0000899243-16-019310.txt : 20160505 0000899243-16-019310.hdr.sgml : 20160505 20160505174505 ACCESSION NUMBER: 0000899243-16-019310 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160504 FILED AS OF DATE: 20160505 DATE AS OF CHANGE: 20160505 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: XCel Brands, Inc. CENTRAL INDEX KEY: 0001083220 STANDARD INDUSTRIAL CLASSIFICATION: PATENT OWNERS & LESSORS [6794] IRS NUMBER: 760307819 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 475 10TH AVENUE STREET 2: 4TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10018 BUSINESS PHONE: (347) 727-2474 MAIL ADDRESS: STREET 1: 475 10TH AVENUE STREET 2: 4TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10018 FORMER COMPANY: FORMER CONFORMED NAME: NETFABRIC HOLDINGS, INC DATE OF NAME CHANGE: 20050516 FORMER COMPANY: FORMER CONFORMED NAME: HOUSTON OPERATING CO DATE OF NAME CHANGE: 19990402 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HECKTMAN JEFFREY BRUCE CENTRAL INDEX KEY: 0001629134 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37527 FILM NUMBER: 161625265 MAIL ADDRESS: STREET 1: 5 REVERE DRIVE, SUITE 206 CITY: NORTHBROOK STATE: IL ZIP: 60062 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HILCO TRADING, LLC CENTRAL INDEX KEY: 0001629131 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37527 FILM NUMBER: 161625266 BUSINESS ADDRESS: STREET 1: 5 REVERE DRIVE, SUITE 206 CITY: NORTHBROOK STATE: IL ZIP: 60062 BUSINESS PHONE: (847) 509-1100 MAIL ADDRESS: STREET 1: 5 REVERE DRIVE, SUITE 206 CITY: NORTHBROOK STATE: IL ZIP: 60062 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-05-04 0 0001083220 XCel Brands, Inc. XELB 0001629131 HILCO TRADING, LLC 5 REVERE DRIVE, SUITE 206 NORTHBROOK IL 60062 0 0 1 0 0001629134 HECKTMAN JEFFREY BRUCE C/O HILCO TRADING, LLC 5 REVERE DRIVE, SUITE 206 NORTHBROOK IL 60062 0 0 1 0 Warrants (right to buy) 12.00 2016-05-04 4 J 0 100000 0.00 D 2014-12-22 2019-12-22 Common Stock 100000 650000 D On May 4, 2016, Hilco Trading LLC assigned to Ben Malka Common Stock Purchase Warrants with respect to 100,000 shares of Common Stock of the Issuer in exchange for services. Jeffrey B. Hecktman is the majority owner of Hilco and may direct the disposition of all warrants beneficially owned by Hilco reported herein. Mr. Hecktman hereby disclaims any direct beneficial ownership of the warrants directly held by Hilco, except to the extent of his pecuniary interests therein. Hilco Trading, LLC /s/ Eric W. Kaup, General Counsel & EVP 2016-05-04 /s/ Jeffrey B. Hecktman 2016-05-04