EX-1.01 2 d188041dex101.htm EX-1.01 EX-1.01

Exhibit 1.01

Conflict Minerals Report of Woodward, Inc.

For the reporting period from January 1, 2020 to December 31, 2020

This Conflict Minerals Report (the “Report”) of Woodward, Inc. (the “Company,” “Woodward,” “we,” “us” or “our”) has been prepared pursuant to Rule 13p-1 (“Rule 13p-1”) and Form SD (“Form SD”) promulgated under the Securities Exchange Act of 1934 (the “Exchange Act”) for the reporting period January 1, 2020 to December 31, 2020 (the “Reporting Period”).

Rule 13p-1, through Form SD, requires the disclosure of certain information if a company manufactures or contracts to manufacture products for which certain conflict minerals (as defined below) are necessary to the functionality or production of such products. As defined in Form SD, and as used herein, “conflict minerals” means: (i)(a) columbite-tantalite (or coltan), (b) cassiterite, (c) gold and (d) wolframite, or their derivatives, which are currently limited to tantalum, tin and tungsten; or (ii) any other mineral or its derivatives determined by the U.S. Secretary of State to be financing conflict in the Democratic Republic of the Congo or an “adjoining country” as defined in Form SD (collectively, the “Covered Countries”).

Woodward’s Manufactured and Contracted-to-Manufacture Products

Woodward, including our consolidated subsidiaries, manufactures and sub-contracts for the manufacture of products for which conflict minerals are necessary to the functionality or production of those products. We provide energy control and optimization solutions for the aerospace and industrial markets through the precise and efficient control of fluid and electrical energy, combustion, and motion. Within the aerospace market, we provide systems, components and solutions for both commercial and defense applications. Our key focus areas within this market are propulsion and combustion control solutions for turbine powered aircraft, and fluid and motion control solutions for critical aerospace and defense applications. Our aerospace segment designs, manufactures and services systems and products for the management of fuel, air, combustion and motion control. These products include fuel pumps, metering units, actuators, air valves, specialty valves, fuel nozzles, and thrust reverser actuation systems for turbine engines and nacelles, as well as flight deck controls, actuators, servocontrols, motors and sensors for aircraft. These products are used on commercial and private aircraft and rotorcraft, as well as on military fixed-wing aircraft and rotorcraft, guided weapons, and other defense systems. Within the industrial market, our key focus areas are applications and control solutions for machines that produce electricity, and fluid, motion, and combustion control solutions for complex oil and gas, industrial, power generation, and transportation applications. Our industrial segment designs, produces and services systems and products for the management of fuel, air, fluids, gases, motion, combustion and electricity. These products include actuators, valves, pumps, fuel injection systems, solenoids, ignition systems, speed controls, electronics and software, power converters, sensors and other devices that measure, communicate and protect electrical distribution systems. Our industrial products are used on industrial gas turbines (including heavy frame, aeroderivative and small industrial gas turbines), steam turbines, reciprocating engines (including low speed, medium speed and high speed engines, natural gas vehicles and diesel, heavy fuel oil and dual-fuel engines), electric power generation and power distribution systems, and compressors. The equipment on which our industrial products are found is used to generate and distribute power; to extract and distribute fossil and renewable fuels; in the mining of other commodities; and to convert fuel to work in transportation and freight (both marine and locomotives), mobile, and industrial equipment applications.


In 2018, Woodward extended its fuel injection systems product portfolio with the acquisition of L’Orange, a world class fuel injection systems technology company, from Rolls-Royce (“Woodward L’Orange”). The acquisition formally closed on June 4, 2018. This Report includes for the first time information regarding Woodward L’Orange’s use of conflict minerals and its due diligence. Unless otherwise noted, all numbers and data are inclusive of Woodward L’Orange.

The Company’s Due Diligence Process

The Company’s due diligence measures have been designed to conform to the framework in the Organisation for Economic Co-operation and Development’s (“OECD”), “OECD Due Diligence Guidance for Responsible Supply Chain of Minerals from Conflict-Affected and High Risk Areas,” Third Edition, including applicable supplements thereto (the “OECD Guidelines”).

Woodward has implemented or is addressing each of the steps in the OECD 5-step due diligence framework as discussed or referenced below:

 

  1.

Establish strong company management systems

 

  a.

Company conflict minerals policy

Woodward has developed and adopted a conflict minerals policy, Policy 9-14, Conflict Minerals (the “Conflict Minerals Policy”). The Conflict Minerals Policy affirms that the Company takes our corporate responsibility with respect to responsible sourcing seriously and that it is the Company’s goal to only use in our products conflict minerals that are sourced responsibly. The Conflict Minerals Policy provides that Woodward will take appropriate measures to ensure participants in our global supply chain exercise due diligence and comply with reporting and other compliance requirements with respect to the items Woodward procures from them. The policy is publicly available and can be accessed at https://www.woodward.com/en/about/corporate-governance/compliance. The policy is formally reviewed at least annually to determine if any revisions or enhancements are required to maintain compliance with the letter and the intent of the law. No changes were made to Woodward’s Conflict Minerals Policy as the result of its review for 2020.

 

  b.

Internal management structure

The Conflict Minerals Policy designates the Corporate Vice President of Global Supply Chain as responsible for ensuring our compliance with conflict minerals reporting requirements. Woodward’s Governance and Securities Counsel serves as an advisor on conflict minerals compliance. When appropriate, conflict minerals are a topic of discussion and review at meetings of our Board of Directors.

We assigned our Global Supply Chain group (“GSC”) the responsibility for conflict minerals compliance to be overseen by the Corporate Vice President, Global Supply Chain. GSC has established an internal team led by a senior GSC leader to manage conflict minerals engagement with our suppliers (such team, the “Core Team”). Woodward is subject to numerous product material compliance regulations, including with respect to conflict minerals, which require enterprise-wide system and compliance processes and integrated process teams to achieve regulatory compliance requirements and social responsibility goals.


The Core Team, together with other GSC members and with counsel from the Global Legal & Compliance Department, are the Company’s team of subject matter experts and implementers. GSC is responsible for reaching out to the Company’s supply base on an ongoing basis to collect information, including Conflict Minerals Reporting Templates (“CMRT”), regarding the presence and sourcing of conflict minerals in the products supplied to the Company. Others within GSC provide focused support as required. These actions have aligned existing strategic and organizational structures to address the due diligence and reporting requirements of Rule 13p-1.

In addition, Woodward’s product material compliance activity, including conflict minerals, was chartered as a formal project in 2015 to provide an established framework for the continuing evolution of an enterprise-wide set of material compliance processes and standard work. Woodward’s Corporate Vice President of Global Supply Chain, the Vice President of Information Technology, and the Corporate Vice President, General Counsel, Corporate Secretary and Chief Compliance Officer all provide executive guidance and oversight of our product material compliance activities. The Core Team leader provides status updates and receives executive project guidance at various times throughout the year. Since 2018, product material compliance, including conflict minerals, has been a standard element of Woodward’s workflow.

