0001104659-20-063869.txt : 20200519
0001104659-20-063869.hdr.sgml : 20200519
20200519174450
ACCESSION NUMBER: 0001104659-20-063869
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200506
FILED AS OF DATE: 20200519
DATE AS OF CHANGE: 20200519
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: DiSanto Mark
CENTRAL INDEX KEY: 0001530941
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37527
FILM NUMBER: 20894920
MAIL ADDRESS:
STREET 1: C/O XCEL BRANDS, INC.
STREET 2: 475 10TH AVENUE, 4TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10018
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: XCel Brands, Inc.
CENTRAL INDEX KEY: 0001083220
STANDARD INDUSTRIAL CLASSIFICATION: PATENT OWNERS & LESSORS [6794]
IRS NUMBER: 760307819
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1333 BROADWAY
STREET 2: 10TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10018
BUSINESS PHONE: (347) 727-2474
MAIL ADDRESS:
STREET 1: 1333 BROADWAY
STREET 2: 10TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10018
FORMER COMPANY:
FORMER CONFORMED NAME: NETFABRIC HOLDINGS, INC
DATE OF NAME CHANGE: 20050516
FORMER COMPANY:
FORMER CONFORMED NAME: HOUSTON OPERATING CO
DATE OF NAME CHANGE: 19990402
4
1
tm2020265-1_4.xml
OWNERSHIP DOCUMENT
X0306
4
2020-05-06
0
0001083220
XCel Brands, Inc.
XELB
0001530941
DiSanto Mark
C/O TRIPLE CROWN CORP.,
5351 JAYCEE AVENUE
HARRISBURG
PA
17112
1
0
0
0
Common Stock
2020-05-15
4
P
0
10500
0.55
A
108037
D
Common Stock
2020-05-15
4
Z
0
92537
0.00
D
15500
D
Common Stock
2020-05-06
4
P
0
1162
0.69
A
857710
I
See Footnote
Common Stock
2020-05-11
4
P
0
5000
0.72
A
862710
I
See Footnote
Common Stock
2020-05-13
4
P
0
5000
0.65
A
867710
I
See Footnote
Common Stock
2020-05-15
4
Z
0
92537
0.00
A
960247
I
See Footnote
Common Stock
82392
I
See Footnote
This is a discretionary transfer of shares held by the reporting person to The Mark X DiSanto Investment Trust, of which Mr. DiSanto is trustee and as to which Mr. DiSanto has sole voting dispositive power.
Represents shares held by The Mark X DiSanto Investment Trust, of which Mr. DiSanto is trustee and as to which Mr. DiSanto has sole voting dispositive power.
Represents shares held by these trusts Mr. DiSanto is trustee and as to which Mr. DiSanto has sole voting dispositive power.
/s/ Mark DiSanto
2020-05-19