0001104659-20-041946.txt : 20200401 0001104659-20-041946.hdr.sgml : 20200401 20200401171912 ACCESSION NUMBER: 0001104659-20-041946 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200330 FILED AS OF DATE: 20200401 DATE AS OF CHANGE: 20200401 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: D LOREN ROBERT W CENTRAL INDEX KEY: 0001086742 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37527 FILM NUMBER: 20766401 MAIL ADDRESS: STREET 1: 475 10TH AVENUE STREET 2: 4TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10018 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: XCel Brands, Inc. CENTRAL INDEX KEY: 0001083220 STANDARD INDUSTRIAL CLASSIFICATION: PATENT OWNERS & LESSORS [6794] IRS NUMBER: 760307819 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1333 BROADWAY STREET 2: 10TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10018 BUSINESS PHONE: (347) 727-2474 MAIL ADDRESS: STREET 1: 1333 BROADWAY STREET 2: 10TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10018 FORMER COMPANY: FORMER CONFORMED NAME: NETFABRIC HOLDINGS, INC DATE OF NAME CHANGE: 20050516 FORMER COMPANY: FORMER CONFORMED NAME: HOUSTON OPERATING CO DATE OF NAME CHANGE: 19990402 4 1 tm2014785d1_form4.xml FORM 4 X0306 4 2020-03-30 0 0001083220 XCel Brands, Inc. XELB 0001086742 D LOREN ROBERT W C/O XCEL BRANDS, INC., 1333 BROADWAY - 10TH FLOOR NEW YORK NY 10018 1 1 1 0 CEO & Chairman Common Stock 2020-03-30 4 A 0 336700 0.6534 A 1519498 D Common Stock 2020-03-30 4 F 0 155556 0.6534 D 1363942 D Common Stock 526283 I See Footnote Represents shares of stock awarded pursuant to an employment agreement in lieu of a cash compensation payment Represents the surrender of shares to the issuer in payment of tax liability incident to receipt of stock award described in footnote (1). Represents the fair market value of the shares surrendered. Represents shares held by the Irrevocable Trust of Rose Dempsey, of which Mr. D'Loren has sole voting and dispositive power. /s/ Robert W. D'Loren 2020-04-01