 

  c.

System of controls and transparency over the mineral supply chain

Our enterprise resource planning (“ERP”) systems, WISE and SAP, provide controls over our supply chain. The ERP systems currently provide:

 

   

Identification of the end item products we provide to each of our customers;

 

   

Shipping transaction history to assist in bounding our sales/shipments by calendar year as required by the Rule 13p-1 of the Exchange Act;

 

   

A bill of material identifying all of the components and materials in each of our end item products;

 

   

A purchasing history of each of our purchased components and raw materials and the identification of the suppliers used for these purchases;

 

   

A receiving inspection function that accepts or rejects purchased components and raw materials based upon whether the purchased items meet or do not meet the specification requirements (including specified material requirements) of the associated drawing or other specification documents. This is accomplished by a combination of direct measurements / inspections of the actual parts, or by reviewing the existence and completeness of formal supplier certifications to selected specifications, such as certifying proper use of specified aluminum or steel specifications.

We continue to use the Assent Compliance Platform (“ACP”) and other Assent services to automate much of the Company’s product materials compliance efforts. In addition, Woodward maintains full membership with the Aerospace Industries Association (“AIA”), the IPC – the Association Connecting Electronics Industries, and the Responsible Materials Initiative (“RMI”).


  d.

Strengthen Company engagement with suppliers

Woodward is committed to conducting business in a socially responsible manner and is determined to partner with suppliers who are similarly committed. We continue to significantly enhance our engagement with our suppliers regarding conflict minerals requirements. Our purchase order terms and conditions and our standard long-term supplier agreement (collectively, our “supplier terms”) require our suppliers to support our conflict minerals reporting. Woodward reviews the conflict minerals provisions in our supplier terms on a regular basis. We desire to achieve improved supply chain transparency and responsible sourcing, with the ultimate goal of obtaining full material disclosure (substance, content-by-weight, raw material smelter sources) to increase the traceability of materials from each supplier.

By accepting a Woodward purchase order, a Woodward supplier:

“…warrants and certifies that it complies with Section 1502 of the Dodd Frank Act and the Final Rule issued by the U.S. Securities and Exchange Commission, and any subsequent rules and regulations related thereto issued by the United States Government and, where identified by Woodward, other governments and/or authorities in regions that Woodward provides its products (“Conflict Minerals Regulations”), and has implemented compliant processes to ensure its suppliers are in compliance with the Conflict Minerals Regulations.

Where Seller does not have direct and formal reporting requirements under the Conflict Minerals Regulations, and upon request by Buyer, Seller agrees to provide due diligence and Responsible Country of Origin Inquiry (“RCOI”) information under this Agreement to Buyer in support of Buyer’s reporting requirements (the “RCOI Requirements”).

Further, Seller shall promptly comply with all requests by Buyer to provide documentation, and other substantiating data and assurances with respect to its compliance with Conflict Minerals Regulations and the RCOI Requirements as Buyer may deem necessary from time to time. In the event: (a) Buyer deems Seller is not in compliance with the Conflict Minerals Regulations or the RCOI Requirements, (b) Buyer is not satisfied with the outcome of any review of Seller documentation and/or data or otherwise, or (c) Seller does not provide the documentation, other data and/or other further assurances to Buyer as requested by Buyer, Buyer shall have the right to terminate this Order or any portion thereof without penalty or further liability to Buyer.”

Woodward conducts one-on-one contact sessions with suppliers to address their inquiries and provide guidance where needed. Through our contract with Assent, our suppliers have access to an extensive suite of training videos, slide decks, how-to manuals and regulation guidance documents. Our suppliers also have access to online chat with an Assent specialist if they have difficulties or questions while preparing their responses. Woodward typically participates in multiple Assent Compliance supplier summits and conferences during the year, often inviting our suppliers.

 

  e.

Establish a company-level, or industry-wide, grievance mechanism as an early warning risk-awareness system

Woodward has a comprehensive ethics awareness compliance policy, annual training and robust reporting mechanisms for employees’ concerns or ethics grievances. All Woodward employees have the right and responsibility to promptly report concerns, including but not limited to suspected or known violations of applicable law or regulation. Any person may choose to report any such concerns to their leader or any Company leader, Human Resources, Legal & Compliance, any member of Woodward’s


Business Conduct Oversight Committee, any Company Officer, or any member of the Company’s Board of Directors. Additionally, Woodward has established an Ethics Help Line, facilitated by a third party, that employees can contact to report concerns, anonymously or with attribution at the employee’s election. The ethics policy and reporting mechanisms are set forth in the Woodward Code of Business Conduct and Ethics, and the concepts are reinforced in annual employee and leader ethics trainings. Investigations of alleged violations are handled by a Company-level Business Conduct Oversight Committee and overseen by the Audit Committee of the Board of Directors.

Woodward suppliers are encouraged to contact their Woodward point of contact or the Ethics Help Line if they believe elements of Woodward direction may cause them to be noncompliant with Woodward’s stated social responsibility goals and compliance requirements. Woodward GSC members are also available to help our direct suppliers with compliance issues they may have with their suppliers regarding our flow down contract requirements. Suppliers’ conflict minerals representatives may also contact Woodward’s product material compliance team, who will facilitate the appropriate guidance or resolution regarding such issues. Further, Woodward has adopted a Supplier Code of Conduct, which can be found at https://www.woodward.com/en/about/supplier-overview/supplier-code-of-conduct.

 

  2.

Identify and assess risks in the supply chain

Woodward is a downstream manufacturer. As such, Woodward does not control the origin or composition of many of the materials provided by our suppliers. Consequently, we ask our suppliers to inquire, identify, and conduct data collection and due diligence activities, which in turn are fundamental elements of our due diligence activities. Woodward conducts analyses of the data collected from our first-tier suppliers for accuracy and completeness in order to identify and assess risks in the Woodward supply chain. This includes:

 

   

The initial smelter checklist analysis contained in the CMRT

 

   

Assent validation of smelter or refiner (“SOR”) lists in the supplier CMRTs, using an extensive database consisting of the RMI, Responsible Jewelry Network, and London Bullion Market Association validated SOR lists, and the results of Assent’s extensive internal and independent SOR validation efforts

 

   

The indirect analysis input that Woodward has acquired as a result of submitting interim roll-up CMRTs to our customers and receiving analysis results from the various software applications they use

In 2015, Woodward started (on a manual basis) to use both the publicly available RMI SOR list, and the RMI compliance and country of origin databases available through our RMI membership. Since then, we have continued that approach and have applied it to the roll-up Woodward CMRT that ACP generates from our valid supplier CMRTs. As it becomes available via RMI or ACP, Woodward intends to utilize the certification results of sources certified to the Fairtrade Standard for Gold and Precious Metals.

