0001144204-17-018704.txt : 20170404 0001144204-17-018704.hdr.sgml : 20170404 20170404060825 ACCESSION NUMBER: 0001144204-17-018704 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170331 FILED AS OF DATE: 20170404 DATE AS OF CHANGE: 20170404 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: XCel Brands, Inc. CENTRAL INDEX KEY: 0001083220 STANDARD INDUSTRIAL CLASSIFICATION: PATENT OWNERS & LESSORS [6794] IRS NUMBER: 760307819 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 475 10TH AVENUE STREET 2: 4TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10018 BUSINESS PHONE: (347) 727-2474 MAIL ADDRESS: STREET 1: 475 10TH AVENUE STREET 2: 4TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10018 FORMER COMPANY: FORMER CONFORMED NAME: NETFABRIC HOLDINGS, INC DATE OF NAME CHANGE: 20050516 FORMER COMPANY: FORMER CONFORMED NAME: HOUSTON OPERATING CO DATE OF NAME CHANGE: 19990402 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LIEBMAN HOWARD M CENTRAL INDEX KEY: 0001368425 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37527 FILM NUMBER: 17736154 MAIL ADDRESS: STREET 1: C/O XCEL BRANDS, INC. STREET 2: 475 10TH AVENUE, 4TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10018 4 1 v463425_4.xml OWNERSHIP DOCUMENT X0306 4 2017-03-31 0 0001083220 XCel Brands, Inc. XELB 0001368425 LIEBMAN HOWARD M C/O XCEL BRANDS, INC., 475 10TH AVENUE, 4TH FLOOR NEW YORK NY 10018 1 0 0 0 Common Stock 2017-03-31 4 A 0 8000 0 A 53115 D Common Stock 2017-03-31 4 F 0 2750 2.70 D 50365 D Stock Option 2.70 2017-03-31 4 A 0 25000 0 A 2022-03-31 Common Stock 25000 25000 D Represents shares of restricted stock awarded pursuant to a restricted stock agreement, which vest as to 50% of the shares on each of March 31, 2018 and 2019, provided, that the reporting person may extend the vesting date as to all or a portion of the shares, one or more time, in six month increments, at his discretion. Represents the surrender of shares to the issuer in payment of tax liability incident to the vesting of restricted stock. Represents the fair market value of the shares surrendered. The option vests as to 50% of the shares on each of March 31, 2018 and 2019. /s/ Howard Liebman 2017-04-03