0001104659-20-043239.txt : 20200403 0001104659-20-043239.hdr.sgml : 20200403 20200403172627 ACCESSION NUMBER: 0001104659-20-043239 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200401 FILED AS OF DATE: 20200403 DATE AS OF CHANGE: 20200403 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Fielding James D CENTRAL INDEX KEY: 0001745384 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37527 FILM NUMBER: 20774781 MAIL ADDRESS: STREET 1: C/O XCEL BRANDS, INC. STREET 2: 1333 BROADWAY, 10TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10018 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: XCel Brands, Inc. CENTRAL INDEX KEY: 0001083220 STANDARD INDUSTRIAL CLASSIFICATION: PATENT OWNERS & LESSORS [6794] IRS NUMBER: 760307819 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1333 BROADWAY STREET 2: 10TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10018 BUSINESS PHONE: (347) 727-2474 MAIL ADDRESS: STREET 1: 1333 BROADWAY STREET 2: 10TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10018 FORMER COMPANY: FORMER CONFORMED NAME: NETFABRIC HOLDINGS, INC DATE OF NAME CHANGE: 20050516 FORMER COMPANY: FORMER CONFORMED NAME: HOUSTON OPERATING CO DATE OF NAME CHANGE: 19990402 4 1 tm2015001-3_4.xml OWNERSHIP DOCUMENT X0306 4 2020-04-01 0 0001083220 XCel Brands, Inc. XELB 0001745384 Fielding James D C/O XCEL BRANDS, INC. 1333 BROADWAY, 10TH FLOOR NEW YORK NY 10018 1 1 0 0 Chief Financial Officer Common Stock 10000 D Stock Options 0.50 2020-04-01 4 A 0 40000 0 A 2025-04-01 Common Stock 40000 40000 D The option vests as to 50% of the shares on each of April 1, 2021 and 2022. /s/ James Fielding 2020-04-03