For suppliers’ smelter inputs that are still undetermined (i.e., the source has not been confirmed as a smelter, or its conflict-free sourcing status has not been identified through the above validation programs), ACP automatically provides a corrective action request to suppliers having such inputs. Assent and Woodward jointly work with suppliers needing additional assistance to correct or eliminate these undetermined inputs as appropriate.


There is significant overlap between our RCOI efforts and our due diligence measures performed. Our RCOI process is described in our Form SD.

 

  3.

Design and implement a strategy to respond to identified risks

 

  a.

Report and implement a strategy to respond to identified risks

As noted above, the product materials compliance Core Team and/or its leader reports at various times throughout the year to Global Supply Chain leadership and other Woodward executive leadership. In 2020, Woodward continued to work closely with Assent to perform assessments of supplier-provided SOR data as described in the “Woodward Calendar Year 2020 Due Diligence Results” section of this Report.

 

   

Woodward conducts periodic supplier reviews by commodity grouping with the Corporate Vice President of Global Supply Chain and the commodity directors.

 

   

The periodic reviews conducted by each business group president include a review of supply chain issues for that business group.

 

   

Each year, senior Global Supply Chain leadership engage in a strategic planning review and a mid-year review with senior management of the Company, including with the Company’s Chief Executive Officer, Chief Financial Officer and Chief Operating Officer, to provide, at the highest level of management, strategic oversight of our supply chain strategies and performance.

 

  b.

Devise and adopt a risk management plan

Woodward has several formal procedures and tools that form the foundation of the conflict minerals aspects of our risk management plan. These procedures and tools include but are not limited to our supplier approval process, our purchasing procedures, our purchase order and supplier agreement terms and conditions (described in Due Diligence section 1d above), our supplier registration portal and our Parts Transition Process, as well as the evaluation of other existing and possible future software solutions. In addition, Assent and ACP enable us to perform a risk assessment of, and assign a risk rating to, each supplier CMRT we receive.

 

  c.

Implement a risk mitigation plan

Woodward is continuing to develop a risk management and mitigation plan providing for actions to be taken should Woodward determine any conflict minerals are sourced from conflict-affected areas of Covered Countries. This started with Woodward co-signing, together with more than 40 other companies, an annual letter coordinated by Assent. Beginning in 2017, this letter was sent to every SOR that has not completed or that was not actively participating in an independent conflict-free sourcing practices audit, and was sent to enable the assessment of the use of conflict-free sourcing practices. We continue to participate in this annual letter and we intend to extend this risk mitigation practice by sending letters directly from Woodward to our supply chain.

In 2020, Woodward continued to engage in additional fact finding and risk assessments to identify risks requiring mitigation or after a change in circumstances. These activities are described above. The enhanced inquiry and assessment activities discussed for RCOI in our Form SD also provide additional and refined findings for risk identification and assessment. These activities are discussed in the “RCOI Continuous Improvement Actions” section at the end of our Form SD.


  4.

Carry out independent third-party audits of supply chain due diligence at identified points in the supply chain

Woodward is significantly downstream in the supply chain from smelters and refiners. In order to obtain SOR information, Woodward seeks information from our upstream suppliers and from third party data aggregating services. Woodward is an RMI member and leverages the RMI Responsible Minerals Assurance Process and the resulting audit data from that program.

 

  5.

Report annually on supply chain due diligence

The Form SD is posted as one of our many required SEC filings at https://ir.woodward.com/financials/sec-filings/default.aspx. This Report and Woodward’s Conflict Minerals Policy can be found at https://www.woodward.com/en/about/corporate-governance/compliance. The Report will be posted within one business week of the filing of these documents with the SEC. Woodward has published a Sustainability Report, which summarizes our Conflict Minerals Policy and provides the context of conflict minerals compliance and objectives within our overall sustainability goals, initiatives and practices. The Sustainability Report is available at https://www.woodward.com/en/about/social-responsibility.

Woodward Calendar Year 2020 Due Diligence Results

Woodward Conflict Minerals Data Requests and Supplier Responses (the Due Diligence in Acquiring Supplier Data)

Because we are continuing to fully integrate Woodward L’Orange into our reporting systems, we ran two separate conflict minerals campaigns for the Reporting Period. See “Applicable Supplier Identification” in our Form SD for information as to how we identified the suppliers we campaigned for 2020.

Woodward, excluding Woodward L’Orange, initiated its 2020 campaign via ACP in January 2021 by sending part-level CMRT requests to our suppliers. If suppliers were unable to provide part-level CMRTs, then we accepted company-level CMRTs. We also requested updated supplier contact data. During the campaign, two follow-up inquiries were sent to non-respondents and, where suppliers did not respond, we followed up with three further “escalation” inquiries. As part of the escalation, Assent separated those suppliers who reported a “no 3TG” status in 2019 into a separate simplified campaign, asking them if they could confirm their “no 3TG” status for 2020. Additionally, Woodward twice followed-up with suppliers that returned incomplete or incorrect CMRTs with corrective action requests.

We initiated the 2020 campaign for Woodward L’Orange via ACP by sending company-level CMRT requests to Woodward L’Orange suppliers on March 1, 2021. Because the Woodward L’Orange campaign was initiated during the end stages of Woodward’s overall 2020 campaign, no follow-up inquiries were made to Woodward L’Orange suppliers.


Summary results for our 2020 campaign, as of April 16, 2021 and inclusive of Woodward L’Orange, are as follows:

 

   

We campaigned 1,720 suppliers (compared to 2,205 suppliers in 2019)

 

   

We received CMRTs from 1,019 suppliers for a response rate of 59% (in 2019, we received CMRTs from 1,060 suppliers for a 48% response rate)

 

   

771 suppliers, or 45% of the suppliers we campaigned, returned valid CMRTs (compared to 875, or 44%, in 2019)

 

   

166, or 16%, of our supplier CMRT responses were made at the Woodward-requested part or part-family level (compared to 140, or 13%, of CMRT responses last year)

While our supplier response rate is lower than desired and it remains slightly below its peak in 2018, it did increase in 2020 as compared to 2019. We believe our 2019 response rate was negatively impacted by the onset of the global COVID-19 pandemic during the performance our campaign, and also that the COVID-19 pandemic continued to exert downward pressure on our supplier response rate in 2020. Further, based on feedback received from suppliers and the nature of certain supplier responses, supplier interest in compliance with customer requests and the general conflict minerals program appears to have waned over the past few years. Additionally, also based on the nature of certain supplier responses, it appears that some upstream suppliers continue to believe they only need to provide information related to sales made during the current Reporting Period. However, Woodward and other downstream customers in many cases use components purchased in prior years within the products they introduce into the stream of commerce during the current Reporting Period. This results in a need from Woodward and other downstream suppliers for CMRT data from prior timeframes that can be challenging to acquire.

