0001144204-18-025490.txt : 20180504
0001144204-18-025490.hdr.sgml : 20180504
20180504192140
ACCESSION NUMBER: 0001144204-18-025490
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180503
FILED AS OF DATE: 20180504
DATE AS OF CHANGE: 20180504
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: D LOREN ROBERT W
CENTRAL INDEX KEY: 0001086742
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37527
FILM NUMBER: 18809431
MAIL ADDRESS:
STREET 1: 475 10TH AVENUE
STREET 2: 4TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10018
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: XCel Brands, Inc.
CENTRAL INDEX KEY: 0001083220
STANDARD INDUSTRIAL CLASSIFICATION: PATENT OWNERS & LESSORS [6794]
IRS NUMBER: 760307819
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1333 BROADWAY
STREET 2: 10TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10018
BUSINESS PHONE: (347) 727-2474
MAIL ADDRESS:
STREET 1: 1333 BROADWAY
STREET 2: 10TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10018
FORMER COMPANY:
FORMER CONFORMED NAME: NETFABRIC HOLDINGS, INC
DATE OF NAME CHANGE: 20050516
FORMER COMPANY:
FORMER CONFORMED NAME: HOUSTON OPERATING CO
DATE OF NAME CHANGE: 19990402
4
1
tv493193_4.xml
OWNERSHIP DOCUMENT
X0306
4
2018-05-03
0
0001083220
XCel Brands, Inc.
XELB
0001086742
D LOREN ROBERT W
C/O XCEL BRANDS, INC.,
1333 BROADWAY - 10TH FLOOR
NEW YORK
NY
10018
1
1
0
0
CEO and Chairman
Common Stock
2018-05-03
4
F
0
137200
3.10
D
1275307
D
Common Stock
526283
I
See Footnote
Represents the surrender of shares to the issuer in payment of tax liability incident to the vesting of restricted shares.
Represents the fair market value of the shares surrendered.
Represents shares held by the Irrevocable Trust of Rose Dempsey, of which Mr. D'Loren has sole voting and dispositive power.
/s/ Robert W. D'Loren
2018-05-04