0000950103-22-003217.txt : 20220224
0000950103-22-003217.hdr.sgml : 20220224
20220224174127
ACCESSION NUMBER: 0000950103-22-003217
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220222
FILED AS OF DATE: 20220224
DATE AS OF CHANGE: 20220224
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SHAPIRO ROBERT B
CENTRAL INDEX KEY: 0001083227
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36042
FILM NUMBER: 22673122
MAIL ADDRESS:
STREET 1: 155 WEST BURTON PLACE, #2
CITY: CHICAGO
STATE: IL
ZIP: 60610
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PRECIGEN, INC.
CENTRAL INDEX KEY: 0001356090
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 000000000
STATE OF INCORPORATION: VA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 20374 SENECA MEADOWS PARKWAY
CITY: GERMANTOWN
STATE: MD
ZIP: 20876
BUSINESS PHONE: 301-556-9900
MAIL ADDRESS:
STREET 1: 20374 SENECA MEADOWS PARKWAY
CITY: GERMANTOWN
STATE: MD
ZIP: 20876
FORMER COMPANY:
FORMER CONFORMED NAME: INTREXON CORP
DATE OF NAME CHANGE: 20060313
4
1
dp167779_4-shapiro.xml
X0306
4
2022-02-22
0
0001356090
PRECIGEN, INC.
PGEN
0001083227
SHAPIRO ROBERT B
20374 SENECA MEADOWS PARKWAY
GERMANTOWN
MD
20876
1
0
0
0
Common Stock
2022-02-22
4
A
0
31034
2.03
A
224945
D
Common Stock
82966
I
By Trust
Restricted Stock Units
2022-02-22
4
A
0
61576
0
A
Common Stock
61576
61576
D
Option to Purchase Common Stock (Right to Buy)
2.03
2022-02-22
4
A
0
83189
0
A
2022-02-22
2032-02-22
Common Stock
83189
83189
D
The shares were issued to the reporting person in lieu of an annual retainer of $63,000.
Shares held in the Robert B. Shapiro Revocable Trust
Each restricted stock unit ('RSU") represents a contingent right to receive one share of Precigen common stock.
The RSUs vest in full on February 22, 2023.
/s/ Robert B. Shapiro, by Donald P. Lehr, as attorney-in-fact
2022-02-24