Supplier Response Assessment (Smelter Determination Due Diligence)

ACP generated an integrated roll-up CMRT from all valid supplier CMRTs received as of April 16, 2021. This resulted in 313 SORs with RMI identification numbers who provide, through our supply chain, conflict minerals used in Woodward’s products. See Exhibit A to this Report for a list of these 313 SORs. Woodward conducts no direct transactions and has no contractual relationship with these SORs or their sources of ore.

We used RMI’s SOR compliance status data and the results of our 2020 campaign, in each case as of April 16, 2021, to evaluate the 313 SORs with respect to RMI compliance. The summarized results are as follows:

 

   

236 SORs were determined by RMI to be “conformant”, meaning the SOR has been verified as having completed a responsible mineral sourcing validation program

 

   

15 SORs are designated by RMI as “active”, meaning the SOR has begun participating in a responsible mineral sourcing validation program

 

   

45 SORs are in communication, in vetting or awaiting outreach with RMI for audits

 

   

8 SORs are designated by RMI as “non-conformant” (compared to 7 in the prior year)

 

   

9 SORs had other RMI designations

We intend to conduct further investigations into the eight SORs found to be non-conformant to identify the suppliers using these SORs to the extent possible and determine if that use relates to any items we procure from those suppliers. We have also identified specific suppliers that source from one or more of 5 other SORs that are categorized as “high risk” based on the sourcing practices and relationships of the applicable SOR. Woodward will conduct an outreach to these suppliers via Assent to request that they encourage these SORs to participate in a responsible mineral sourcing validation program, and/or to encourage and facilitate these suppliers’ migration to alternate, acceptable SORs.


Smelter or Refiner Mine Country of Origin Results

Mine country of origin data was available for 234 of the 236 conformant SORs. Of these 234 SORs, the mine country of origin data for 65 were provided on an aggregate basis to RMI by the London Bullion Market Association (“LBMA”). See Exhibit B to this Report for our country of origin findings as of April 16, 2021.

Concluding Statement

Woodward continues to make year-over-year progress relative to supplier conflict minerals risk analysis, SOR identification and mine country of origin through improvements in our due diligence activity, our greater use of the ACP and other Assent services, and our association memberships. The combined availability of RMI and LBMA audit results provided Woodward the most comprehensive mine country of origin data to date. However, because: (i) Woodward has not yet achieved a 100% supplier response rate; (ii) a significant majority of our supplier responses are still at a company level and not yet focused on Woodward specific parts; and (iii) complete SOR conflict status and mine country of origin data is not yet available from centralized sources specializing in the collection and assessment of such data, Woodward does not have sufficiently complete or discriminating data at this time to confirm the conflict-free or may-not-be-conflict-free status of any of its product families or individual products. We have also found that many supplier respondents have supply chains using SORs that were not conformant to a responsible mineral sourcing validation program, and we will continue to actively address this issue to mitigate and eventually eliminate such usage. Woodward is continuing its efforts and progress on the improvement actions described above.


Exhibit A: Smelter and Refiner List

 

Metal    Standard Smelter Name    Smelter Facility Location    Smelter ID   

Source of

Smelter

Identification

Number

Gold    8853 S.p.A.    ITALY    CID002763    RMI
Gold    Abington Reldan Metals, LLC    UNITED STATES OF AMERICA    CID002708    RMI
Gold    Advanced Chemical Company    UNITED STATES OF AMERICA    CID000015    RMI
Gold    African Gold Refinery    UGANDA    CID003185    RMI
Gold    Aida Chemical Industries Co., Ltd.    JAPAN    CID000019    RMI
Gold    Al Etihad Gold Refinery DMCC    UNITED ARAB EMIRATES    CID002560    RMI
Gold    Allgemeine Gold-und Silberscheideanstalt A.G.    GERMANY    CID000035    RMI
Gold    Almalyk Mining and Metallurgical Complex (AMMC)    UZBEKISTAN    CID000041    RMI
Gold    AngloGold Ashanti Corrego do Sitio Mineracao    BRAZIL    CID000058    RMI
Gold    Argor-Heraeus S.A.    SWITZERLAND    CID000077    RMI
Gold    Asahi Pretec Corp.    JAPAN    CID000082    RMI
Gold    Asahi Refining Canada Ltd.    CANADA    CID000924    RMI
Gold    Asahi Refining USA Inc.    UNITED STATES OF AMERICA    CID000920    RMI
Gold    Asaka Riken Co., Ltd.    JAPAN    CID000090    RMI
Gold    Atasay Kuyumculuk Sanayi Ve Ticaret A.S.    TURKEY    CID000103    RMI
Gold    AU Traders and Refiners    SOUTH AFRICA    CID002850    RMI
Gold    Aurubis AG    GERMANY    CID000113    RMI
Gold    Bangko Sentral ng Pilipinas (Central Bank of the Philippines)    PHILIPPINES    CID000128    RMI
Gold    Boliden AB    SWEDEN    CID000157    RMI
Gold    C. Hafner GmbH + Co. KG    GERMANY    CID000176    RMI
Gold    C.I Metales Procesados Industriales SAS    COLOMBIA    CID003421    RMI
Gold    Caridad    MEXICO    CID000180    RMI
Gold    CCR Refinery - Glencore Canada Corporation    CANADA    CID000185    RMI
Gold    Cendres + Metaux S.A.    SWITZERLAND    CID000189    RMI
Gold    CGR Metalloys Pvt Ltd.    INDIA    CID003382    RMI


