0001083433-11-000002.txt : 20110505
0001083433-11-000002.hdr.sgml : 20110505
20110505165207
ACCESSION NUMBER: 0001083433-11-000002
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110331
FILED AS OF DATE: 20110505
DATE AS OF CHANGE: 20110505
EFFECTIVENESS DATE: 20110505
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: ASTER INVESTMENT MANAGEMENT CO INC
CENTRAL INDEX KEY: 0001083433
IRS NUMBER: 942408246
STATE OF INCORPORATION: MD
FISCAL YEAR END: 0630
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-03533
FILM NUMBER: 11815374
BUSINESS ADDRESS:
STREET 1: 60 E SIR FRANCIS DRAKE BLVD.
STREET 2: SUITE 306
CITY: LARKSPUR
STATE: CA
ZIP: 94939
BUSINESS PHONE: 4154618770
MAIL ADDRESS:
STREET 1: 60 E SIR FRANCIS DRAKE BLVD.
STREET 2: SUITE 306
CITY: LARKSPUR
STATE: CA
ZIP: 94939
13F-HR
1
aim13fq111.txt
ASTER INVESTMENT MANAGEMENT CO FORM 13F Q1 2011
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: March 31, 2011
Check here if Amendment [ ]; Amendment Number:
This Amendment (check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Aster Investment Management Co., Inc.
Address: 60 East Sir Francis Drake Blvd., Suite 306
Larkspur, CA 94939
13F File Number: 28-01919
The institutional investment manager filing this report and the person by
whom it is signed hereby represent that the person signing the report is
authorized to submit it, that all information contained herein is true,
correct and complete, and that it is understood that all required items,
statements, schedules, lists and tables, are considered integral parts of
this submission.
Person Signing this Report on Behalf of Reporting Manager:
Name: Gregg B.Keeling
Title: Vice President of Operations
Phone: 415-461-8770
Signature, Place and Date of Signing:
Gregg B.Keeling Larkspur, CA May 5, 2011
I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934.
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT.
[ ] 13F NOTICE.
[ ] 13F COMBINATION REPORT.
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers:
Form 13F Information Table Entry Total: 204
Form 13F Information Table Value Total: 3338403
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
3M Co. COM 88579Y101 505 5400 SH DEFINED 5400
AT&T Inc. COM 00206R102 541 17680 SH DEFINED 17680
Advent Software, Inc. COM 007974108 1387 48343 SH SOLE 47547
45200 1575476 SH DEFINED 1575476
Aecon Group Inc. COM 00762v109 4647 455100 SH DEFINED 455100
Affiliated Managers Group Inc COM 008252108 1955 17879 SH SOLE 17624
61061 558300 SH DEFINED 558300
Alexander & Baldwin, Inc. COM 014482103 20871 457200 SH DEFINED 457200
American Eagle Outfitters, Inc COM 02553e106 559 35155 SH DEFINED 35155
Ametek, Inc. COM 031100100 1470 33500 SH SOLE 32988
50157 1143300 SH DEFINED 1143300
Apache Corporation COM 037411105 10146 77500 SH DEFINED 77500
Autodesk, Inc. COM 052769106 1664 37725 SH SOLE 37240
72023 1632800 SH DEFINED 1632800
Avon Products, Inc. COM 054303102 489 18100 SH DEFINED 18100
BMC Software, Inc. COM 055921100 1703 34245 SH SOLE 33720
51466 1034700 SH DEFINED 1034700
Bally Technologies, Inc. COM 05874B107 10144 268000 SH DEFINED 268000
Bank of Hawaii Corp. COM 062540109 1665 34810 SH SOLE 34200
60268 1260300 SH DEFINED 1260300
Baxter International,Inc. COM 071813109 554 10300 SH DEFINED 10300
Bed, Bath & Beyond, Inc. COM 075896100 44587 923700 SH DEFINED 923700
