUSINESS ADDRESS:
STREET 1: 60 E SIR FRANCIS DRAKE BLVD.
STREET 2: SUITE 306
CITY: LARKSPUR
STATE: CA
ZIP: 94939
BUSINESS PHONE: 4154618770
MAIL ADDRESS:
STREET 1: 60 E SIR FRANCIS DRAKE BLVD.
STREET 2: SUITE 306
CITY: LARKSPUR
STATE: CA
ZIP: 94939
13F-HR
1
aim13fq311.txt
ASTER INVESTMENT MANAGEMENT CO. Q3 2011
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: September 30, 2011
Check here if Amendment [ ]; Amendment Number:
This Amendment (check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Aster Investment Management Co., Inc.
Address: 60 East Sir Francis Drake Blvd., Suite 306
Larkspur, CA 94939
13F File Number: 28-01919
The institutional investment manager filing this report and the person by
whom it is signed hereby represent that the person signing the report is
authorized to submit it, that all information contained herein is true,
correct and complete, and that it is understood that all required items,
statements, schedules, lists and tables, are considered integral parts of
this submission.
Person Signing this Report on Behalf of Reporting Manager:
Name: Gregg B.Keeling
Title: Vice President of Operations
Phone: 415-461-8770
Signature, Place and Date of Signing:
Gregg B.Keeling Larkspur, CA October 28, 2011
I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934.
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT.
[ ] 13F NOTICE.
[ ] 13F COMBINATION REPORT.
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers:
Form 13F Information Table Entry Total: 204
Form 13F Information Table Value Total: 2682806
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
AT&T Inc. COM 00206R102 481 16880 SH DEFINED 16880
Abbott Laboratories COM 002824100 532 10400 SH DEFINED 10400
Advance Auto Parts, Inc. COM 00751Y106 734 12640 SH SOLE 12395
41582 715700 SH DEFINED 715700
Advent Software, Inc. COM 007974108 750 35968 SH SOLE 35172
32849 1575476 SH DEFINED 1575476
Aecon Group Inc. COM 00762v109 4461 633600 SH DEFINED 633600
Affiliated Managers Group Inc COM 008252108 1000 12809 SH SOLE 12554
39649 508000 SH DEFINED 508000
Alexander & Baldwin, Inc. COM 014482103 16837 460900 SH DEFINED 460900
American Eagle Outfitters, Inc COM 02553e106 489 41755 SH DEFINED 41755
Ametek, Inc. COM 031100100 859 26067 SH SOLE 25555
39696 1204000 SH DEFINED 1204000
Apache Corporation COM 037411105 6219 77500 SH DEFINED 77500
Arcos Dorados Holdings, Inc. COM G0457F107 1132 48815 SH SOLE 47850
50012 2156640 SH DEFINED 2156640
Autodesk, Inc. COM 052769106 759 27315 SH SOLE 26830
44911 1616100 SH DEFINED 1616100
Avon Products, Inc. COM 054303102 423 21600 SH DEFINED 21600
BMC Software, Inc. COM 055921100 815 21140 SH SOLE 20815
34145 885500 SH DEFINED 885500
Bally Technologies, Inc. COM 05874B107 12333 457100 SH DEFINED 457100
Bank of Hawaii Corp. COM 062540109 921 25290 SH SOLE 24785
39021 1072000 SH DEFINED 1072000
Bed, Bath & Beyond, Inc. COM 075896100 57436 1002200 SH DEFINED 1002200
BioMarin Pharmaceutical Inc. COM 09061G101 11116 348800 SH DEFINED 348800
Blackbaud, Inc. COM 09227q100 911 40924 SH SOLE 40185
38948 1748900 SH DEFINED 1748900
Broadridge Financial Solutions COM 11133T103 20555 1020600 SH DEFINED 1020600
Brown & Brown Inc. COM 115236101 658 36977 SH SOLE 36254