Gold    Chimet S.p.A.    ITALY    CID000233    RMI
Gold    Chugai Mining    JAPAN    CID000264    RMI
Gold    Daye Non-Ferrous Metals Mining Ltd.    CHINA    CID000343    RMI
Gold    Degussa Sonne / Mond Goldhandel GmbH    GERMANY    CID002867    RMI
Gold    Dijllah Gold Refinery FZC    UNITED ARAB EMIRATES    CID003348    RMI
Gold    DODUCO Contacts and Refining GmbH    GERMANY    CID000362    RMI
Gold    Dowa    JAPAN    CID000401    RMI
Gold    DS PRETECH Co., Ltd.    KOREA, REPUBLIC OF    CID003195    RMI
Gold    DSC (Do Sung Corporation)    KOREA, REPUBLIC OF    CID000359    RMI
Gold    Eco-System Recycling Co., Ltd. East Plant    JAPAN    CID000425    RMI
Gold    Eco-System Recycling Co., Ltd. North Plant    JAPAN    CID003424    RMI
Gold    Eco-System Recycling Co., Ltd. West Plant    JAPAN    CID003425    RMI
Gold    Emirates Gold DMCC    UNITED ARAB EMIRATES    CID002561    RMI
Gold    Fidelity Printers and Refiners Ltd.    ZIMBABWE    CID002515    RMI
Gold    Fujairah Gold FZC    UNITED ARAB EMIRATES    CID002584    RMI
Gold    GCC Gujrat Gold Centre Pvt. Ltd.    INDIA    CID002852    RMI
Gold    Geib Refining Corporation    UNITED STATES OF AMERICA    CID002459    RMI
Gold    Gold Coast Refinery    GHANA    CID003186    RMI
Gold    Gold Refinery of Zijin Mining Group Co., Ltd.    CHINA    CID002243    RMI
Gold    Great Wall Precious Metals Co., Ltd. of CBPM    CHINA    CID001909    RMI
Gold    Guangdong Jinding Gold Limited    CHINA    CID002312    RMI
Gold    Guoda Safina High-Tech Environmental Refinery Co., Ltd.    CHINA    CID000651    RMI
Gold    Hangzhou Fuchunjiang Smelting Co., Ltd.    CHINA    CID000671    RMI
Gold    Heimerle + Meule GmbH    GERMANY    CID000694    RMI
Gold    Heraeus Metals Hong Kong Ltd.    CHINA    CID000707    RMI
Gold    Heraeus Precious Metals GmbH & Co. KG    GERMANY    CID000711    RMI
Gold    Hunan Chenzhou Mining Co., Ltd.    CHINA    CID000767    RMI
Gold    Hunan Guiyang yinxing Nonferrous Smelting Co., Ltd.    CHINA    CID000773    RMI
Gold    HwaSeong CJ CO., LTD.    KOREA, REPUBLIC OF    CID000778    RMI
Gold    Inner Mongolia Qiankun Gold and Silver Refinery Share Co., Ltd.    CHINA    CID000801    RMI


Gold    International Precious Metal Refiners    UNITED ARAB EMIRATES    CID002562    RMI
Gold    Ishifuku Metal Industry Co., Ltd.    JAPAN    CID000807    RMI
Gold    Istanbul Gold Refinery    TURKEY    CID000814    RMI
Gold    Italpreziosi    ITALY    CID002765    RMI
Gold    JALAN & Company    INDIA    CID002893    RMI
Gold    Japan Mint    JAPAN    CID000823    RMI
Gold    Jiangxi Copper Co., Ltd.    CHINA    CID000855    RMI
Gold    JSC Ekaterinburg Non-Ferrous Metal Processing Plant    RUSSIAN FEDERATION    CID000927    RMI
Gold    JSC Uralelectromed    RUSSIAN FEDERATION    CID000929    RMI
Gold    JX Nippon Mining & Metals Co., Ltd.    JAPAN    CID000937    RMI
Gold    Kaloti Precious Metals    UNITED ARAB EMIRATES    CID002563    RMI
Gold    Kazakhmys Smelting LLC    KAZAKHSTAN    CID000956    RMI
Gold    Kazzinc    KAZAKHSTAN    CID000957    RMI
Gold    Kennecott Utah Copper LLC    UNITED STATES OF AMERICA    CID000969    RMI
Gold    KGHM Polska Miedz Spolka Akcyjna    POLAND    CID002511    RMI
Gold    Kojima Chemicals Co., Ltd.    JAPAN    CID000981    RMI
Gold    Korea Zinc Co., Ltd.    KOREA, REPUBLIC OF    CID002605    RMI
Gold    Kyrgyzaltyn JSC    KYRGYZSTAN    CID001029    RMI
Gold    Kyshtym Copper-Electrolytic Plant ZAO    RUSSIAN FEDERATION    CID002865    RMI
Gold    L’azurde Company For Jewelry    SAUDI ARABIA    CID001032    RMI
Gold    Lingbao Gold Co., Ltd.    CHINA    CID001056    RMI
Gold    Lingbao Jinyuan Tonghui Refinery Co., Ltd.    CHINA    CID001058    RMI
Gold    L’Orfebre S.A.    ANDORRA    CID002762    RMI
Gold    LS-NIKKO Copper Inc.    KOREA, REPUBLIC OF    CID001078    RMI
Gold    LT Metal Ltd.    KOREA, REPUBLIC OF    CID000689    RMI
Gold    Luoyang Zijin Yinhui Gold Refinery Co., Ltd.    CHINA    CID001093    RMI
Gold    Marsam Metals    BRAZIL    CID002606    RMI
Gold    Materion    UNITED STATES OF AMERICA    CID001113    RMI
Gold    Matsuda Sangyo Co., Ltd.    JAPAN    CID001119    RMI
Gold    Metalor Technologies (Hong Kong) Ltd.    CHINA    CID001149    RMI


Gold    Metalor Technologies (Singapore) Pte., Ltd.    SINGAPORE    CID001152    RMI
Gold    Metalor Technologies (Suzhou) Ltd.    CHINA    CID001147    RMI
Gold    Metalor Technologies S.A.    SWITZERLAND    CID001153    RMI
Gold    Metalor USA Refining Corporation    UNITED STATES OF AMERICA    CID001157    RMI
Gold    Metalurgica Met-Mex Penoles S.A. De C.V.    MEXICO    CID001161    RMI
Gold    Mitsubishi Materials Corporation    JAPAN    CID001188    RMI
Gold    Mitsui Mining and Smelting Co., Ltd.    JAPAN    CID001193    RMI
Gold    MMTC-PAMP India Pvt., Ltd.    INDIA    CID002509    RMI
Gold    Modeltech Sdn Bhd    MALAYSIA    CID002857    RMI
Gold    Morris and Watson    NEW ZEALAND    CID002282    RMI
Gold    Moscow Special Alloys Processing Plant    RUSSIAN FEDERATION    CID001204    RMI
Gold    Nadir Metal Rafineri San. Ve Tic. A.S.    TURKEY    CID001220    RMI
Gold    Navoi Mining and Metallurgical Combinat    UZBEKISTAN    CID001236    RMI
Gold    NH Recytech Company    KOREA, REPUBLIC OF    CID003189    RMI
Gold    Nihon Material Co., Ltd.    JAPAN    CID001259    RMI
Gold    Ogussa Osterreichische Gold- und Silber-Scheideanstalt GmbH    AUSTRIA    CID002779    RMI
Gold    Ohura Precious Metal Industry Co., Ltd.    JAPAN    CID001325    RMI
Gold    OJSC “The Gulidov Krasnoyarsk Non-Ferrous Metals Plant” (OJSC Krastsvetmet)    RUSSIAN FEDERATION    CID001326    RMI
Gold    OJSC Novosibirsk Refinery    RUSSIAN FEDERATION    CID000493    RMI
Gold    PAMP S.A.    SWITZERLAND    CID001352    RMI
Gold    Pease & Curren    UNITED STATES OF AMERICA    CID002872    RMI
Gold    Penglai Penggang Gold Industry Co., Ltd.    CHINA    CID001362    RMI
Gold    Planta Recuperadora de Metales SpA    CHILE    CID002919    RMI
Gold    Prioksky Plant of Non-Ferrous Metals    RUSSIAN FEDERATION    CID001386    RMI
Gold    PT Aneka Tambang (Persero) Tbk    INDONESIA    CID001397    RMI
Gold    PX Precinox S.A.    SWITZERLAND    CID001498    RMI
Gold    QG Refining, LLC    UNITED STATES OF AMERICA    CID003324    RMI
Gold    Rand Refinery (Pty) Ltd.    SOUTH AFRICA    CID001512    RMI
Gold    Refinery of Seemine Gold Co., Ltd.    CHINA    CID000522    RMI