BioMarin Pharmaceutical Inc. COM 09061G101 8765 348800 SH DEFINED 348800
Blackbaud, Inc. COM 09227q100 1380 50669 SH SOLE 49930
45875 1684100 SH DEFINED 1684100
Broadridge Financial Solutions COM 11133T103 23216 1023200 SH DEFINED 1023200
Brown & Brown Inc. COM 115236101 1773 68717 SH SOLE 67719
61018 2365050 SH DEFINED 2365050
CVB Financial Corp. COM 126600105 354 38050 SH SOLE 37515
18762 2015200 SH DEFINED 2015200
CarMax, Inc. COM 143130102 836 26055 SH SOLE 25745
23528 732950 SH DEFINED 732950
Carnival Corporation COM 143658300 22778 593800 SH DEFINED 593800
Cerner Corp COM 156782104 1367 12296 SH SOLE 12118
37367 336030 SH DEFINED 336030
Chevron Corp. COM 166764100 559 5200 SH DEFINED 5200
Cintas Corp. COM 172908105 9501 313800 SH DEFINED 313800
Citrix Systems, Inc. COM 177376100 1803 24545 SH SOLE 24185
78870 1073650 SH DEFINED 1073650
Coach, Inc. COM 189754104 1478 28410 SH SOLE 27940
48340 928900 SH DEFINED 928900
Coca-Cola Co COM 191216100 515 7770 SH DEFINED 7770
Compuware Corporation COM 205638109 10531 911800 SH DEFINED 911800
Constellation Energy Group Inc COM 210371100 548 17600 SH DEFINED 17600
Continental Resources, Inc. COM 212015101 1220 17075 SH SOLE 16865
37557 525500 SH DEFINED 525500
Cooper Industries PLC COM G24140108 1861 28673 SH SOLE 28295
54957 846800 SH DEFINED 846800
Copart, Inc. COM 217204106 366 8455 SH SOLE 8320
12262 283000 SH DEFINED 283000
Core Laboratories N.V. COM N22717107 959 9385 SH SOLE 9230
35351 346000 SH DEFINED 346000
Costco Wholesale Corporation COM 22160k105 22781 310700 SH DEFINED 310700
Cracker Barrel Old Country Sto COM 22410j106 1457 29648 SH SOLE 29160
48702 991088 SH DEFINED 991088
Cullen/Frost Bankers, Inc. COM 229899109 531 9000 SH DEFINED 9000
Cummins Inc. COM 231021106 9252 84400 SH DEFINED 84400
Curtiss-Wright Corporation COM 231561101 17865 508400 SH DEFINED 508400
DENTSPLY International Inc COM 249030107 1464 39586 SH SOLE 39030
46977 1270000 SH DEFINED 1270000
Diebold, Incorporated COM 253651103 540 15225 SH DEFINED 15225
E.I. du Pont De Nemours & Co COM 263534109 550 10000 SH DEFINED 10000
EOG Resources, Inc. COM 26875P101 25681 216700 SH DEFINED 216700
East West Bancorp., Inc. COM 27579R104 1369 62340 SH SOLE 61380
49098 2235800 SH DEFINED 2235800
Eaton Corp. COM 278058102 546 9840 SH DEFINED 9840
Edwards Lifesciences Corp COM 28176E108 1186 13629 SH SOLE 13408
28742 330370 SH DEFINED 330370
Equifax Inc. COM 294429105 21162 544700 SH DEFINED 544700
Expeditors International of Wa COM 302130109 1364 27205 SH SOLE 26765
49543 987900 SH DEFINED 987900
FMC Technologies COM 30249U101 948 10034 SH SOLE 9872
34776 368080 SH DEFINED 368080
Family Dollar Stores, Inc. COM 307000109 712 13870 SH SOLE 13655
23469 457300 SH DEFINED 457300
Federated Investors, Inc COM 314211103 548 20500 SH DEFINED 20500
Flowserve Corporation COM 34354P105 19294 149800 SH DEFINED 149800
Forest Oil Corporation COM 346091705 9545 252300 SH DEFINED 252300
Gen-Probe Incorporated COM 36866T103 10138 152800 SH DEFINED 152800
General Cable Corporation COM 369300108 9374 216500 SH DEFINED 216500
Genuine Parts Company COM 372460105 546 10185 SH DEFINED 10185
Greif Inc. COM 397624107 530 8100 SH DEFINED 8100
Harsco Corporation COM 415864107 572 16200 SH DEFINED 16200
Hawaiian Electric Industries, COM 419870100 23562 950075 SH DEFINED 950075
