0000950103-23-004012.txt : 20230313 0000950103-23-004012.hdr.sgml : 20230313 20230313171026 ACCESSION NUMBER: 0000950103-23-004012 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230309 FILED AS OF DATE: 20230313 DATE AS OF CHANGE: 20230313 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SHAPIRO ROBERT B CENTRAL INDEX KEY: 0001083227 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36042 FILM NUMBER: 23728164 MAIL ADDRESS: STREET 1: 155 WEST BURTON PLACE, #2 CITY: CHICAGO STATE: IL ZIP: 60610 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PRECIGEN, INC. CENTRAL INDEX KEY: 0001356090 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 000000000 STATE OF INCORPORATION: VA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 20374 SENECA MEADOWS PARKWAY CITY: GERMANTOWN STATE: MD ZIP: 20876 BUSINESS PHONE: 301-556-9900 MAIL ADDRESS: STREET 1: 20374 SENECA MEADOWS PARKWAY CITY: GERMANTOWN STATE: MD ZIP: 20876 FORMER COMPANY: FORMER CONFORMED NAME: INTREXON CORP DATE OF NAME CHANGE: 20060313 4 1 dp190525_4-shapiro.xml FORM 4 X0306 4 2023-03-09 0 0001356090 PRECIGEN, INC. PGEN 0001083227 SHAPIRO ROBERT B 20374 SENECA MEADOWS PARKWAY GERMANTOWN MD 20876 1 0 0 0 Common Stock 2023-03-09 4 A 0 26923 1.17 A 329656 D Common Stock 82966 I By Trust Restricted Stock Units 2023-03-09 4 A 0 53418 0 A Common Stock 53418 53418 D Option to Purchase Common Stock (Right to Buy) 1.17 2023-03-09 4 A 0 130398 0 A 2023-03-09 2033-03-09 Common Stock 130398 130398 D The shares were issued to the reporting person in lieu of an annual retainer of $31,500. Shares held in the Robert B. Shapiro Revocable Trust Each restricted stock unit ('RSU") represents a contingent right to receive one share of Precigen common stock. The RSUs vest in full on March 9, 2024. /s/ Robert B. Shapiro, by Donald P. Lehr, as attorney-in-fact 2023-03-13