0001083433-11-000004.txt : 20110805
0001083433-11-000004.hdr.sgml : 20110805
20110805131427
ACCESSION NUMBER: 0001083433-11-000004
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110630
FILED AS OF DATE: 20110805
DATE AS OF CHANGE: 20110805
EFFECTIVENESS DATE: 20110805
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: ASTER INVESTMENT MANAGEMENT CO INC
CENTRAL INDEX KEY: 0001083433
IRS NUMBER: 942408246
STATE OF INCORPORATION: MD
FISCAL YEAR END: 0630
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-03533
FILM NUMBER: 111013415
BUSINESS ADDRESS:
STREET 1: 60 E SIR FRANCIS DRAKE BLVD.
STREET 2: SUITE 306
CITY: LARKSPUR
STATE: CA
ZIP: 94939
BUSINESS PHONE: 4154618770
MAIL ADDRESS:
STREET 1: 60 E SIR FRANCIS DRAKE BLVD.
STREET 2: SUITE 306
CITY: LARKSPUR
STATE: CA
ZIP: 94939
13F-HR
1
aim13fq211.txt
ASTER INVESTMENT MANAGEMENT CO. JUNE 30, 2011
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: June 30, 2011
Check here if Amendment [ ]; Amendment Number:
This Amendment (check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Aster Investment Management Co., Inc.
Address: 60 East Sir Francis Drake Blvd., Suite 306
Larkspur, CA 94939
13F File Number: 28-01919
The institutional investment manager filing this report and the person by
whom it is signed hereby represent that the person signing the report is
authorized to submit it, that all information contained herein is true,
correct and complete, and that it is understood that all required items,
statements, schedules, lists and tables, are considered integral parts of
this submission.
Person Signing this Report on Behalf of Reporting Manager:
Name: Gregg B.Keeling
Title: Vice President of Operations
Phone: 415-461-8770
Signature, Place and Date of Signing:
Gregg B.Keeling Larkspur, CA AUGUST 4, 2011
I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934.
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT.
[ ] 13F NOTICE.
[ ] 13F COMBINATION REPORT.
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers:
Form 13F Information Table Entry Total: 207
Form 13F Information Table Value Total: 3404140
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
3M Co. COM 88579Y101 579 6100 SH DEFINED 6100
AT&T Inc. COM 00206R102 590 18780 SH DEFINED 18780
Advent Software, Inc. COM 007974108 1157 41078 SH SOLE 40282
44381 1575476 SH DEFINED 1575476
Aecon Group Inc. COM 00762v109 4409 521800 SH DEFINED 521800
Affiliated Managers Group Inc COM 008252108 1370 13509 SH SOLE 13254
51537 508000 SH DEFINED 508000
Alexander & Baldwin, Inc. COM 014482103 20627 428300 SH DEFINED 428300
American Eagle Outfitters, Inc COM 02553e106 532 41755 SH DEFINED 41755
Ametek, Inc. COM 031100100 1287 28664 SH SOLE 28152
59632 1328100 SH DEFINED 1328100
Apache Corporation COM 037411105 9563 77500 SH DEFINED 77500
Arcos Dorados Holdings, Inc. COM G0457F107 1072 50835 SH SOLE 49870
52070 2468940 SH DEFINED 2468940
Autodesk, Inc. COM 052769106 1123 29085 SH SOLE 28600
60729 1573300 SH DEFINED 1573300
Avon Products, Inc. COM 054303102 563 20100 SH DEFINED 20100
BMC Software, Inc. COM 055921100 1351 24700 SH SOLE 24275
51046 933200 SH DEFINED 933200
Bally Technologies, Inc. COM 05874B107 11504 282800 SH DEFINED 282800
Bank of Hawaii Corp. COM 062540109 1241 26685 SH SOLE 26180
50400 1083400 SH DEFINED 1083400
Baxter International,Inc. COM 071813109 585 9800 SH DEFINED 9800
