0001144204-18-061271.txt : 20181121 0001144204-18-061271.hdr.sgml : 20181121 20181121183240 ACCESSION NUMBER: 0001144204-18-061271 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181121 FILED AS OF DATE: 20181121 DATE AS OF CHANGE: 20181121 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Haran James CENTRAL INDEX KEY: 0001398341 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37527 FILM NUMBER: 181199020 MAIL ADDRESS: STREET 1: 475 10TH AVENUE STREET 2: 4TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10018 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: XCel Brands, Inc. CENTRAL INDEX KEY: 0001083220 STANDARD INDUSTRIAL CLASSIFICATION: PATENT OWNERS & LESSORS [6794] IRS NUMBER: 760307819 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1333 BROADWAY STREET 2: 10TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10018 BUSINESS PHONE: (347) 727-2474 MAIL ADDRESS: STREET 1: 1333 BROADWAY STREET 2: 10TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10018 FORMER COMPANY: FORMER CONFORMED NAME: NETFABRIC HOLDINGS, INC DATE OF NAME CHANGE: 20050516 FORMER COMPANY: FORMER CONFORMED NAME: HOUSTON OPERATING CO DATE OF NAME CHANGE: 19990402 4 1 tv507771_4.xml OWNERSHIP DOCUMENT X0306 4 2018-11-21 0 0001083220 XCel Brands, Inc. XELB 0001398341 Haran James C/O XCEL BRANDS, INC. 1333 BROADWAY - 10TH FLOOR NEW YORK NY 10018 0 1 0 0 Chief Financial Officer Common Stock 2018-11-21 4 F 0 20715 2.30 D 347993 D Represents the surrender of shares to the issuer in payment of tax liability incident to the vesting of restricted stock. Represents the fair market value of the shares surrendered. /s/ James F. Haran 2018-11-21