0001104659-20-043235.txt : 20200403
0001104659-20-043235.hdr.sgml : 20200403
20200403172509
ACCESSION NUMBER: 0001104659-20-043235
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200401
FILED AS OF DATE: 20200403
DATE AS OF CHANGE: 20200403
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: LIEBMAN HOWARD M
CENTRAL INDEX KEY: 0001368425
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37527
FILM NUMBER: 20774736
MAIL ADDRESS:
STREET 1: C/O XCEL BRANDS, INC.
STREET 2: 475 10TH AVENUE, 4TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10018
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: XCel Brands, Inc.
CENTRAL INDEX KEY: 0001083220
STANDARD INDUSTRIAL CLASSIFICATION: PATENT OWNERS & LESSORS [6794]
IRS NUMBER: 760307819
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1333 BROADWAY
STREET 2: 10TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10018
BUSINESS PHONE: (347) 727-2474
MAIL ADDRESS:
STREET 1: 1333 BROADWAY
STREET 2: 10TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10018
FORMER COMPANY:
FORMER CONFORMED NAME: NETFABRIC HOLDINGS, INC
DATE OF NAME CHANGE: 20050516
FORMER COMPANY:
FORMER CONFORMED NAME: HOUSTON OPERATING CO
DATE OF NAME CHANGE: 19990402
4
1
tm2015001-2_4.xml
OWNERSHIP DOCUMENT
X0306
4
2020-04-01
0
0001083220
XCel Brands, Inc.
XELB
0001368425
LIEBMAN HOWARD M
C/O XCEL BRANDS, INC.
475 10TH AVENUE, 4TH FLOOR
NEW YORK
NY
10018
1
0
0
0
Common Stock
66165
D
Stock Option
0.50
2020-04-01
4
A
0
40000
0
A
2025-04-01
Common Stock
40000
40000
D
The option vests as to 50% of the shares on each of April 1, 2021 and 2022.
/s/ Howard Liebman
2020-04-03