Bed, Bath & Beyond, Inc. COM 075896100 61213 1048700 SH DEFINED 1048700
BioMarin Pharmaceutical Inc. COM 09061G101 9491 348800 SH DEFINED 348800
Blackbaud, Inc. COM 09227q100 1193 43054 SH SOLE 42315
48480 1748900 SH DEFINED 1748900
Broadridge Financial Solutions COM 11133T103 24628 1023200 SH DEFINED 1023200
Brown & Brown Inc. COM 115236101 1436 55952 SH SOLE 54954
57782 2251850 SH DEFINED 2251850
CVB Financial Corp. COM 126600105 306 33050 SH SOLE 32515
21972 2375400 SH DEFINED 2375400
CarMax, Inc. COM 143130102 827 25010 SH SOLE 24490
42692 1290950 SH DEFINED 1290950
Carnival Corporation COM 143658300 22409 595500 SH DEFINED 595500
Cerner Corp COM 156782104 1065 17432 SH SOLE 17076
38320 627060 SH DEFINED 627060
Chevron Corp. COM 166764100 535 5200 SH DEFINED 5200
Cintas Corp. COM 172908105 15029 455000 SH DEFINED 455000
Citrix Systems, Inc. COM 177376100 1034 12925 SH SOLE 12755
41084 513550 SH DEFINED 513550
Coach, Inc. COM 189754104 1464 22895 SH SOLE 22425
59385 928900 SH DEFINED 928900
Coca-Cola Co COM 191216100 570 8470 SH DEFINED 8470
Compuware Corporation COM 205638109 13199 1352400 SH DEFINED 1352400
Constellation Energy Group Inc COM 210371100 585 15400 SH DEFINED 15400
Continental Resources, Inc. COM 212015101 859 13235 SH SOLE 13025
30878 475700 SH DEFINED 475700
Cooper Industries PLC COM G24140108 1288 21578 SH SOLE 21200
50529 846800 SH DEFINED 846800
Copart, Inc. COM 217204106 337 7230 SH SOLE 7095
13188 283000 SH DEFINED 283000
Core Laboratories N.V. COM N22717107 843 7555 SH SOLE 7400
38593 346000 SH DEFINED 346000
Costco Wholesale Corporation COM 22160k105 25241 310700 SH DEFINED 310700
Cracker Barrel Old Country Sto COM 22410j106 908 18423 SH SOLE 18090
39181 794588 SH DEFINED 794588
Cullen/Frost Bankers, Inc. COM 229899109 551 9700 SH DEFINED 9700
Cummins Inc. COM 231021106 8735 84400 SH DEFINED 84400
Curtiss-Wright Corporation COM 231561101 6930 214100 SH DEFINED 214100
DENTSPLY International Inc COM 249030107 1059 27806 SH SOLE 27250
51518 1352900 SH DEFINED 1352900
Diebold, Incorporated COM 253651103 524 16900 SH DEFINED 16900
E.I. du Pont De Nemours & Co COM 263534109 573 10600 SH DEFINED 10600
EOG Resources, Inc. COM 26875P101 22656 216700 SH DEFINED 216700
East West Bancorp., Inc. COM 27579R104 1085 53665 SH SOLE 52705
53526 2648500 SH DEFINED 2648500
Eaton Corp. COM 278058102 583 11340 SH DEFINED 11340
Edwards Lifesciences Corp COM 28176E108 941 10794 SH SOLE 10573
28802 330370 SH DEFINED 330370
Equifax Inc. COM 294429105 18912 544700 SH DEFINED 544700
Expeditors International of Wa COM 302130109 1114 21755 SH SOLE 21315
54226 1059300 SH DEFINED 1059300
FMC Technologies COM 30249U101 621 13863 SH SOLE 13539
32973 736160 SH DEFINED 736160
Family Dollar Stores, Inc. COM 307000109 712 13545 SH SOLE 13255
37827 719700 SH DEFINED 719700
Federated Investors, Inc COM 314211103 539 22600 SH DEFINED 22600
Flowserve Corporation COM 34354P105 16462 149800 SH DEFINED 149800
GATX Corporation COM 361448103 7721 208000 SH DEFINED 208000
General Cable Corporation COM 369300108 11939 280400 SH DEFINED 280400
Genuine Parts Company COM 372460105 554 10185 SH DEFINED 10185
Greif Inc. COM 397624107 585 9000 SH DEFINED 9000
Harsco Corporation COM 415864107 528 16200 SH DEFINED 16200
Hawaiian Electric Industries, COM 419870100 22859 950075 SH DEFINED 950075
Heartland Express, Inc. COM 422347104 14565 879500 SH DEFINED 879500
