0001144204-16-092682.txt : 20160404
0001144204-16-092682.hdr.sgml : 20160404
20160404201412
ACCESSION NUMBER: 0001144204-16-092682
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160331
FILED AS OF DATE: 20160404
DATE AS OF CHANGE: 20160404
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: XCel Brands, Inc.
CENTRAL INDEX KEY: 0001083220
STANDARD INDUSTRIAL CLASSIFICATION: PATENT OWNERS & LESSORS [6794]
IRS NUMBER: 760307819
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 475 10TH AVENUE
STREET 2: 4TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10018
BUSINESS PHONE: (347) 727-2474
MAIL ADDRESS:
STREET 1: 475 10TH AVENUE
STREET 2: 4TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10018
FORMER COMPANY:
FORMER CONFORMED NAME: NETFABRIC HOLDINGS, INC
DATE OF NAME CHANGE: 20050516
FORMER COMPANY:
FORMER CONFORMED NAME: HOUSTON OPERATING CO
DATE OF NAME CHANGE: 19990402
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: FRANCIS MICHAEL
CENTRAL INDEX KEY: 0001204997
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37527
FILM NUMBER: 161552780
MAIL ADDRESS:
STREET 1: 6501 LEGACY DRIVE
CITY: PLANO
STATE: TX
ZIP: 75024
4
1
v436177_4.xml
OWNERSHIP DOCUMENT
X0306
4
2016-03-31
0
0001083220
XCel Brands, Inc.
XELB
0001204997
FRANCIS MICHAEL
C/O XCEL BRANDS, INC.,
475 10TH AVENUE, 4TH FLOOR
NEW YORK
NY
10018
1
0
0
0
Common Stock
2016-03-31
4
A
0
8000
0
A
83000
D
Stock Option
5.80
2016-03-31
4
A
0
25000
0
A
2021-03-31
Common Stock
25000
25000
D
Represents shares of restricted stock awarded pursuant to a restricted stock award agreement, which vests as to 50% of the shares on each of March 31, 2017 and 2018, provided that the reporting person may extend the vesting date as to all or a portion of the shares, on one or more occasions, in six month increments, in his sole discretion.
The option vests as to 50% of the shares on each of March 31, 2017 and 2018
/s/ Michael R. Francis
2016-04-01