0001104659-21-099956.txt : 20210804 0001104659-21-099956.hdr.sgml : 20210804 20210804143753 ACCESSION NUMBER: 0001104659-21-099956 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201209 FILED AS OF DATE: 20210804 DATE AS OF CHANGE: 20210804 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: D LOREN ROBERT W CENTRAL INDEX KEY: 0001086742 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-37527 FILM NUMBER: 211143620 MAIL ADDRESS: STREET 1: 475 10TH AVENUE STREET 2: 4TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10018 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: XCel Brands, Inc. CENTRAL INDEX KEY: 0001083220 STANDARD INDUSTRIAL CLASSIFICATION: PATENT OWNERS & LESSORS [6794] IRS NUMBER: 760307819 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1333 BROADWAY STREET 2: 10TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10018 BUSINESS PHONE: (347) 727-2474 MAIL ADDRESS: STREET 1: 1333 BROADWAY STREET 2: 10TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10018 FORMER COMPANY: FORMER CONFORMED NAME: NETFABRIC HOLDINGS, INC DATE OF NAME CHANGE: 20050516 FORMER COMPANY: FORMER CONFORMED NAME: HOUSTON OPERATING CO DATE OF NAME CHANGE: 19990402 4/A 1 tm2123970d2_4a.xml OWNERSHIP DOCUMENT X0306 4/A 2020-12-09 2020-12-14 0 0001083220 XCel Brands, Inc. XELB 0001086742 D LOREN ROBERT W 1333 BROADWAY, 10TH FLOOR NEW YORK NY 10018 1 1 1 0 CEO & Chairman Common Stock 2020-12-09 4 P 0 18380 1.056 A 1411722 D Common Stock 2020-12-10 4 P 0 21244 1.0715 A 1432966 D Common Stock 607317 I See footnote Represents shares held by the Irrevocable Trust of Rose Dempsey, of which Mr. D'Loren has sole voting and dispositive power. /s/ Robert W. D'Loren 2021-08-04