Heartland Payment Systems, Inc COM 42235N108 13590 659700 SH DEFINED 659700
Herman Miller, Inc. COM 600544100 1228 45100 SH SOLE 44150
43909 1613100 SH DEFINED 1613100
Hillenbrand, Inc. COM 431571108 587 24800 SH DEFINED 24800
Home Depot COM 437076102 561 15500 SH DEFINED 15500
Hospira, Inc. COM 441060100 856 15100 SH DEFINED 15100
Host Hotels & Resorts, Inc. COM 44107P104 13283 783646 SH DEFINED 783646
Hubbell Inc COM 443510201 546 8400 SH DEFINED 8400
Hudson City Bancorp., Inc. COM 443683107 523 63900 SH DEFINED 63900
Huron Consulting Group Inc. COM 447462102 8571 283700 SH DEFINED 283700
ICON PLC - ADR COM 45103T107 8270 351000 SH DEFINED 351000
IDEXX Laboratories, Inc. COM 45168D104 1048 13515 SH SOLE 13230
39098 504100 SH DEFINED 504100
International Paper Company COM 460146103 576 19300 SH DEFINED 19300
International Speedway Corpora COM 460335201 5131 180600 SH DEFINED 180600
J.B. Hunt Transport Services, COM 445658107 1201 25510 SH SOLE 24985
57238 1215500 SH DEFINED 1215500
Johnson & Johnson COM 478160104 598 8985 SH DEFINED 8985
Jones Lang LaSalle Incorporate COM 48020Q107 1199 12715 SH SOLE 12505
51790 549200 SH DEFINED 549200
Kimberly-Clark Corp. COM 494368103 542 8150 SH DEFINED 8150
Kimco Realty Corporation COM 49446R109 572 30680 SH DEFINED 30680
Kohl's Corporation COM 500255104 20534 410600 SH DEFINED 410600
Kraft Foods Inc COM 50075N104 606 17200 SH DEFINED 17200
LKQ Corporation COM 501889208 24981 957500 SH DEFINED 957500
Leggett & Platt COM 524660107 522 21425 SH DEFINED 21425
Lincoln Electric Holdings, Inc COM 533900106 17746 495000 SH DEFINED 495000
Lockheed Martin Corporation COM 539830109 559 6900 SH DEFINED 6900
Lumber Liquidators Holdings, I COM 55003T107 624 24570 SH SOLE 24125
24374 959600 SH DEFINED 959600
Mattel Inc. COM 577081102 1400 50944 SH SOLE 50035
83866 3050800 SH DEFINED 3050800
McDonald's Corporation COM 580135101 624 7400 SH DEFINED 7400
Medtronic, Inc. COM 585055106 543 14100 SH DEFINED 14100
Mercury General Corp. COM 589400100 551 13945 SH DEFINED 13945
Microchip Technology Incorpora COM 595017104 550 14500 SH DEFINED 14500
Micros Systems Inc COM 594901100 1293 26007 SH SOLE 25535
50784 1021600 SH DEFINED 1021600
Microsoft Corporation COM 594918104 567 21800 SH DEFINED 21800
Mine Safety Appliances Co. COM 602720104 571 15300 SH DEFINED 15300
Mobile Mini, Inc. COM 60740F105 14034 662295 SH DEFINED 662295
Mohawk Industries Inc COM 608190104 1059 17655 SH SOLE 17305
55425 923900 SH DEFINED 923900
Molex Incorporated COM 608554101 559 21700 SH DEFINED 21700
Molson Coors Brewing Company COM 60871R209 537 12000 SH DEFINED 12000
Monsanto Company COM 61166W101 16184 223100 SH DEFINED 223100
NYSE Euronext COM 629491101 489 14280 SH DEFINED 14280
Nalco Holding Co. COM 62985q101 17195 618300 SH DEFINED 618300
NetScout Systems, Inc. COM 64115T104 68 3275 SH SOLE 3275
20359 974600 SH DEFINED 974600
Newmont Mining COM 651639106 8441 156400 SH DEFINED 156400
Noble Energy COM 655044105 1063 11865 SH SOLE 11690
37878 422600 SH DEFINED 422600
Norfolk Southern Corp. COM 655844108 629 8400 SH DEFINED 8400
Nuance Communications, Inc. COM 67020y100 940 43805 SH SOLE 43240
32744 1525100 SH DEFINED 1525100
Nucor Corporation COM 670346105 552 13400 SH DEFINED 13400
Open Text Corporation COM 683715106 646 10085 SH SOLE 9910
26165 408700 SH DEFINED 408700
Orbital Sciences Corporation COM 685564106 9481 562700 SH DEFINED 562700
