0001104659-18-043862.txt : 20180703 0001104659-18-043862.hdr.sgml : 20180703 20180703164158 ACCESSION NUMBER: 0001104659-18-043862 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180702 FILED AS OF DATE: 20180703 DATE AS OF CHANGE: 20180703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HELLER ALAN L CENTRAL INDEX KEY: 0001083212 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37508 FILM NUMBER: 18937957 MAIL ADDRESS: STREET 1: BAXTER INTERNATIONAL INC STREET 2: ONE BAXTER PKWY DF2-2W CITY: DEERFIELD STATE: IL ZIP: 60015 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Neos Therapeutics, Inc. CENTRAL INDEX KEY: 0001467652 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 270395455 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2940 N. HIGHWAY 360 STREET 2: SUITE 400 CITY: GRAND PRAIRIE STATE: TX ZIP: 75050 BUSINESS PHONE: 972.408.1360 MAIL ADDRESS: STREET 1: 2940 N. HIGHWAY 360 STREET 2: SUITE 400 CITY: GRAND PRAIRIE STATE: TX ZIP: 75050 4 1 a4.xml 4 X0306 4 2018-07-02 0 0001467652 Neos Therapeutics, Inc. NEOS 0001083212 HELLER ALAN L C/O NEOS THERAPEUTICS, INC. 2940 N. HWY 360 GRAND PRAIRIE TX 75050 1 0 0 0 Stock Option (Right to Buy) 6.05 2018-07-02 4 A 0 22756 0 A 2028-07-02 Common Stock 22756 22756 D This stock option vests in equal quarterly installments over a one-year period which began on June 20, 2018. /s/ Richard Eisenstadt, attorney in fact 2018-07-03