0001209191-18-061359.txt : 20181206 0001209191-18-061359.hdr.sgml : 20181206 20181206174519 ACCESSION NUMBER: 0001209191-18-061359 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181203 FILED AS OF DATE: 20181206 DATE AS OF CHANGE: 20181206 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GENDRON THOMAS A CENTRAL INDEX KEY: 0001113706 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-08408 FILM NUMBER: 181221735 MAIL ADDRESS: STREET 1: 5001 NORTH SECOND STREET CITY: ROCKFORD STATE: IL ZIP: 61111 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Woodward, Inc. CENTRAL INDEX KEY: 0000108312 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRICAL INDUSTRIAL APPARATUS [3620] IRS NUMBER: 361984010 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 1081 WOODWARD WAY CITY: FORT COLLINS STATE: CO ZIP: 80524 BUSINESS PHONE: 970-482-5811 MAIL ADDRESS: STREET 1: 1081 WOODWARD WAY CITY: FORT COLLINS STATE: CO ZIP: 80524 FORMER COMPANY: FORMER CONFORMED NAME: WOODWARD GOVERNOR CO DATE OF NAME CHANGE: 19920703 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2018-12-03 0 0000108312 Woodward, Inc. WWD 0001113706 GENDRON THOMAS A 1081 WOODWARD WAY FORT COLLINS CO 80524 1 1 0 0 President and CEO Woodward, Inc. Common Stock 2018-12-03 4 M 0 3500 23.18 A 229890 D Woodward, Inc. Common Stock 2018-12-03 4 S 0 20 81.76 D 229870 D Woodward, Inc. Common Stock 2018-12-03 4 S 0 2660 81.7719 D 227210 D Woodward, Inc. Common Stock 2018-12-03 4 S 0 820 85.1085 D 226390 D Woodward, Inc. Common Stock 2018-12-04 4 M 0 1000 23.18 A 227390 D Woodward, Inc. Common Stock 2018-12-04 4 S 0 840 82.2673 D 226550 D Woodward, Inc. Common Stock 2018-12-04 4 S 0 160 82.8938 D 226390 D Woodward, Inc. Common Stock 20128 I Held in the Woodward Retirement Savings Plan Nonqualified Stock Option (right to buy) 23.18 2018-12-03 4 M 0 3500 0.00 D 2010-10-01 2019-09-30 Woodward, Inc. Common Stock 3500 107500 D Nonqualified Stock Option (right to buy) 23.18 2018-12-04 4 M 0 1000 0.00 D 2010-10-01 2019-09-30 Woodward, Inc. Common Stock 1000 106500 D The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 6, 2018. The reporting person executed a trade order through a broker-dealer which resulted in multiple same day, same way open market sales, with prices ranging from $84.05 to $85.01 per share. The reporting person has reported these sales on an aggregate basis using the weighted average price for the transactions. The reporting person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Company or a security holder of the Company, full information regarding the number of shares sold at each separate price. The reporting person executed a trade order through a broker-dealer which resulted in multiple same day, same way open market sales, with prices ranging from $85.10 to $85.13 per share. The reporting person has reported these sales on an aggregate basis using the weighted average price for the transactions. The reporting person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Company or a security holder of the Company, full information regarding the number of shares sold at each separate price. The reporting person executed a trade order through a broker-dealer which resulted in multiple same day, same way open market sales, with prices ranging from $81.84 to $82.71 per share. The reporting person has reported these sales on an aggregate basis using the weighted average price for the transactions. The reporting person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Company or a security holder of the Company, full information regarding the number of shares sold at each separate price. The reporting person executed a trade order through a broker-dealer which resulted in multiple same day, same way open market sales, with prices ranging from $82.87 to $82.91 per share. The reporting person has reported these sales on an aggregate basis using the weighted average price for the transactions. The reporting person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Company or a security holder of the Company, full information regarding the number of shares sold at each separate price. The information in this report regarding the number of shares held by the reporting person in the Woodward Retirement Savings Plan (the "Plan") is based on a calculation as of November 9, 2018. Options, which expire September 30, 2019, became exercisable as to 25% of the shares on October 1, 2010 and each one-year anniversary thereafter. Rebecca L. Dees, by Power of Attorney 2018-12-06