0000950103-22-003217.txt : 20220224 0000950103-22-003217.hdr.sgml : 20220224 20220224174127 ACCESSION NUMBER: 0000950103-22-003217 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220222 FILED AS OF DATE: 20220224 DATE AS OF CHANGE: 20220224 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SHAPIRO ROBERT B CENTRAL INDEX KEY: 0001083227 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36042 FILM NUMBER: 22673122 MAIL ADDRESS: STREET 1: 155 WEST BURTON PLACE, #2 CITY: CHICAGO STATE: IL ZIP: 60610 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PRECIGEN, INC. CENTRAL INDEX KEY: 0001356090 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 000000000 STATE OF INCORPORATION: VA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 20374 SENECA MEADOWS PARKWAY CITY: GERMANTOWN STATE: MD ZIP: 20876 BUSINESS PHONE: 301-556-9900 MAIL ADDRESS: STREET 1: 20374 SENECA MEADOWS PARKWAY CITY: GERMANTOWN STATE: MD ZIP: 20876 FORMER COMPANY: FORMER CONFORMED NAME: INTREXON CORP DATE OF NAME CHANGE: 20060313 4 1 dp167779_4-shapiro.xml X0306 4 2022-02-22 0 0001356090 PRECIGEN, INC. PGEN 0001083227 SHAPIRO ROBERT B 20374 SENECA MEADOWS PARKWAY GERMANTOWN MD 20876 1 0 0 0 Common Stock 2022-02-22 4 A 0 31034 2.03 A 224945 D Common Stock 82966 I By Trust Restricted Stock Units 2022-02-22 4 A 0 61576 0 A Common Stock 61576 61576 D Option to Purchase Common Stock (Right to Buy) 2.03 2022-02-22 4 A 0 83189 0 A 2022-02-22 2032-02-22 Common Stock 83189 83189 D The shares were issued to the reporting person in lieu of an annual retainer of $63,000. Shares held in the Robert B. Shapiro Revocable Trust Each restricted stock unit ('RSU") represents a contingent right to receive one share of Precigen common stock. The RSUs vest in full on February 22, 2023. /s/ Robert B. Shapiro, by Donald P. Lehr, as attorney-in-fact 2022-02-24