20106 1129550 SH DEFINED 1129550
CVB Financial Corp. COM 126600105 244 31680 SH SOLE 31145
18267 2375400 SH DEFINED 2375400
CarMax, Inc. COM 143130102 822 34445 SH SOLE 33925
34011 1426050 SH DEFINED 1426050
Carnival Corporation COM 143658300 20852 688200 SH DEFINED 688200
Cerner Corp COM 156782104 1085 15842 SH SOLE 15486
34894 509260 SH DEFINED 509260
Chevron Corp. COM 166764100 481 5200 SH DEFINED 5200
Cintas Corp. COM 172908105 14478 514500 SH DEFINED 514500
Citrix Systems, Inc. COM 177376100 677 12415 SH SOLE 12245
28004 513550 SH DEFINED 513550
Coach, Inc. COM 189754104 1079 20815 SH SOLE 20345
48145 928900 SH DEFINED 928900
Coca-Cola Co COM 191216100 532 7870 SH DEFINED 7870
Compuware Corporation COM 205638109 11458 1495800 SH DEFINED 1495800
Constellation Energy Group Inc COM 210371100 525 13800 SH DEFINED 13800
Continental Resources, Inc. COM 212015101 632 13060 SH SOLE 12850
29070 601000 SH DEFINED 601000
Cooper Industries PLC COM G24140108 772 16743 SH SOLE 16445
25311 548800 SH DEFINED 548800
Copart, Inc. COM 217204106 270 6890 SH SOLE 6755
11071 283000 SH DEFINED 283000
Core Laboratories N.V. COM N22717107 464 5165 SH SOLE 5010
23086 257000 SH DEFINED 257000
Costco Wholesale Corporation COM 22160k105 19596 238600 SH DEFINED 238600
Cracker Barrel Old Country Sto COM 22410j106 688 17178 SH SOLE 16845
31807 794588 SH DEFINED 794588
Cullen/Frost Bankers, Inc. COM 229899109 445 9700 SH DEFINED 9700
Cummins Inc. COM 231021106 6892 84400 SH DEFINED 84400
DENTSPLY International Inc COM 249030107 895 29176 SH SOLE 28620
44387 1446300 SH DEFINED 1446300
Denny's Corp. COM 24869P104 3782 1135700 SH DEFINED 1135700
Diebold, Incorporated COM 253651103 495 18000 SH DEFINED 18000
E.I. du Pont De Nemours & Co COM 263534109 424 10600 SH DEFINED 10600
EOG Resources, Inc. COM 26875P101 15601 219700 SH DEFINED 219700
East West Bancorp., Inc. COM 27579R104 764 51240 SH SOLE 50280
39489 2648500 SH DEFINED 2648500
Eaton Corp. COM 278058102 410 11540 SH DEFINED 11540
Edwards Lifesciences Corp COM 28176E108 738 10354 SH SOLE 10133
25124 352470 SH DEFINED 352470
Equifax Inc. COM 294429105 13944 453600 SH DEFINED 453600
Expeditors International of Wa COM 302130109 834 20560 SH SOLE 20120
42955 1059300 SH DEFINED 1059300
FMC Technologies COM 30249U101 499 13273 SH SOLE 12949
27680 736160 SH DEFINED 736160
Family Dollar Stores, Inc. COM 307000109 978 19230 SH SOLE 18835
52777 1037700 SH DEFINED 1037700
Federated Investors, Inc COM 314211103 484 27600 SH DEFINED 27600
Flowserve Corporation COM 34354P105 9272 125300 SH DEFINED 125300
GATX Corporation COM 361448103 13939 449800 SH DEFINED 449800
General Cable Corporation COM 369300108 5499 235500 SH DEFINED 235500
General Electric Co COM 369604103 429 28200 SH DEFINED 28200
Genuine Parts Company COM 372460105 482 9485 SH DEFINED 9485
Greif Inc. COM 397624107 429 10000 SH DEFINED 10000
Hawaiian Electric Industries, COM 419870100 21419 882175 SH DEFINED 882175
Heartland Express, Inc. COM 422347104 6811 502300 SH DEFINED 502300
Heartland Payment Systems, Inc COM 42235N108 13009 659700 SH DEFINED 659700
Herman Miller, Inc. COM 600544100 769 43055 SH SOLE 42105
30360 1699900 SH DEFINED 1699900
