0001104659-20-041946.txt : 20200401
0001104659-20-041946.hdr.sgml : 20200401
20200401171912
ACCESSION NUMBER: 0001104659-20-041946
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200330
FILED AS OF DATE: 20200401
DATE AS OF CHANGE: 20200401
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: D LOREN ROBERT W
CENTRAL INDEX KEY: 0001086742
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37527
FILM NUMBER: 20766401
MAIL ADDRESS:
STREET 1: 475 10TH AVENUE
STREET 2: 4TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10018
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: XCel Brands, Inc.
CENTRAL INDEX KEY: 0001083220
STANDARD INDUSTRIAL CLASSIFICATION: PATENT OWNERS & LESSORS [6794]
IRS NUMBER: 760307819
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1333 BROADWAY
STREET 2: 10TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10018
BUSINESS PHONE: (347) 727-2474
MAIL ADDRESS:
STREET 1: 1333 BROADWAY
STREET 2: 10TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10018
FORMER COMPANY:
FORMER CONFORMED NAME: NETFABRIC HOLDINGS, INC
DATE OF NAME CHANGE: 20050516
FORMER COMPANY:
FORMER CONFORMED NAME: HOUSTON OPERATING CO
DATE OF NAME CHANGE: 19990402
4
1
tm2014785d1_form4.xml
FORM 4
X0306
4
2020-03-30
0
0001083220
XCel Brands, Inc.
XELB
0001086742
D LOREN ROBERT W
C/O XCEL BRANDS, INC.,
1333 BROADWAY - 10TH FLOOR
NEW YORK
NY
10018
1
1
1
0
CEO & Chairman
Common Stock
2020-03-30
4
A
0
336700
0.6534
A
1519498
D
Common Stock
2020-03-30
4
F
0
155556
0.6534
D
1363942
D
Common Stock
526283
I
See Footnote
Represents shares of stock awarded pursuant to an employment agreement in lieu of a cash compensation payment
Represents the surrender of shares to the issuer in payment of tax liability incident to receipt of stock award described in footnote (1).
Represents the fair market value of the shares surrendered.
Represents shares held by the Irrevocable Trust of Rose Dempsey, of which Mr. D'Loren has sole voting and dispositive power.
/s/ Robert W. D'Loren
2020-04-01