0001144204-14-072048.txt : 20141203 0001144204-14-072048.hdr.sgml : 20141203 20141203154639 ACCESSION NUMBER: 0001144204-14-072048 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20141201 FILED AS OF DATE: 20141203 DATE AS OF CHANGE: 20141203 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: XCel Brands, Inc. CENTRAL INDEX KEY: 0001083220 STANDARD INDUSTRIAL CLASSIFICATION: PATENT OWNERS & LESSORS [6794] IRS NUMBER: 760307819 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 475 10TH AVENUE STREET 2: 4TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10018 BUSINESS PHONE: (347) 727-2474 MAIL ADDRESS: STREET 1: 475 10TH AVENUE STREET 2: 4TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10018 FORMER COMPANY: FORMER CONFORMED NAME: NETFABRIC HOLDINGS, INC DATE OF NAME CHANGE: 20050516 FORMER COMPANY: FORMER CONFORMED NAME: HOUSTON OPERATING CO DATE OF NAME CHANGE: 19990402 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Falco Giuseppe CENTRAL INDEX KEY: 0001530842 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-31553 FILM NUMBER: 141263394 MAIL ADDRESS: STREET 1: C/O XCEL BRANDS, INC. STREET 2: 475 10TH AVENUE, 4TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10018 4 1 v395757_form4.xml FORM 4 X0306 4 2014-12-01 0 0001083220 XCel Brands, Inc. XELB 0001530842 Falco Giuseppe C/O XCEL BRANDS, INC. 475 10TH AVENUE, 4TH FLOOR NEW YORK NY 10018 0 1 0 0 See Remarks Common Stock 2014-12-01 4 F 0 12500 8.00 D 227387 D Represents the surrender of shares to the issuer in payment of tax liability incident to the vesting of restricted stock. Represents the fair market value of the Shares President and Chief Operating Officer of the Isaac Mizrahi Brand /s/ Giuseppe Falco 2014-12-03