0001144204-18-025489.txt : 20180504 0001144204-18-025489.hdr.sgml : 20180504 20180504192113 ACCESSION NUMBER: 0001144204-18-025489 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180503 FILED AS OF DATE: 20180504 DATE AS OF CHANGE: 20180504 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Burroughs Seth CENTRAL INDEX KEY: 0001530559 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37527 FILM NUMBER: 18809430 MAIL ADDRESS: STREET 1: C/O XCEL BRANDS,INC. STREET 2: 475 10TH AVENUE, 4TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10018 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: XCel Brands, Inc. CENTRAL INDEX KEY: 0001083220 STANDARD INDUSTRIAL CLASSIFICATION: PATENT OWNERS & LESSORS [6794] IRS NUMBER: 760307819 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1333 BROADWAY STREET 2: 10TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10018 BUSINESS PHONE: (347) 727-2474 MAIL ADDRESS: STREET 1: 1333 BROADWAY STREET 2: 10TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10018 FORMER COMPANY: FORMER CONFORMED NAME: NETFABRIC HOLDINGS, INC DATE OF NAME CHANGE: 20050516 FORMER COMPANY: FORMER CONFORMED NAME: HOUSTON OPERATING CO DATE OF NAME CHANGE: 19990402 4 1 tv493192_4.xml OWNERSHIP DOCUMENT X0306 4 2018-05-03 0 0001083220 XCel Brands, Inc. XELB 0001530559 Burroughs Seth C/O XCEL BRANDS,INC. 1333 BROADWAY - 10TH FLOOR NEW YORK NY 10018 0 1 0 0 See Remarks Common Stock 2018-05-03 4 F 0 19950 3.10 D 331994 D Represents the surrender of shares to the issuer in payment of tax liability incident to the vesting of restricted stock. Represents the fair market value of the shares surrendered. Executive Vice President of Business Development and Treasurer and Secretary /s/ Seth Burroughs 2018-05-04