0000950103-23-004012.txt : 20230313
0000950103-23-004012.hdr.sgml : 20230313
20230313171026
ACCESSION NUMBER: 0000950103-23-004012
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230309
FILED AS OF DATE: 20230313
DATE AS OF CHANGE: 20230313
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SHAPIRO ROBERT B
CENTRAL INDEX KEY: 0001083227
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36042
FILM NUMBER: 23728164
MAIL ADDRESS:
STREET 1: 155 WEST BURTON PLACE, #2
CITY: CHICAGO
STATE: IL
ZIP: 60610
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PRECIGEN, INC.
CENTRAL INDEX KEY: 0001356090
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 000000000
STATE OF INCORPORATION: VA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 20374 SENECA MEADOWS PARKWAY
CITY: GERMANTOWN
STATE: MD
ZIP: 20876
BUSINESS PHONE: 301-556-9900
MAIL ADDRESS:
STREET 1: 20374 SENECA MEADOWS PARKWAY
CITY: GERMANTOWN
STATE: MD
ZIP: 20876
FORMER COMPANY:
FORMER CONFORMED NAME: INTREXON CORP
DATE OF NAME CHANGE: 20060313
4
1
dp190525_4-shapiro.xml
FORM 4
X0306
4
2023-03-09
0
0001356090
PRECIGEN, INC.
PGEN
0001083227
SHAPIRO ROBERT B
20374 SENECA MEADOWS PARKWAY
GERMANTOWN
MD
20876
1
0
0
0
Common Stock
2023-03-09
4
A
0
26923
1.17
A
329656
D
Common Stock
82966
I
By Trust
Restricted Stock Units
2023-03-09
4
A
0
53418
0
A
Common Stock
53418
53418
D
Option to Purchase Common Stock (Right to Buy)
1.17
2023-03-09
4
A
0
130398
0
A
2023-03-09
2033-03-09
Common Stock
130398
130398
D
The shares were issued to the reporting person in lieu of an annual retainer of $31,500.
Shares held in the Robert B. Shapiro Revocable Trust
Each restricted stock unit ('RSU") represents a contingent right to receive one share of Precigen common stock.
The RSUs vest in full on March 9, 2024.
/s/ Robert B. Shapiro, by Donald P. Lehr, as attorney-in-fact
2023-03-13