PPL Corporation COM 69351T106 554 19900 SH DEFINED 19900
Pall Corporation COM 696429307 1228 21840 SH SOLE 21545
50646 900700 SH DEFINED 900700
Paychex, Inc. COM 704326107 535 17400 SH DEFINED 17400
PetSmart, Inc. COM 716768106 1324 29175 SH SOLE 28544
55456 1222300 SH DEFINED 1222300
Pitney Bowes, Inc. COM 724479100 538 23400 SH DEFINED 23400
Polaris Industries Inc. COM 731068102 17184 154575 SH DEFINED 154575
Power Integrations, Inc. COM 739276103 13892 361500 SH DEFINED 361500
R.R. Donnelley & Sons Company COM 257867101 540 27515 SH DEFINED 27515
RPM International, Inc. COM 749685103 1382 60023 SH SOLE 58930
61965 2691810 SH DEFINED 2691810
Reynolds American COM 761713106 571 15410 SH DEFINED 15410
Ritchie Bros. Auctioneers Inco COM 767744105 948 34500 SH SOLE 33805
45889 1669300 SH DEFINED 1669300
Rollins Inc COM 775711104 1179 57861 SH SOLE 56640
52645 2583170 SH DEFINED 2583170
Royal Caribbean Cruises Ltd. COM V7780T103 1140 30300 SH SOLE 29710
55767 1481600 SH DEFINED 1481600
SBA Communications Corporation COM 78388J106 890 23315 SH SOLE 22905
36850 964900 SH DEFINED 964900
Sealed Air Corp. COM 81211K100 22669 952900 SH DEFINED 952900
Solera Holdings Inc. COM 83421A104 1420 24005 SH SOLE 23575
59225 1001100 SH DEFINED 1001100
Sonoco Products Company COM 835495102 597 16800 SH DEFINED 16800
Spectra Energy Corporation COM 847560109 576 21000 SH DEFINED 21000
Stanley Black & Decker Inc. COM 854502101 21722 301490 SH DEFINED 301490
Steelcase, Inc. COM 858155203 21110 1853400 SH DEFINED 1853400
Sysco Corp. COM 871829107 586 18800 SH DEFINED 18800
T Rowe Price Group, Inc. COM 74144T108 50296 833550 SH DEFINED 833550
TD Ameritrade Holding Corporat COM 87236Y108 13862 710500 SH DEFINED 710500
Teradata Corp. COM 88076w103 41056 682000 SH DEFINED 682000
The Chubb Corporation COM 171232101 563 9000 SH DEFINED 9000
The McGraw-Hill Companies, Inc COM 580645109 591 14100 SH DEFINED 14100
The Sherwin-Williams Company COM 824348106 19298 230100 SH DEFINED 230100
The Valspar Corporation COM 920355104 1398 38780 SH SOLE 38145
56412 1564400 SH DEFINED 1564400
Time Warner Cable Inc. COM 88732j207 601 7700 SH DEFINED 7700
Time Warner Inc. COM 887317303 549 15100 SH DEFINED 15100
Trimble Navigation Ltd. COM 896239100 1028 25940 SH SOLE 25400
42050 1060800 SH DEFINED 1060800
UTI Worldwide, Inc. COM G87210103 16973 862000 SH DEFINED 862000
Ultra Petroleum Corp. COM 903914109 12984 283500 SH DEFINED 283500
Union Pacific Corporation COM 907818108 20619 197500 SH DEFINED 197500
United Parcel Service Inc. COM 911312106 526 7215 SH DEFINED 7215
United Stationers COM 913004107 1015 28660 SH SOLE 28030
39781 1122800 SH DEFINED 1122800
VF Corp. COM 918204108 608 5600 SH DEFINED 5600
W.W. Grainger, Inc. COM 384802104 21741 141500 SH DEFINED 141500
Wal-Mart Stores Inc. COM 931142103 559 10515 SH DEFINED 10515
Waste Connections, Inc. COM 941053100 1553 48952 SH SOLE 48030
64177 2022600 SH DEFINED 2022600
Waste Management, Inc. COM 94106L109 14077 377690 SH DEFINED 377690
Watsco Inc. COM 942622200 1032 15176 SH SOLE 14895
31037 456500 SH DEFINED 456500
Wells Fargo, Inc. COM 949746101 19176 683400 SH DEFINED 683400
Willis Group Holdings PLC COM g96666105 1597 38838 SH SOLE 38088
95604 2325555 SH DEFINED 2325555
Zebra Technologies Corporation COM 989207105 1418 33625 SH SOLE 32940
74220 1760013 SH DEFINED 1760013
eBay Inc. COM 278642103 9139 283200 SH DEFINED 283200