Gold    REMONDIS PMR B.V.    NETHERLANDS    CID002582    RMI
Gold    Royal Canadian Mint    CANADA    CID001534    RMI
Gold    SAAMP    FRANCE    CID002761    RMI
Gold    Sabin Metal Corp.    UNITED STATES OF AMERICA    CID001546    RMI
Gold    Safimet S.p.A    ITALY    CID002973    RMI
Gold    SAFINA A.S.    CZECH REPUBLIC    CID002290    RMI
Gold    Sai Refinery    INDIA    CID002853    RMI
Gold    Samduck Precious Metals    KOREA, REPUBLIC OF    CID001555    RMI
Gold    Samwon Metals Corp.    KOREA, REPUBLIC OF    CID001562    RMI
Gold    SAXONIA Edelmetalle GmbH    GERMANY    CID002777    RMI
Gold    SEMPSA Joyeria Plateria S.A.    SPAIN    CID001585    RMI
Gold    Shandong Humon Smelting Co., Ltd.    CHINA    CID002525    RMI
Gold    Shandong Tiancheng Biological Gold Industrial Co., Ltd.    CHINA    CID001619    RMI
Gold    Shandong Zhaojin Gold & Silver Refinery Co., Ltd.    CHINA    CID001622    RMI
Gold    Shenzhen Zhonghenglong Real Industry Co., Ltd.    CHINA    CID002527    RMI
Gold    Shirpur Gold Refinery Ltd.    INDIA    CID002588    RMI
Gold    Sichuan Tianze Precious Metals Co., Ltd.    CHINA    CID001736    RMI
Gold    Singway Technology Co., Ltd.    TAIWAN, PROVINCE OF CHINA    CID002516    RMI
Gold    SOE Shyolkovsky Factory of Secondary Precious Metals    RUSSIAN FEDERATION    CID001756    RMI
Gold    Solar Applied Materials Technology Corp.    TAIWAN, PROVINCE OF CHINA    CID001761    RMI
Gold    Sovereign Metals    INDIA    CID003383    RMI
Gold    State Research Institute Center for Physical Sciences and Technology    LITHUANIA    CID003153    RMI
Gold    Sudan Gold Refinery    SUDAN    CID002567    RMI
Gold    Sumitomo Metal Mining Co., Ltd.    JAPAN    CID001798    RMI
Gold    SungEel HiMetal Co., Ltd.    KOREA, REPUBLIC OF    CID002918    RMI
Gold    T.C.A S.p.A    ITALY    CID002580    RMI
Gold    Tanaka Kikinzoku Kogyo K.K.    JAPAN    CID001875    RMI
Gold    The Refinery of Shandong Gold Mining Co., Ltd.    CHINA    CID001916    RMI
Gold    Tokuriki Honten Co., Ltd.    JAPAN    CID001938    RMI
Gold    Tongling Nonferrous Metals Group Co., Ltd.    CHINA    CID001947    RMI


Gold    Tony Goetz NV    BELGIUM    CID002587    RMI
Gold    TOO Tau-Ken-Altyn    KAZAKHSTAN    CID002615    RMI
Gold    Torecom    KOREA, REPUBLIC OF    CID001955    RMI
Gold    Umicore Precious Metals Thailand    THAILAND    CID002314    RMI
Gold    Umicore S.A. Business Unit Precious Metals Refining    BELGIUM    CID001980    RMI
Gold    United Precious Metal Refining, Inc.    UNITED STATES OF AMERICA    CID001993    RMI
Gold    Valcambi S.A.    SWITZERLAND    CID002003    RMI
Gold    Western Australian Mint (T/a The Perth Mint)    AUSTRALIA    CID002030    RMI
Gold    WIELAND Edelmetalle GmbH    GERMANY    CID002778    RMI
Gold    Yamakin Co., Ltd.    JAPAN    CID002100    RMI
Gold    Yokohama Metal Co., Ltd.    JAPAN    CID002129    RMI
Gold    Yunnan Copper Industry Co., Ltd.    CHINA    CID000197    RMI
Gold    Zhongyuan Gold Smelter of Zhongjin Gold Corporation    CHINA    CID002224    RMI
Tantalum    Asaka Riken Co., Ltd.    JAPAN    CID000092    RMI
Tantalum    Changsha South Tantalum Niobium Co., Ltd.    CHINA    CID000211    RMI
Tantalum    D Block Metals, LLC    UNITED STATES OF AMERICA    CID002504    RMI
Tantalum    Exotech Inc.    UNITED STATES OF AMERICA    CID000456    RMI
Tantalum    F&X Electro-Materials Ltd.    CHINA    CID000460    RMI
Tantalum    FIR Metals & Resource Ltd.    CHINA    CID002505    RMI
Tantalum    Global Advanced Metals Aizu    JAPAN    CID002558    RMI
Tantalum    Global Advanced Metals Boyertown    UNITED STATES OF AMERICA    CID002557    RMI
Tantalum    Guangdong Zhiyuan New Material Co., Ltd.    CHINA    CID000616    RMI
Tantalum    H.C. Starck Co., Ltd.    THAILAND    CID002544    RMI
Tantalum    H.C. Starck Hermsdorf GmbH    GERMANY    CID002547    RMI
Tantalum    H.C. Starck Inc.    UNITED STATES OF AMERICA    CID002548    RMI
Tantalum    H.C. Starck Ltd.    JAPAN    CID002549    RMI
Tantalum    H.C. Starck Smelting GmbH & Co. KG    GERMANY    CID002550    RMI
Tantalum    H.C. Starck Tantalum and Niobium GmbH    GERMANY    CID002545    RMI
Tantalum    Hengyang King Xing Lifeng New Materials Co., Ltd.    CHINA    CID002492    RMI
Tantalum    Jiangxi Dinghai Tantalum & Niobium Co., Ltd.    CHINA    CID002512    RMI