Hillenbrand, Inc. COM 431571108 456 24800 SH DEFINED 24800
Home Depot COM 437076102 509 15500 SH DEFINED 15500
Hospira, Inc. COM 441060100 6257 169100 SH DEFINED 169100
Host Hotels & Resorts, Inc. COM 44107P104 8573 783646 SH DEFINED 783646
Hubbell Inc COM 443510201 416 8400 SH DEFINED 8400
Huron Consulting Group Inc. COM 447462102 16029 514900 SH DEFINED 514900
ICON PLC - ADR COM 45103T107 6186 384700 SH DEFINED 384700
IDEXX Laboratories, Inc. COM 45168D104 981 14220 SH SOLE 13935
34768 504100 SH DEFINED 504100
International Paper Company COM 460146103 449 19300 SH DEFINED 19300
International Speedway Corpora COM 460335201 7699 337100 SH DEFINED 337100
J.B. Hunt Transport Services, COM 445658107 632 17505 SH SOLE 17165
29030 803700 SH DEFINED 803700
Johnson & Johnson COM 478160104 464 7285 SH DEFINED 7285
Jones Lang LaSalle Incorporate COM 48020Q107 665 12845 SH SOLE 12635
33355 643800 SH DEFINED 643800
Kimberly-Clark Corp. COM 494368103 543 7650 SH DEFINED 7650
Kimco Realty Corporation COM 49446R109 461 30680 SH DEFINED 30680
Kohl's Corporation COM 500255104 6422 130800 SH DEFINED 130800
Kraft Foods Inc COM 50075N104 544 16200 SH DEFINED 16200
LKQ Corporation COM 501889208 23133 957500 SH DEFINED 957500
Leggett & Platt COM 524660107 452 22825 SH DEFINED 22825
Lincoln Electric Holdings, Inc COM 533900106 11816 407300 SH DEFINED 407300
Lockheed Martin Corporation COM 539830109 501 6900 SH DEFINED 6900
Mattel Inc. COM 577081102 1251 48309 SH SOLE 47400
78177 3019595 SH DEFINED 3019595
McDonald's Corporation COM 580135101 524 5965 SH DEFINED 5965
Medtronic, Inc. COM 585055106 469 14100 SH DEFINED 14100
Mercury General Corp. COM 589400100 535 13945 SH DEFINED 13945
Meredith Corp. COM 589433101 466 20600 SH DEFINED 20600
Microchip Technology Incorpora COM 595017104 492 15800 SH DEFINED 15800
Micros Systems Inc COM 594901100 896 20392 SH SOLE 19920
35175 800700 SH DEFINED 800700
Microsoft Corporation COM 594918104 518 20800 SH DEFINED 20800
Mine Safety Appliances Co. COM 602720104 448 16600 SH DEFINED 16600
Mobile Mini, Inc. COM 60740F105 10888 662295 SH DEFINED 662295
Mohawk Industries Inc COM 608190104 775 18070 SH SOLE 17720
39645 923900 SH DEFINED 923900
Molex Incorporated COM 608554101 495 24300 SH DEFINED 24300
Molson Coors Brewing Company COM 60871R209 475 12000 SH DEFINED 12000
Monsanto Company COM 61166W101 13395 223100 SH DEFINED 223100
NYSE Euronext COM 629491101 397 17080 SH DEFINED 17080
Newmont Mining COM 651639106 9845 156400 SH DEFINED 156400
Noble Energy COM 655044105 765 10810 SH SOLE 10635
27286 385400 SH DEFINED 385400
Norfolk Southern Corp. COM 655844108 494 8100 SH DEFINED 8100
Nuance Communications, Inc. COM 67020y100 861 42335 SH SOLE 41770
31021 1525100 SH DEFINED 1525100
Nucor Corporation COM 670346105 424 13400 SH DEFINED 13400
Open Text Corporation COM 683715106 501 9615 SH SOLE 9440
21301 408700 SH DEFINED 408700
Orbital Sciences Corporation COM 685564106 7203 562700 SH DEFINED 562700
PPL Corporation COM 69351T106 534 18700 SH DEFINED 18700
Pall Corporation COM 696429307 961 22670 SH SOLE 22275
42832 1010200 SH DEFINED 1010200
Paychex, Inc. COM 704326107 459 17400 SH DEFINED 17400
PetSmart, Inc. COM 716768106 1181 27700 SH SOLE 27069
