0001104659-24-043731.txt : 20240404
0001104659-24-043731.hdr.sgml : 20240404
20240404191940
ACCESSION NUMBER: 0001104659-24-043731
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240403
FILED AS OF DATE: 20240404
DATE AS OF CHANGE: 20240404
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: LIEBMAN HOWARD M
CENTRAL INDEX KEY: 0001368425
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37527
FILM NUMBER: 24824403
MAIL ADDRESS:
STREET 1: C/O XCEL BRANDS, INC.
STREET 2: 475 10TH AVENUE, 4TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10018
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: XCel Brands, Inc.
CENTRAL INDEX KEY: 0001083220
STANDARD INDUSTRIAL CLASSIFICATION: PATENT OWNERS & LESSORS [6794]
ORGANIZATION NAME: 05 Real Estate & Construction
IRS NUMBER: 760307819
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1333 BROADWAY
STREET 2: 10TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10018
BUSINESS PHONE: (347) 727-2474
MAIL ADDRESS:
STREET 1: 1333 BROADWAY
STREET 2: 10TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10018
FORMER COMPANY:
FORMER CONFORMED NAME: NETFABRIC HOLDINGS, INC
DATE OF NAME CHANGE: 20050516
FORMER COMPANY:
FORMER CONFORMED NAME: HOUSTON OPERATING CO
DATE OF NAME CHANGE: 19990402
4
1
tm2411119-2_4seq1.xml
OWNERSHIP DOCUMENT
X0508
4
2024-04-03
0
0001083220
XCel Brands, Inc.
XELB
0001368425
LIEBMAN HOWARD M
C/O XCEL BRANDS, INC.
550 SEVENTH AVENUE
NEW YORK
NY
10018
1
0
0
0
0
Common Stock
2024-04-03
4
A
0
10000
0
A
106165
D
Stock Options
0.85
2024-04-03
4
A
0
25000
0
A
2029-04-03
Common Stock
25000
25000
D
Represents shares of restricted stock awarded pursuant to a restated stock agreement, which vests as to 50% of the shares on each of April 3, 2025 and April 3, 2026, provided that the reporting person may extend the vesting date as to all or a portion of the shares, one or more times, in six month increments, at his sole discretion.
The options vest as to 50% of the shares on each of April 3, 2025 and April 3, 2026.
/s/ Howard Liebman
2024-04-04