0001209191-18-059025.txt : 20181116
0001209191-18-059025.hdr.sgml : 20181116
20181116173047
ACCESSION NUMBER: 0001209191-18-059025
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20181114
FILED AS OF DATE: 20181116
DATE AS OF CHANGE: 20181116
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: GENDRON THOMAS A
CENTRAL INDEX KEY: 0001113706
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-08408
FILM NUMBER: 181190773
MAIL ADDRESS:
STREET 1: 5001 NORTH SECOND STREET
CITY: ROCKFORD
STATE: IL
ZIP: 61111
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Woodward, Inc.
CENTRAL INDEX KEY: 0000108312
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRICAL INDUSTRIAL APPARATUS [3620]
IRS NUMBER: 361984010
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 1081 WOODWARD WAY
CITY: FORT COLLINS
STATE: CO
ZIP: 80524
BUSINESS PHONE: 970-482-5811
MAIL ADDRESS:
STREET 1: 1081 WOODWARD WAY
CITY: FORT COLLINS
STATE: CO
ZIP: 80524
FORMER COMPANY:
FORMER CONFORMED NAME: WOODWARD GOVERNOR CO
DATE OF NAME CHANGE: 19920703
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2018-11-14
0
0000108312
Woodward, Inc.
WWD
0001113706
GENDRON THOMAS A
1081 WOODWARD WAY
FORT COLLINS
CO
80524
1
1
0
0
President and CEO
Woodward, Inc. Common Stock
2018-11-14
4
M
0
1000
23.18
A
227390
D
Woodward, Inc. Common Stock
2018-11-14
4
S
0
1000
81.2353
D
226390
D
Woodward, Inc. Common Stock
2018-11-15
4
M
0
1000
23.18
A
227390
D
Woodward, Inc. Common Stock
2018-11-15
4
S
0
1000
80.00
D
226390
D
Woodward, Inc. Common Stock
2018-11-16
4
M
0
1000
23.18
A
227390
D
Woodward, Inc. Common Stock
2018-11-16
4
S
0
1000
80.9059
D
226390
D
Woodward, Inc. Common Stock
20128
I
Held in the Woodward Retirement Savings Plan
Nonqualified Stock Option (right to buy)
23.18
2018-11-14
4
M
0
1000
0.00
D
2010-10-01
2019-09-30
Woodward, Inc. Common Stock
1000
122000
D
Nonqualified Stock Option (right to buy)
23.18
2018-11-15
4
M
0
1000
0.00
D
2010-10-01
2019-09-30
Woodward, Inc. Common Stock
1000
121000
D
Nonqualified Stock Option (right to buy)
23.18
2018-11-16
4
M
0
1000
0.00
D
2010-10-01
2019-09-30
Woodward, Inc. Common Stock
1000
120000
D
The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 6, 2018.
The reporting person executed a trade order through a broker-dealer which resulted in multiple same day, same way open market sales, with prices ranging from $80.75 to $81.48 per share. The reporting person has reported these sales on an aggregate basis using the weighted average price for the transactions. The reporting person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Company or a security holder of the Company, full information regarding the number of shares sold at each separate price.
The reporting person executed a trade order through a broker-dealer which resulted in multiple same day, same way open market sales, with prices ranging from $80.53 to $81.215 per share. The reporting person has reported these sales on an aggregate basis using the weighted average price for the transactions. The reporting person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Company or a security holder of the Company, full information regarding the number of shares sold at each separate price.
The information in this report regarding the number of shares held by the reporting person in the Woodward Retirement Savings Plan (the "Plan") is based on a calculation as of November 9, 2018.
Options, which expire September 30, 2019, became exercisable as to 25% of the shares on October 1, 2010 and each one-year anniversary thereafter.
Rebecca L. Dees, by Power of Attorney
2018-11-16