Tantalum    Jiangxi Tuohong New Raw Material    CHINA    CID002842    RMI
Tantalum    JiuJiang JinXin Nonferrous Metals Co., Ltd.    CHINA    CID000914    RMI
Tantalum    Jiujiang Tanbre Co., Ltd.    CHINA    CID000917    RMI
Tantalum    Jiujiang Zhongao Tantalum & Niobium Co., Ltd.    CHINA    CID002506    RMI
Tantalum    KEMET Blue Metals    MEXICO    CID002539    RMI
Tantalum    LSM Brasil S.A.    BRAZIL    CID001076    RMI
Tantalum    Metallurgical Products India Pvt., Ltd.    INDIA    CID001163    RMI
Tantalum    Mineracao Taboca S.A.    BRAZIL    CID001175    RMI
Tantalum    Mitsui Mining and Smelting Co., Ltd.    JAPAN    CID001192    RMI
Tantalum    Ningxia Orient Tantalum Industry Co., Ltd.    CHINA    CID001277    RMI
Tantalum    NPM Silmet AS    ESTONIA    CID001200    RMI
Tantalum    PRG Dooel    NORTH MACEDONIA, REPUBLIC OF    CID002847    RMI
Tantalum    QuantumClean    UNITED STATES OF AMERICA    CID001508    RMI
Tantalum    Resind Industria e Comercio Ltda.    BRAZIL    CID002707    RMI
Tantalum    Solikamsk Magnesium Works OAO    RUSSIAN FEDERATION    CID001769    RMI
Tantalum    Taki Chemical Co., Ltd.    JAPAN    CID001869    RMI
Tantalum    Telex Metals    UNITED STATES OF AMERICA    CID001891    RMI
Tantalum    Ulba Metallurgical Plant JSC    KAZAKHSTAN    CID001969    RMI
Tantalum    XinXing HaoRong Electronic Material Co., Ltd.    CHINA    CID002508    RMI
Tantalum    Yanling Jincheng Tantalum & Niobium Co., Ltd.    CHINA    CID001522    RMI
Tin    Alpha    UNITED STATES OF AMERICA    CID000292    RMI
Tin    An Vinh Joint Stock Mineral Processing Company    VIET NAM    CID002703    RMI
Tin    Chenzhou Yunxiang Mining and Metallurgy Co., Ltd.    CHINA    CID000228    RMI
Tin    Chifeng Dajingzi Tin Industry Co., Ltd.    CHINA    CID003190    RMI
Tin    China Tin Group Co., Ltd.    CHINA    CID001070    RMI
Tin    CV Ayi Jaya    INDONESIA    CID002570    RMI
Tin    CV Venus Inti Perkasa    INDONESIA    CID002455    RMI
Tin    Dongguan CiEXPO Environmental Engineering Co., Ltd.    CHINA    CID003356    RMI
Tin    Dowa    JAPAN    CID000402    RMI


Tin    Electro-Mechanical Facility of the Cao Bang Minerals & Metallurgy Joint Stock Company    VIET NAM    CID002572    RMI
Tin    EM Vinto    BOLIVIA (PLURINATIONAL STATE OF)    CID000438    RMI
Tin    Estanho de Rondonia S.A.    BRAZIL    CID000448    RMI
Tin    Fenix Metals    POLAND    CID000468    RMI
Tin    Gejiu City Fuxiang Industry and Trade Co., Ltd.    CHINA    CID003410    RMI
Tin    Gejiu Fengming Metallurgy Chemical Plant    CHINA    CID002848    RMI
Tin    Gejiu Kai Meng Industry and Trade LLC    CHINA    CID000942    RMI
Tin    Gejiu Non-Ferrous Metal Processing Co., Ltd.    CHINA    CID000538    RMI
Tin    Gejiu Yunxin Nonferrous Electrolysis Co., Ltd.    CHINA    CID001908    RMI
Tin    Gejiu Zili Mining And Metallurgy Co., Ltd.    CHINA    CID000555    RMI
Tin    Guangdong Hanhe Non-Ferrous Metal Co., Ltd.    CHINA    CID003116    RMI
Tin    HuiChang Hill Tin Industry Co., Ltd.    CHINA    CID002844    RMI
Tin    Jiangxi New Nanshan Technology Ltd.    CHINA    CID001231    RMI
Tin    Luna Smelter, Ltd.    RWANDA    CID003387    RMI
Tin    Ma’anshan Weitai Tin Co., Ltd.    CHINA    CID003379    RMI
Tin    Magnu’s Minerais Metais e Ligas Ltda.    BRAZIL    CID002468    RMI
Tin    Malaysia Smelting Corporation (MSC)    MALAYSIA    CID001105    RMI
Tin    Melt Metais e Ligas S.A.    BRAZIL    CID002500    RMI
Tin    Metallic Resources, Inc.    UNITED STATES OF AMERICA    CID001142    RMI
Tin    Metallo Belgium N.V.    BELGIUM    CID002773    RMI
Tin    Metallo Spain S.L.U.    SPAIN    CID002774    RMI
Tin    Mineracao Taboca S.A.    BRAZIL    CID001173    RMI
Tin    Minsur    PERU    CID001182    RMI
Tin    Mitsubishi Materials Corporation    JAPAN    CID001191    RMI
Tin    Modeltech Sdn Bhd    MALAYSIA    CID002858    RMI
Tin    Nghe Tinh Non-Ferrous Metals Joint Stock Company    VIET NAM    CID002573    RMI
Tin    Novosibirsk Processing Plant Ltd.    RUSSIAN FEDERATION    CID001305    RMI
Tin    O.M. Manufacturing (Thailand) Co., Ltd.    THAILAND    CID001314    RMI
Tin    O.M. Manufacturing Philippines, Inc.    PHILIPPINES    CID002517    RMI


