0001144204-17-018704.txt : 20170404
0001144204-17-018704.hdr.sgml : 20170404
20170404060825
ACCESSION NUMBER: 0001144204-17-018704
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170331
FILED AS OF DATE: 20170404
DATE AS OF CHANGE: 20170404
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: XCel Brands, Inc.
CENTRAL INDEX KEY: 0001083220
STANDARD INDUSTRIAL CLASSIFICATION: PATENT OWNERS & LESSORS [6794]
IRS NUMBER: 760307819
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 475 10TH AVENUE
STREET 2: 4TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10018
BUSINESS PHONE: (347) 727-2474
MAIL ADDRESS:
STREET 1: 475 10TH AVENUE
STREET 2: 4TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10018
FORMER COMPANY:
FORMER CONFORMED NAME: NETFABRIC HOLDINGS, INC
DATE OF NAME CHANGE: 20050516
FORMER COMPANY:
FORMER CONFORMED NAME: HOUSTON OPERATING CO
DATE OF NAME CHANGE: 19990402
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: LIEBMAN HOWARD M
CENTRAL INDEX KEY: 0001368425
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37527
FILM NUMBER: 17736154
MAIL ADDRESS:
STREET 1: C/O XCEL BRANDS, INC.
STREET 2: 475 10TH AVENUE, 4TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10018
4
1
v463425_4.xml
OWNERSHIP DOCUMENT
X0306
4
2017-03-31
0
0001083220
XCel Brands, Inc.
XELB
0001368425
LIEBMAN HOWARD M
C/O XCEL BRANDS, INC.,
475 10TH AVENUE, 4TH FLOOR
NEW YORK
NY
10018
1
0
0
0
Common Stock
2017-03-31
4
A
0
8000
0
A
53115
D
Common Stock
2017-03-31
4
F
0
2750
2.70
D
50365
D
Stock Option
2.70
2017-03-31
4
A
0
25000
0
A
2022-03-31
Common Stock
25000
25000
D
Represents shares of restricted stock awarded pursuant to a restricted stock agreement, which vest as to 50% of the shares on each of March 31, 2018 and 2019, provided, that the reporting person may extend the vesting date as to all or a portion of the shares, one or more time, in six month increments, at his discretion.
Represents the surrender of shares to the issuer in payment of tax liability incident to the vesting of restricted stock.
Represents the fair market value of the shares surrendered.
The option vests as to 50% of the shares on each of March 31, 2018 and 2019.
/s/ Howard Liebman
2017-04-03