Heartland Express, Inc. COM 422347104 14537 828700 SH DEFINED 828700
Heartland Payment Systems, Inc COM 42235N108 7166 408800 SH DEFINED 408800
Herman Miller, Inc. COM 600544100 1534 55800 SH SOLE 54850
40281 1465300 SH DEFINED 1465300
Hillenbrand, Inc. COM 431571108 503 23400 SH DEFINED 23400
Home Depot COM 437076102 504 13600 SH DEFINED 13600
Host Hotels & Resorts, Inc. COM 44107P104 13800 783646 SH DEFINED 783646
Hubbell Inc COM 443510201 561 7900 SH DEFINED 7900
Hudson City Bancorp., Inc. COM 443683107 508 52500 SH DEFINED 52500
IDEXX Laboratories, Inc. COM 45168D104 1149 14875 SH SOLE 14590
28757 372400 SH DEFINED 372400
J.B. Hunt Transport Services, COM 445658107 1779 39175 SH SOLE 38530
61185 1347100 SH DEFINED 1347100
Johnson & Johnson COM 478160104 532 8985 SH DEFINED 8985
Jones Lang Lasalle Incorporate COM 48020Q107 1564 15680 SH SOLE 15470
51685 518200 SH DEFINED 518200
Kimberly-Clark Corp. COM 494368103 532 8150 SH DEFINED 8150
Kimco Realty Corporation COM 49446R109 563 30680 SH DEFINED 30680
Kohl's Corporation COM 500255104 21778 410600 SH DEFINED 410600
Kraft Foods Inc COM 50075N104 502 16000 SH DEFINED 16000
LKQ Corporation COM 501889208 23076 957500 SH DEFINED 957500
Leggett & Platt COM 524660107 530 21625 SH DEFINED 21625
Lincoln Electric Holdings, Inc COM 533900106 23064 303800 SH DEFINED 303800
Lockheed Martin Corporation COM 539830109 531 6600 SH DEFINED 6600
Lumber Liquidators Holdings, I COM 55003T107 719 28765 SH SOLE 28320
22034 881700 SH DEFINED 881700
Mattel Inc. COM 577081102 1608 64514 SH SOLE 63605
76056 3050800 SH DEFINED 3050800
McDonald's Corporation COM 580135101 533 7000 SH DEFINED 7000
MeadWestvaco Corporation COM 583334107 561 18500 SH DEFINED 18500
Medtronic, Inc. COM 585055106 555 14100 SH DEFINED 14100
Mercury General Corp. COM 589400100 507 12945 SH DEFINED 12945
Microchip Technology Incorpora COM 595017104 551 14500 SH DEFINED 14500
Micros Systems Inc COM 594901100 1656 33497 SH SOLE 33025
50498 1021600 SH DEFINED 1021600
Microsoft Corporation COM 594918104 513 20200 SH DEFINED 20200
Mine Safety Appliances Co. COM 602720104 524 14300 SH DEFINED 14300
Mobile Mini, Inc. COM 60740F105 7290 303495 SH DEFINED 303495
Mohawk Industries Inc COM 608190104 719 11765 SH SOLE 11585
25071 410000 SH DEFINED 410000
Molex Incorporated COM 608554101 545 21700 SH DEFINED 21700
Monsanto Company COM 61166W101 15312 211900 SH DEFINED 211900
NVIDIA Corporation COM 67066g104 922 49937 SH DEFINED 49937
NYSE Euronext COM 629491101 502 14280 SH DEFINED 14280
Nalco Holding Co. COM 62985q101 14234 521200 SH DEFINED 521200
NetScout Systems, Inc. COM 64115T104 89 3275 SH SOLE 3275
26626 974600 SH DEFINED 974600
Newmont Mining COM 651639106 8536 156400 SH DEFINED 156400
Noble Energy COM 655044105 1187 12280 SH SOLE 12105
43029 445200 SH DEFINED 445200
Norfolk Southern Corp. COM 655844108 547 7900 SH DEFINED 7900
Northern Trust Corporation COM 665859104 6917 136300 SH DEFINED 136300
Nuance Communications, Inc. COM 67020y100 996 50930 SH SOLE 50365
29816 1525100 SH DEFINED 1525100
Nucor Corporation COM 670346105 538 11700 SH DEFINED 11700
Open Text Corporation COM 683715106 734 11780 SH SOLE 11605
25470 408700 SH DEFINED 408700
Orbital Sciences Corporation COM 685564106 10646 562700 SH DEFINED 562700
PPL Corporation COM 69351T106 503 19900 SH DEFINED 19900
Pall Corporation COM 696429307 1434 24895 SH SOLE 24600
