0001104659-20-043241.txt : 20200403
0001104659-20-043241.hdr.sgml : 20200403
20200403172804
ACCESSION NUMBER: 0001104659-20-043241
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200401
FILED AS OF DATE: 20200403
DATE AS OF CHANGE: 20200403
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: FRANCIS MICHAEL
CENTRAL INDEX KEY: 0001204997
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37527
FILM NUMBER: 20774848
MAIL ADDRESS:
STREET 1: 6501 LEGACY DRIVE
CITY: PLANO
STATE: TX
ZIP: 75024
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: XCel Brands, Inc.
CENTRAL INDEX KEY: 0001083220
STANDARD INDUSTRIAL CLASSIFICATION: PATENT OWNERS & LESSORS [6794]
IRS NUMBER: 760307819
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1333 BROADWAY
STREET 2: 10TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10018
BUSINESS PHONE: (347) 727-2474
MAIL ADDRESS:
STREET 1: 1333 BROADWAY
STREET 2: 10TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10018
FORMER COMPANY:
FORMER CONFORMED NAME: NETFABRIC HOLDINGS, INC
DATE OF NAME CHANGE: 20050516
FORMER COMPANY:
FORMER CONFORMED NAME: HOUSTON OPERATING CO
DATE OF NAME CHANGE: 19990402
4
1
tm2015001-5_4.xml
OWNERSHIP DOCUMENT
X0306
4
2020-04-01
0
0001083220
XCel Brands, Inc.
XELB
0001204997
FRANCIS MICHAEL
C/O XCEL BRANDS, INC.,
475 10TH AVENUE, 4TH FLOOR
NEW YORK
NY
10018
1
0
0
0
Common Stock
109000
D
Stock Option
0.50
2020-04-01
4
A
0
40000
0
A
2025-04-01
Common Stock
40000
40000
D
The option vests as to 50% of the shares on each of April 1, 2021 and 2022.
/s/ Michael R. Francis
2020-04-03