0001104659-20-061015.txt : 20200513
0001104659-20-061015.hdr.sgml : 20200513
20200513192525
ACCESSION NUMBER: 0001104659-20-061015
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200511
FILED AS OF DATE: 20200513
DATE AS OF CHANGE: 20200513
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: D LOREN ROBERT W
CENTRAL INDEX KEY: 0001086742
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37527
FILM NUMBER: 20874900
MAIL ADDRESS:
STREET 1: 475 10TH AVENUE
STREET 2: 4TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10018
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: XCel Brands, Inc.
CENTRAL INDEX KEY: 0001083220
STANDARD INDUSTRIAL CLASSIFICATION: PATENT OWNERS & LESSORS [6794]
IRS NUMBER: 760307819
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1333 BROADWAY
STREET 2: 10TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10018
BUSINESS PHONE: (347) 727-2474
MAIL ADDRESS:
STREET 1: 1333 BROADWAY
STREET 2: 10TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10018
FORMER COMPANY:
FORMER CONFORMED NAME: NETFABRIC HOLDINGS, INC
DATE OF NAME CHANGE: 20050516
FORMER COMPANY:
FORMER CONFORMED NAME: HOUSTON OPERATING CO
DATE OF NAME CHANGE: 19990402
4
1
tm2019674-1_4.xml
OWNERSHIP DOCUMENT
X0306
4
2020-05-11
0
0001083220
XCel Brands, Inc.
XELB
0001086742
D LOREN ROBERT W
1333 BROADWAY, 10TH FLOOR
NEW YORK
NY
10018
1
1
1
0
CEO & Chairman
Common Stock
2020-05-11
4
P
0
1240
0.71
A
1407019
D
Common Stock
2020-05-12
4
P
0
2433
0.71
A
1409452
D
Common Stock
2020-05-13
4
P
0
5205
0.66
A
1414657
D
Common Stock
526283
I
See Footnote
Represents shares held by the Irrevocable Trust of Rose Dempsey, of which Mr. D'Loren has sole voting and dispositive power.
/s/ Robert W. D'Loren
2020-05-13