0001209191-12-057232.txt : 20121212
0001209191-12-057232.hdr.sgml : 20121212
20121212181235
ACCESSION NUMBER: 0001209191-12-057232
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20121210
FILED AS OF DATE: 20121212
DATE AS OF CHANGE: 20121212
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HALBROOK JOHN A
CENTRAL INDEX KEY: 0001113697
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-08408
FILM NUMBER: 121260167
MAIL ADDRESS:
STREET 1: 5001 NORTH SECOND STREET
CITY: ROCKFORD
STATE: IL
ZIP: 61111
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Woodward, Inc.
CENTRAL INDEX KEY: 0000108312
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRICAL INDUSTRIAL APPARATUS [3620]
IRS NUMBER: 361984010
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 1000 EAST DRAKE ROAD
CITY: FORT COLLINS
STATE: CO
ZIP: 80525
BUSINESS PHONE: 970-482-5811
MAIL ADDRESS:
STREET 1: 1000 EAST DRAKE ROAD
CITY: FORT COLLINS
STATE: CO
ZIP: 80525
FORMER COMPANY:
FORMER CONFORMED NAME: WOODWARD GOVERNOR CO
DATE OF NAME CHANGE: 19920703
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2012-12-10
0
0000108312
Woodward, Inc.
WWD
0001113697
HALBROOK JOHN A
1000 E. DRAKE ROAD
FORT COLLINS
CO
80525
1
0
0
0
Woodward, Inc. Common Stock
2012-12-10
4
M
0
84000
7.7367
A
869110
D
Woodward, Inc. Common Stock
2012-12-10
4
F
0
41841
36.80
D
827269
D
Woodward, Inc. Common Stock
2012-12-11
4
M
0
48000
11.9084
A
875269
D
Woodward, Inc. Common Stock
2012-12-11
4
F
0
27384
36.74
D
847885
D
Woodward, Inc. Common Stock
206035
I
By self as trustee for the Benita K. Halbrook Grantor Retained Annuity Trust
Woodward, Inc. Common Stock
28965
I
By self as co-trustee for The Benita K. Halbrook Living Trust
Woodward, Inc. Common Stock
258364
I
By self as holder of note
Nonqualified Stock Option (right to buy)
7.7367
2012-12-10
4
M
0
84000
0.00
D
2004-11-21
2013-11-21
Woodward, Inc. Common Stock
84000
0
D
Nonqualified Stock Option (right to buy)
11.9084
2012-12-11
4
M
0
48000
0.00
D
2005-11-24
2014-11-24
Woodward, Inc. Common Stock
48000
0
D
Includes 370,249 shares of Woodward common stock that are pledged in a standard margin account; 3,250 shares held in a joint account with Mr. Halbrook's son; 3,789 shares held jointly with Mr. Halbrook's mother and over which Mr. Halbrook holds power of attorney; and 193,630 shares held in the Halbrook Family Foundation.
Mr. Halbrook beneficially owns 258,364 shares sold in 2011 to The Halbrook Family Irrevocable Trust (the "Halbrook Family Trust Shares"), of which Mr. Halbrook's children are the beneficiaries and trustees without dispositive power with respect to these shares. The Halbrook Family Trust Shares were sold by Mr. Halbrook in exchange for a promissory note in the principal amount of $8,936,200, accruing interest at the rate of 1.5% per year.
This Form 4 is filed to report the transactions shown herein, to reflect Mr. Halbrook's current holdings and correct previous inadvertent misstatements related thereto.
Katrina L. Jaime, by Power of Attorney
2012-12-12
EX-24.4_447917
2
poa.txt
POA DOCUMENT
POWER OF ATTORNEY
Know all by these present, that the undersigned hereby constitutes and appoints
David H. Haddon, Jody L. Harrell, Lynsey L. Weimer or Katrina L. Jaime, signing
singly, the undersigned's true and lawful attorney-in-fact to:
(1) execute for and on behalf of the undersigned, in the undersigned's capacity
as an officer and/or director of Woodward, Inc. (the "Company") Forms 3, 4, and
5 in accordance with Section 16(a) of the Securities Exchange Act of 1934 and
the rules thereunder;
(2) do and perform any and all acts for and on behalf of the undersigned which
may be necessary or desirable to complete and execute any such Form 3, 4, or 5,
complete and execute any amendment or amendments thereto, and timely file such
form with the United States Securities and Exchange Commission and any stock
exchange or similar authority; and
(3) take any other action of any type whatsoever in connection with the
foregoing which, in the opinion of such attorney-in-fact, may be of benefit to,
in the best interest of, or legally required by, the undersigned, it being
understood that the documents executed by such attorney-in-fact on behalf of the
undersigned pursuant to this Power of Attorney shall be in such form and shall
contain such terms and conditions as such attorney-in-fact may approve in such
attorney-in-fact's discretion.
The undersigned hereby grants to each such attorney-in-fact full power and
authority to do and perform any and every act and thing whatsoever requisite,
necessary, or proper to be done in the exercise of any of the rights and powers
herein granted, as fully to all intents and purposes as the undersigned might or
could do if personally present, with full power of substitution or revocation,
hereby ratifying and confirming all that such attorney-in-fact, or such
attorney-in-fact's substitute or substitutes, shall lawfully do or cause to be
done by virtue of this power of attorney and the rights and powers herein
granted. The undersigned acknowledges that the foregoing attorney-in-fact, in
serving in such capacity at the request of the undersigned, are not assuming,
nor is the Company assuming, any of the undersigned's responsibilities to comply
with Section 16 of the Securities Exchange Act of 1934.
This Power of Attorney shall remain in full force and effect until the
undersigned is no longer required to file Forms 3, 4, and 5 with respect to the
undersigned's holdings of and transactions in securities issued by the Company,
unless earlier revoked by the undersigned in a signed writing delivered to the
foregoing attorney-in-fact.
IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be
executed as of this 25th day of July, 2012.
John A. Halbrook