0000899243-16-019310.txt : 20160505
0000899243-16-019310.hdr.sgml : 20160505
20160505174505
ACCESSION NUMBER: 0000899243-16-019310
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160504
FILED AS OF DATE: 20160505
DATE AS OF CHANGE: 20160505
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: XCel Brands, Inc.
CENTRAL INDEX KEY: 0001083220
STANDARD INDUSTRIAL CLASSIFICATION: PATENT OWNERS & LESSORS [6794]
IRS NUMBER: 760307819
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 475 10TH AVENUE
STREET 2: 4TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10018
BUSINESS PHONE: (347) 727-2474
MAIL ADDRESS:
STREET 1: 475 10TH AVENUE
STREET 2: 4TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10018
FORMER COMPANY:
FORMER CONFORMED NAME: NETFABRIC HOLDINGS, INC
DATE OF NAME CHANGE: 20050516
FORMER COMPANY:
FORMER CONFORMED NAME: HOUSTON OPERATING CO
DATE OF NAME CHANGE: 19990402
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HECKTMAN JEFFREY BRUCE
CENTRAL INDEX KEY: 0001629134
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37527
FILM NUMBER: 161625265
MAIL ADDRESS:
STREET 1: 5 REVERE DRIVE, SUITE 206
CITY: NORTHBROOK
STATE: IL
ZIP: 60062
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HILCO TRADING, LLC
CENTRAL INDEX KEY: 0001629131
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37527
FILM NUMBER: 161625266
BUSINESS ADDRESS:
STREET 1: 5 REVERE DRIVE, SUITE 206
CITY: NORTHBROOK
STATE: IL
ZIP: 60062
BUSINESS PHONE: (847) 509-1100
MAIL ADDRESS:
STREET 1: 5 REVERE DRIVE, SUITE 206
CITY: NORTHBROOK
STATE: IL
ZIP: 60062
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2016-05-04
0
0001083220
XCel Brands, Inc.
XELB
0001629131
HILCO TRADING, LLC
5 REVERE DRIVE, SUITE 206
NORTHBROOK
IL
60062
0
0
1
0
0001629134
HECKTMAN JEFFREY BRUCE
C/O HILCO TRADING, LLC
5 REVERE DRIVE, SUITE 206
NORTHBROOK
IL
60062
0
0
1
0
Warrants (right to buy)
12.00
2016-05-04
4
J
0
100000
0.00
D
2014-12-22
2019-12-22
Common Stock
100000
650000
D
On May 4, 2016, Hilco Trading LLC assigned to Ben Malka Common Stock Purchase Warrants with respect to 100,000 shares of Common Stock of the Issuer in exchange for services.
Jeffrey B. Hecktman is the majority owner of Hilco and may direct the disposition of all warrants beneficially owned by Hilco reported herein. Mr. Hecktman hereby disclaims any direct beneficial ownership of the warrants directly held by Hilco, except to the extent of his pecuniary interests therein.
Hilco Trading, LLC /s/ Eric W. Kaup, General Counsel & EVP
2016-05-04
/s/ Jeffrey B. Hecktman
2016-05-04