49959 867200 SH DEFINED 867200
Paychex, Inc. COM 704326107 518 16500 SH DEFINED 16500
PetSmart, Inc. COM 716768106 1555 37965 SH SOLE 37334
50053 1222300 SH DEFINED 1222300
Pitney Bowes, Inc. COM 724479100 522 20300 SH DEFINED 20300
Polaris Industries Inc. COM 731068102 20639 237175 SH DEFINED 237175
Power Integrations, Inc. COM 739276103 13856 361500 SH DEFINED 361500
R.R. Donnelley & Sons Company COM 257867101 570 30115 SH DEFINED 30115
RPM International, Inc. COM 749685103 1741 73383 SH SOLE 72290
56024 2360910 SH DEFINED 2360910
Reynolds American COM 761713106 548 15410 SH DEFINED 15410
Ritchie Bros. Auctioneers Inco COM 767744105 1334 47400 SH SOLE 46705
46991 1669300 SH DEFINED 1669300
Rollins Inc COM 775711104 1481 72978 SH SOLE 71757
49111 2419270 SH DEFINED 2419270
Royal Caribbean Cruises Ltd. COM V7780T103 1636 39640 SH SOLE 39050
55053 1334300 SH DEFINED 1334300
Ryder System, Inc. COM 783549108 557 11000 SH DEFINED 11000
SBA Communications Corporation COM 78388J106 1577 39755 SH SOLE 39120
50648 1276400 SH DEFINED 1276400
Sealed Air Corp. COM 81211K100 28899 1084000 SH DEFINED 1084000
Solera Holdings Inc. COM 83421A104 1426 27900 SH SOLE 27470
48693 952900 SH DEFINED 952900
Sonoco Products Company COM 835495102 525 14500 SH DEFINED 14500
Spectra Energy Corporation COM 847560109 571 21000 SH DEFINED 21000
Stanley Black & Decker Inc. COM 854502101 23094 301490 SH DEFINED 301490
Steelcase, Inc. COM 858155203 21092 1853400 SH DEFINED 1853400
Sysco Corp. COM 871829107 493 17800 SH DEFINED 17800
T Rowe Price Group, Inc. COM 74144T108 55364 833550 SH DEFINED 833550
TD Ameritrade Holding Corporat COM 87236Y108 14828 710500 SH DEFINED 710500
Teradata Corp. COM 88076w103 38938 768000 SH DEFINED 768000
The Chubb Corporation COM 171232101 552 9000 SH DEFINED 9000
The McGraw-Hill Companies, Inc COM 580645109 556 14100 SH DEFINED 14100
The Sherwin-Williams Company COM 824348106 22887 272500 SH DEFINED 272500
The Valspar Corporation COM 920355104 1838 47005 SH SOLE 46370
61168 1564400 SH DEFINED 1564400
Time Warner Cable Inc. COM 88732j207 549 7700 SH DEFINED 7700
Time Warner Inc. COM 887317303 507 14200 SH DEFINED 14200
Trimble Navigation Ltd. COM 896239100 1672 33090 SH SOLE 32550
53613 1060800 SH DEFINED 1060800
UTI Worldwide, Inc. COM G87210103 17276 856500 SH DEFINED 856500
Ultra Petroleum Corp. COM 903914109 13962 283500 SH DEFINED 283500
Union Pacific Corporation COM 907818108 19420 197500 SH DEFINED 197500
United Parcel Service Inc. COM 911312106 536 7215 SH DEFINED 7215
United Stationers COM 913004107 1040 14635 SH SOLE 14320
38715 544900 SH DEFINED 544900
VF Corp. COM 918204108 532 5400 SH DEFINED 5400
W.W. Grainger, Inc. COM 384802104 22937 166600 SH DEFINED 166600
Wal-Mart Stores Inc. COM 931142103 495 9515 SH DEFINED 9515
Waste Connections, Inc. COM 941053100 1766 61328 SH SOLE 60406
58873 2044900 SH DEFINED 2044900
Waste Management, Inc. COM 94106L109 14103 377690 SH DEFINED 377690
Watsco Inc. COM 942622200 1213 17401 SH SOLE 17120
31823 456500 SH DEFINED 456500
Wells Fargo, Inc. COM 949746101 22958 724000 SH DEFINED 724000
Willis Group Holdings PLC COM g96666105 1960 48558 SH SOLE 47808
100604 2492655 SH DEFINED 2492655
Zebra Technologies Corporation COM 989207105 1653 42135 SH SOLE 41450
72073 1836713 SH DEFINED 1836713
eBay Inc. COM 278642103 10637 342700 SH DEFINED 342700