0001104659-20-110444.txt : 20200930 0001104659-20-110444.hdr.sgml : 20200930 20200930165145 ACCESSION NUMBER: 0001104659-20-110444 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200928 FILED AS OF DATE: 20200930 DATE AS OF CHANGE: 20200930 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DiSanto Mark CENTRAL INDEX KEY: 0001530941 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37527 FILM NUMBER: 201212853 MAIL ADDRESS: STREET 1: C/O XCEL BRANDS, INC. STREET 2: 475 10TH AVENUE, 4TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10018 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: XCel Brands, Inc. CENTRAL INDEX KEY: 0001083220 STANDARD INDUSTRIAL CLASSIFICATION: PATENT OWNERS & LESSORS [6794] IRS NUMBER: 760307819 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1333 BROADWAY STREET 2: 10TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10018 BUSINESS PHONE: (347) 727-2474 MAIL ADDRESS: STREET 1: 1333 BROADWAY STREET 2: 10TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10018 FORMER COMPANY: FORMER CONFORMED NAME: NETFABRIC HOLDINGS, INC DATE OF NAME CHANGE: 20050516 FORMER COMPANY: FORMER CONFORMED NAME: HOUSTON OPERATING CO DATE OF NAME CHANGE: 19990402 4 1 tm2032162-1_4.xml OWNERSHIP DOCUMENT X0306 4 2020-09-28 0 0001083220 XCel Brands, Inc. XELB 0001530941 DiSanto Mark C/O TRIPLE CROWN CORP., 5351 JAYCEE AVENUE HARRISBURG PA 17112 1 0 0 0 Common Stock 20500 D Common Stock 2020-09-28 4 P 0 10000 0.72 A 1021105 I See Footnote Common Stock 82392 I See Footnote Represents shares held by The Mark X DiSanto Investment Trust, of which Mr. DiSanto is trustee and as to which Mr. DiSanto has sole voting dispositive power. Represents shares held by these trusts Mr. DiSanto is trustee and as to which Mr. DiSanto has sole voting dispositive power. /s/ Mark DiSanto 2020-09-30