0001144204-15-021433.txt : 20150406 0001144204-15-021433.hdr.sgml : 20150406 20150406195115 ACCESSION NUMBER: 0001144204-15-021433 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150401 FILED AS OF DATE: 20150406 DATE AS OF CHANGE: 20150406 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: XCel Brands, Inc. CENTRAL INDEX KEY: 0001083220 STANDARD INDUSTRIAL CLASSIFICATION: PATENT OWNERS & LESSORS [6794] IRS NUMBER: 760307819 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 475 10TH AVENUE STREET 2: 4TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10018 BUSINESS PHONE: (347) 727-2474 MAIL ADDRESS: STREET 1: 475 10TH AVENUE STREET 2: 4TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10018 FORMER COMPANY: FORMER CONFORMED NAME: NETFABRIC HOLDINGS, INC DATE OF NAME CHANGE: 20050516 FORMER COMPANY: FORMER CONFORMED NAME: HOUSTON OPERATING CO DATE OF NAME CHANGE: 19990402 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LIEBMAN HOWARD M CENTRAL INDEX KEY: 0001368425 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-31553 FILM NUMBER: 15754726 MAIL ADDRESS: STREET 1: C/O XCEL BRANDS, INC. STREET 2: 475 10TH AVENUE, 4TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10018 4 1 v406695_4.xml OWNERSHIP DOCUMENT X0306 4 2015-04-01 0 0001083220 XCel Brands, Inc. XELB 0001368425 LIEBMAN HOWARD M C/O XCEL BRANDS, INC. 475 10TH AVENUE, 4TH FLOOR NEW YORK NY 10018 1 0 0 0 Common Stock 2015-04-01 4 A 0 10000 0 A 64643 D Represents shares of restricted Common Stock awarded pursuant to a restricted stock award agreement to Mr. Liebman, which vest as to 5,000 shares on each of March 31, 2016 and 2017, provided that Mr. Liebman may extend any vesting date as to all or a portion of the shares subject to vesting in six month increments at his discretion. /s/ Howard Liebman 2015-04-06