0001083220-19-000015.txt : 20190412 0001083220-19-000015.hdr.sgml : 20190412 20190412144737 ACCESSION NUMBER: 0001083220-19-000015 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190401 FILED AS OF DATE: 20190412 DATE AS OF CHANGE: 20190412 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FRANCIS MICHAEL CENTRAL INDEX KEY: 0001204997 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37527 FILM NUMBER: 19746120 MAIL ADDRESS: STREET 1: 6501 LEGACY DRIVE CITY: PLANO STATE: TX ZIP: 75024 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: XCel Brands, Inc. CENTRAL INDEX KEY: 0001083220 STANDARD INDUSTRIAL CLASSIFICATION: PATENT OWNERS & LESSORS [6794] IRS NUMBER: 760307819 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1333 BROADWAY STREET 2: 10TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10018 BUSINESS PHONE: (347) 727-2474 MAIL ADDRESS: STREET 1: 1333 BROADWAY STREET 2: 10TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10018 FORMER COMPANY: FORMER CONFORMED NAME: NETFABRIC HOLDINGS, INC DATE OF NAME CHANGE: 20050516 FORMER COMPANY: FORMER CONFORMED NAME: HOUSTON OPERATING CO DATE OF NAME CHANGE: 19990402 4 1 wf-form4_155509484275758.xml FORM 4 X0306 4 2019-04-01 0 0001083220 XCel Brands, Inc. XELB 0001204997 FRANCIS MICHAEL C/O XCEL BRANDS, INC., 1333 BROADWAY 10TH FLOOR NEW YORK NY 10018 1 0 0 0 Common Stock 2019-04-01 4 A 0 10000 0 A 109000 D Stock Option 1.7 2019-04-01 4 A 0 25000 0 A 2024-04-01 Common Stock 25000.0 25000 D Represents shares of restricted stock awarded pursuant to a restricted stock award agreement, which vests as to 50% of the shares on each of April 2, 202 and 2021, provided that the reporting person may extend the vesting date as to all or a portion of the shares, on one or more occasions, in six month increments, in his sole discretion. The option vests as to 50% of the shares on each of April 1, 2020 and 2021. /s/ Michael R. Francis 2019-04-12