52131 1222300 SH DEFINED 1222300
Pitney Bowes, Inc. COM 724479100 440 23400 SH DEFINED 23400
Polaris Industries Inc. COM 731068102 12045 241050 SH DEFINED 241050
Power Integrations, Inc. COM 739276103 11066 361500 SH DEFINED 361500
R.R. Donnelley & Sons Company COM 257867101 442 31315 SH DEFINED 31315
RPM International, Inc. COM 749685103 1073 57378 SH SOLE 56285
51975 2779410 SH DEFINED 2779410
Reynolds American COM 761713106 545 14550 SH DEFINED 14550
Ritchie Bros. Auctioneers Inco COM 767744105 658 32605 SH SOLE 31910
32997 1634300 SH DEFINED 1634300
Rollins Inc COM 775711104 1023 54666 SH SOLE 53445
48331 2583170 SH DEFINED 2583170
Royal Caribbean Cruises Ltd. COM V7780T103 654 30205 SH SOLE 29435
34788 1607600 SH DEFINED 1607600
SBA Communications Corporation COM 78388J106 1088 31545 SH SOLE 30870
51241 1486100 SH DEFINED 1486100
Safeway Inc COM 786514208 432 26000 SH DEFINED 26000
Sealed Air Corp. COM 81211K100 9801 586900 SH DEFINED 586900
Solera Holdings Inc. COM 83421A104 1153 22840 SH SOLE 22410
48929 968900 SH DEFINED 968900
Sonoco Products Company COM 835495102 474 16800 SH DEFINED 16800
Spectra Energy Corporation COM 847560109 515 21000 SH DEFINED 21000
Stanley Black & Decker Inc. COM 854502101 14803 301490 SH DEFINED 301490
Staples, Inc. COM 855030102 436 32800 SH DEFINED 32800
Steelcase, Inc. COM 858155203 13398 2123300 SH DEFINED 2123300
Sysco Corp. COM 871829107 453 17500 SH DEFINED 17500
T Rowe Price Group, Inc. COM 74144T108 39819 833550 SH DEFINED 833550
TD Ameritrade Holding Corporat COM 87236Y108 10448 710500 SH DEFINED 710500
Teradata Corp. COM 88076w103 33044 617300 SH DEFINED 617300
The Chubb Corporation COM 171232101 504 8400 SH DEFINED 8400
The Sherwin-Williams Company COM 824348106 8376 112700 SH DEFINED 112700
The Valspar Corporation COM 920355104 1158 37090 SH SOLE 36455
48825 1564400 SH DEFINED 1564400
Time Warner Cable Inc. COM 88732j207 445 7100 SH DEFINED 7100
Time Warner Inc. COM 887317303 453 15100 SH DEFINED 15100
Trimble Navigation Ltd. COM 896239100 824 24570 SH SOLE 24030
35590 1060800 SH DEFINED 1060800
UTI Worldwide, Inc. COM G87210103 7043 540100 SH DEFINED 540100
Ultra Petroleum Corp. COM 903914109 8419 303700 SH DEFINED 303700
Union Pacific Corporation COM 907818108 16130 197500 SH DEFINED 197500
United Parcel Service Inc. COM 911312106 494 7815 SH DEFINED 7815
United Stationers COM 913004107 746 27390 SH SOLE 26760
28339 1041100 SH DEFINED 1041100
VF Corp. COM 918204108 498 4100 SH DEFINED 4100
W.W. Grainger, Inc. COM 384802104 15492 103600 SH DEFINED 103600
Wal-Mart Stores Inc. COM 931142103 546 10515 SH DEFINED 10515
Waste Connections, Inc. COM 941053100 1410 41685 SH SOLE 40933
54785 1619900 SH DEFINED 1619900
Waste Management, Inc. COM 94106L109 7804 239690 SH DEFINED 239690
Watsco Inc. COM 942622200 736 14396 SH SOLE 14115
25300 495100 SH DEFINED 495100
Wells Fargo, Inc. COM 949746101 16484 683400 SH DEFINED 683400
Willis Group Holdings PLC COM g96666105 1275 37093 SH SOLE 36343
79895 2324555 SH DEFINED 2324555
Zebra Technologies Corporation COM 989207105 991 32025 SH SOLE 31340
55983 1809413 SH DEFINED 1809413
eBay Inc. COM 278642103 8352 283200 SH DEFINED 283200