0000899243-17-022181.txt : 20170918 0000899243-17-022181.hdr.sgml : 20170918 20170918060637 ACCESSION NUMBER: 0000899243-17-022181 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170911 FILED AS OF DATE: 20170918 DATE AS OF CHANGE: 20170918 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HILCO TRADING, LLC CENTRAL INDEX KEY: 0001629131 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37527 FILM NUMBER: 171088928 BUSINESS ADDRESS: STREET 1: 5 REVERE DRIVE, SUITE 206 CITY: NORTHBROOK STATE: IL ZIP: 60062 BUSINESS PHONE: (847) 509-1100 MAIL ADDRESS: STREET 1: 5 REVERE DRIVE, SUITE 206 CITY: NORTHBROOK STATE: IL ZIP: 60062 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: XCel Brands, Inc. CENTRAL INDEX KEY: 0001083220 STANDARD INDUSTRIAL CLASSIFICATION: PATENT OWNERS & LESSORS [6794] IRS NUMBER: 760307819 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1333 BROADWAY STREET 2: 10TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10018 BUSINESS PHONE: (347) 727-2474 MAIL ADDRESS: STREET 1: 1333 BROADWAY STREET 2: 10TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10018 FORMER COMPANY: FORMER CONFORMED NAME: NETFABRIC HOLDINGS, INC DATE OF NAME CHANGE: 20050516 FORMER COMPANY: FORMER CONFORMED NAME: HOUSTON OPERATING CO DATE OF NAME CHANGE: 19990402 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2017-09-11 0 0001083220 XCel Brands, Inc. XELB 0001629131 HILCO TRADING, LLC C/O HILCO TRADING, LLC 5 REVERE DRIVE, SUITE 206 NORTHBROOK IL 60062 0 0 1 0 Common Stock 2017-09-11 4 P 0 300 2.95 A 666967 I By Hilco Trading Common Stock 2017-09-12 4 P 0 100 2.90 A 667067 I By Hilco Trading Common Stock 2017-09-13 4 P 0 200 2.95 A 667267 I By Hilco Trading Common Stock 2017-09-13 4 P 0 200 2.90 A 667467 I By Hilco Trading Common Stock 2017-09-13 4 P 0 300 2.85 A 667767 I By Hilco Trading Common Stock 1000000 I By H Company IP, LLC Jeffrey Hecktman is the majority owner of Hilco Trading, LLC ("Hilco Trading") and may direct the disposition of the shares beneficially owned by Hilco Trading. Mr. Hecktman hereby disclaims beneficial ownership of the reported shares directly held by Hilco Trading except to the extent of his pecuniary interest therein. The reported shares of Common Stock are held directly by The H Company IP, LLC ("H Company"). House of Halston, LLC ("Halston") is the parent company of H Company and may be deemed to share beneficial ownership of the reported shares by virtue of its ability to direct the business and investment decisions of H Company. The H Investment Company, LLC ("H Investment") is the controlling member of Halston and has the ability to direct the disposition of the reported shares; therefore, H Investment may be deemed to beneficially own the reported shares. (Continued from Footnote 2) Hilco Brands, LLC ("Hilco Brands"), in its capacity as a member of the Board of Managers of H Investment, has the ability to direct the management of H Investment's business, including the power to direct the disposition of the reported shares; therefore, Hilco Brands may be deemed to share indirect beneficial ownership of the reported shares. Hilco Trading, as the parent company of Hilco Brands, may direct the disposition of the reported shares. Mr. Hecktman hereby disclaims beneficial ownership of the reported shares directly held by H Company, except to the extent of his pecuniary interest therein. Hilco Trading, LLC, /s/ Jeffrey B. Hecktman 2017-09-15