0001104659-21-121945.txt : 20211001
0001104659-21-121945.hdr.sgml : 20211001
20211001154045
ACCESSION NUMBER: 0001104659-21-121945
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210423
FILED AS OF DATE: 20211001
DATE AS OF CHANGE: 20211001
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: D LOREN ROBERT W
CENTRAL INDEX KEY: 0001086742
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37527
FILM NUMBER: 211298722
MAIL ADDRESS:
STREET 1: 475 10TH AVENUE
STREET 2: 4TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10018
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: XCel Brands, Inc.
CENTRAL INDEX KEY: 0001083220
STANDARD INDUSTRIAL CLASSIFICATION: PATENT OWNERS & LESSORS [6794]
IRS NUMBER: 760307819
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1333 BROADWAY
STREET 2: 10TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10018
BUSINESS PHONE: (347) 727-2474
MAIL ADDRESS:
STREET 1: 1333 BROADWAY
STREET 2: 10TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10018
FORMER COMPANY:
FORMER CONFORMED NAME: NETFABRIC HOLDINGS, INC
DATE OF NAME CHANGE: 20050516
FORMER COMPANY:
FORMER CONFORMED NAME: HOUSTON OPERATING CO
DATE OF NAME CHANGE: 19990402
4/A
1
tm2129067-1_4aseq1.xml
OWNERSHIP DOCUMENT
X0306
4/A
2021-04-23
2021-08-04
0
0001083220
XCel Brands, Inc.
XELB
0001086742
D LOREN ROBERT W
1333 BROADWAY, 10TH FLOOR
NEW YORK
NY
10018
1
1
1
0
CEO & Chairman
Common Stock
2021-04-23
4
A
0
181179
1.56
A
1614145
D
Common Stock
607317
I
See Footnote
Shares issued for compensation in lieu of cash bonus payments.
Represents shares held by the Irrevocable Trust of Rose Dempsey, of which Mr. D'Loren has sole voting and dispositive power.
/s/ Robert W. D'Loren
2021-10-01