0001104659-24-036332.txt : 20240319
0001104659-24-036332.hdr.sgml : 20240319
20240319212626
ACCESSION NUMBER: 0001104659-24-036332
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240315
FILED AS OF DATE: 20240319
DATE AS OF CHANGE: 20240319
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: DiSanto Mark
CENTRAL INDEX KEY: 0001530941
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37527
FILM NUMBER: 24766114
MAIL ADDRESS:
STREET 1: C/O XCEL BRANDS, INC.
STREET 2: 475 10TH AVENUE, 4TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10018
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: XCel Brands, Inc.
CENTRAL INDEX KEY: 0001083220
STANDARD INDUSTRIAL CLASSIFICATION: PATENT OWNERS & LESSORS [6794]
ORGANIZATION NAME: 05 Real Estate & Construction
IRS NUMBER: 760307819
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1333 BROADWAY
STREET 2: 10TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10018
BUSINESS PHONE: (347) 727-2474
MAIL ADDRESS:
STREET 1: 1333 BROADWAY
STREET 2: 10TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10018
FORMER COMPANY:
FORMER CONFORMED NAME: NETFABRIC HOLDINGS, INC
DATE OF NAME CHANGE: 20050516
FORMER COMPANY:
FORMER CONFORMED NAME: HOUSTON OPERATING CO
DATE OF NAME CHANGE: 19990402
4
1
tm249291-2_4seq1.xml
OWNERSHIP DOCUMENT
X0508
4
2024-03-15
0
0001083220
XCel Brands, Inc.
XELB
0001530941
DiSanto Mark
C/O TRIPLE CROWN CORP.,
5351 JAYCEE AVENUE
HARRISBURG
PA
17112
1
0
0
0
0
Common Stock
2024-03-15
4
P
0
146250
0.65
A
1174263
I
See Footnote
Common Stock
2024-03-19
4
A
0
132589
0.98
A
1306852
I
See Footnote
Common Stock
36500
D
Common Stock
82392
I
See Footnote
Stock Option
1.51
2025-04-01
2028-08-23
Common Stock
25000
25000
D
Represents shares held by The Mark X DiSanto Investment Trust, of which Mr. DiSanto is trustee and as to which Mr. DiSanto has sole voting dispositive power.
Represents shares held by other trusts, of which Mr. DiSanto is trustee and as to which Mr. DiSanto has sole voting dispositive power.
/s/ Mark DiSanto
2024-03-19