0000899243-17-022181.txt : 20170918
0000899243-17-022181.hdr.sgml : 20170918
20170918060637
ACCESSION NUMBER: 0000899243-17-022181
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170911
FILED AS OF DATE: 20170918
DATE AS OF CHANGE: 20170918
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HILCO TRADING, LLC
CENTRAL INDEX KEY: 0001629131
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37527
FILM NUMBER: 171088928
BUSINESS ADDRESS:
STREET 1: 5 REVERE DRIVE, SUITE 206
CITY: NORTHBROOK
STATE: IL
ZIP: 60062
BUSINESS PHONE: (847) 509-1100
MAIL ADDRESS:
STREET 1: 5 REVERE DRIVE, SUITE 206
CITY: NORTHBROOK
STATE: IL
ZIP: 60062
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: XCel Brands, Inc.
CENTRAL INDEX KEY: 0001083220
STANDARD INDUSTRIAL CLASSIFICATION: PATENT OWNERS & LESSORS [6794]
IRS NUMBER: 760307819
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1333 BROADWAY
STREET 2: 10TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10018
BUSINESS PHONE: (347) 727-2474
MAIL ADDRESS:
STREET 1: 1333 BROADWAY
STREET 2: 10TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10018
FORMER COMPANY:
FORMER CONFORMED NAME: NETFABRIC HOLDINGS, INC
DATE OF NAME CHANGE: 20050516
FORMER COMPANY:
FORMER CONFORMED NAME: HOUSTON OPERATING CO
DATE OF NAME CHANGE: 19990402
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2017-09-11
0
0001083220
XCel Brands, Inc.
XELB
0001629131
HILCO TRADING, LLC
C/O HILCO TRADING, LLC
5 REVERE DRIVE, SUITE 206
NORTHBROOK
IL
60062
0
0
1
0
Common Stock
2017-09-11
4
P
0
300
2.95
A
666967
I
By Hilco Trading
Common Stock
2017-09-12
4
P
0
100
2.90
A
667067
I
By Hilco Trading
Common Stock
2017-09-13
4
P
0
200
2.95
A
667267
I
By Hilco Trading
Common Stock
2017-09-13
4
P
0
200
2.90
A
667467
I
By Hilco Trading
Common Stock
2017-09-13
4
P
0
300
2.85
A
667767
I
By Hilco Trading
Common Stock
1000000
I
By H Company IP, LLC
Jeffrey Hecktman is the majority owner of Hilco Trading, LLC ("Hilco Trading") and may direct the disposition of the shares beneficially owned by Hilco Trading. Mr. Hecktman hereby disclaims beneficial ownership of the reported shares directly held by Hilco Trading except to the extent of his pecuniary interest therein.
The reported shares of Common Stock are held directly by The H Company IP, LLC ("H Company"). House of Halston, LLC ("Halston") is the parent company of H Company and may be deemed to share beneficial ownership of the reported shares by virtue of its ability to direct the business and investment decisions of H Company. The H Investment Company, LLC ("H Investment") is the controlling member of Halston and has the ability to direct the disposition of the reported shares; therefore, H Investment may be deemed to beneficially own the reported shares.
(Continued from Footnote 2) Hilco Brands, LLC ("Hilco Brands"), in its capacity as a member of the Board of Managers of H Investment, has the ability to direct the management of H Investment's business, including the power to direct the disposition of the reported shares; therefore, Hilco Brands may be deemed to share indirect beneficial ownership of the reported shares. Hilco Trading, as the parent company of Hilco Brands, may direct the disposition of the reported shares. Mr. Hecktman hereby disclaims beneficial ownership of the reported shares directly held by H Company, except to the extent of his pecuniary interest therein.
Hilco Trading, LLC, /s/ Jeffrey B. Hecktman
2017-09-15