Tin    Operaciones Metalurgicas S.A.    BOLIVIA (PLURINATIONAL STATE OF)    CID001337    RMI
Tin    Pongpipat Company Limited    MYANMAR    CID003208    RMI
Tin    Precious Minerals and Smelting Limited    INDIA    CID003409    RMI
Tin    PT Aries Kencana Sejahtera    INDONESIA    CID000309    RMI
Tin    PT Artha Cipta Langgeng    INDONESIA    CID001399    RMI
Tin    PT ATD Makmur Mandiri Jaya    INDONESIA    CID002503    RMI
Tin    PT Babel Inti Perkasa    INDONESIA    CID001402    RMI
Tin    PT Babel Surya Alam Lestari    INDONESIA    CID001406    RMI
Tin    PT Bangka Serumpun    INDONESIA    CID003205    RMI
Tin    PT Bukit Timah    INDONESIA    CID001428    RMI
Tin    PT Cipta Persada Mulia    INDONESIA    CID002696    RMI
Tin    PT Lautan Harmonis Sejahtera    INDONESIA    CID002870    RMI
Tin    PT Menara Cipta Mulia    INDONESIA    CID002835    RMI
Tin    PT Mitra Stania Prima    INDONESIA    CID001453    RMI
Tin    PT Prima Timah Utama    INDONESIA    CID001458    RMI
Tin    PT Rajawali Rimba Perkasa    INDONESIA    CID003381    RMI
Tin    PT Rajehan Ariq    INDONESIA    CID002593    RMI
Tin    PT Refined Bangka Tin    INDONESIA    CID001460    RMI
Tin    PT Stanindo Inti Perkasa    INDONESIA    CID001468    RMI
Tin    PT Timah Nusantara    INDONESIA    CID001486    RMI
Tin    PT Timah Tbk Kundur    INDONESIA    CID001477    RMI
Tin    PT Timah Tbk Mentok    INDONESIA    CID001482    RMI
Tin    PT Tinindo Inter Nusa    INDONESIA    CID001490    RMI
Tin    Resind Industria e Comercio Ltda.    BRAZIL    CID002706    RMI
Tin    Rui Da Hung    TAIWAN, PROVINCE OF CHINA    CID001539    RMI
Tin    Soft Metais Ltda.    BRAZIL    CID001758    RMI
Tin    Super Ligas    BRAZIL    CID002756    RMI
Tin    Thai Nguyen Mining and Metallurgy Co., Ltd.    VIET NAM    CID002834    RMI
Tin    Thaisarco    THAILAND    CID001898    RMI
Tin    Tin Technology & Refining    UNITED STATES OF AMERICA    CID003325    RMI


Tin    Tuyen Quang Non-Ferrous Metals Joint Stock Company    VIET NAM    CID002574    RMI
Tin    VQB Mineral and Trading Group JSC    VIET NAM    CID002015    RMI
Tin    White Solder Metalurgia e Mineracao Ltda.    BRAZIL    CID002036    RMI
Tin    Yunnan Chengfeng Non-ferrous Metals Co., Ltd.    CHINA    CID002158    RMI
Tin    Yunnan Tin Company Limited    CHINA    CID002180    RMI
Tin    Yunnan Yunfan Non-ferrous Metals Co., Ltd.    CHINA    CID003397    RMI
Tungsten    A.L.M.T. Corp.    JAPAN    CID000004    RMI
Tungsten    ACL Metais Eireli    BRAZIL    CID002833    RMI
Tungsten    Albasteel Industria e Comercio de Ligas Para Fundicao Ltd.    BRAZIL    CID003427    RMI
Tungsten    Asia Tungsten Products Vietnam Ltd.    VIET NAM    CID002502    RMI
Tungsten    Chenzhou Diamond Tungsten Products Co., Ltd.    CHINA    CID002513    RMI
Tungsten    China Molybdenum Co., Ltd.    CHINA    CID002641    RMI
Tungsten    Chongyi Zhangyuan Tungsten Co., Ltd.    CHINA    CID000258    RMI
Tungsten    CNMC (Guangxi) PGMA Co., Ltd.    CHINA    CID000281    RMI
Tungsten    Fujian Ganmin RareMetal Co., Ltd.    CHINA    CID003401    RMI
Tungsten    Ganzhou Haichuang Tungsten Co., Ltd.    CHINA    CID002645    RMI
Tungsten    Ganzhou Huaxing Tungsten Products Co., Ltd.    CHINA    CID000875    RMI
Tungsten    Ganzhou Jiangwu Ferrotungsten Co., Ltd.    CHINA    CID002315    RMI
Tungsten    Ganzhou Seadragon W & Mo Co., Ltd.    CHINA    CID002494    RMI
Tungsten    GEM Co., Ltd.    CHINA    CID003417    RMI
Tungsten    Global Tungsten & Powders Corp.    UNITED STATES OF AMERICA    CID000568    RMI
Tungsten    Guangdong Xianglu Tungsten Co., Ltd.    CHINA    CID000218    RMI
Tungsten    H.C. Starck Smelting GmbH & Co. KG    GERMANY    CID002542    RMI
Tungsten    H.C. Starck Tungsten GmbH    GERMANY    CID002541    RMI
Tungsten    Hunan Chenzhou Mining Co., Ltd.    CHINA    CID000766    RMI
Tungsten    Hunan Chunchang Nonferrous Metals Co., Ltd.    CHINA    CID000769    RMI
Tungsten    Hydrometallurg, JSC    RUSSIAN FEDERATION    CID002649    RMI
Tungsten    Japan New Metals Co., Ltd.    JAPAN    CID000825    RMI
Tungsten    Jiangwu H.C. Starck Tungsten Products Co., Ltd.    CHINA    CID002551    RMI


Tungsten    Jiangxi Gan Bei Tungsten Co., Ltd.    CHINA    CID002321    RMI
Tungsten    Jiangxi Minmetals Gao’an Non-ferrous Metals Co., Ltd.    CHINA    CID002313    RMI
Tungsten    Jiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd.    CHINA    CID002318    RMI
Tungsten    Jiangxi Xinsheng Tungsten Industry Co., Ltd.    CHINA    CID002317    RMI
Tungsten    Jiangxi Yaosheng Tungsten Co., Ltd.    CHINA    CID002316    RMI
Tungsten    JSC “Kirovgrad Hard Alloys Plant”    RUSSIAN FEDERATION    CID003408    RMI
Tungsten    Kennametal Fallon    UNITED STATES OF AMERICA    CID000966    RMI
Tungsten    Kennametal Huntsville    UNITED STATES OF AMERICA    CID000105    RMI
Tungsten    KGETS Co., Ltd.    KOREA, REPUBLIC OF    CID003388    RMI
Tungsten    Lianyou Metals Co., Ltd.    TAIWAN, PROVINCE OF CHINA    CID003407    RMI
Tungsten    Malipo Haiyu Tungsten Co., Ltd.    CHINA    CID002319    RMI
Tungsten    Masan Tungsten Chemical LLC (MTC)    VIET NAM    CID002543    RMI
Tungsten    Moliren Ltd.    RUSSIAN FEDERATION    CID002845    RMI
Tungsten    Niagara Refining LLC    UNITED STATES OF AMERICA    CID002589    RMI
Tungsten    NPP Tyazhmetprom LLC    RUSSIAN FEDERATION    CID003416    RMI
Tungsten    Philippine Chuangxin Industrial Co., Inc.    PHILIPPINES    CID002827    RMI
Tungsten    Unecha Refractory metals plant    RUSSIAN FEDERATION    CID002724    RMI
Tungsten    Wolfram Bergbau und Hutten AG    AUSTRIA    CID002044    RMI
Tungsten    Woltech Korea Co., Ltd.    KOREA, REPUBLIC OF    CID002843    RMI
Tungsten    Xiamen Tungsten (H.C.) Co., Ltd.    CHINA    CID002320    RMI
Tungsten    Xiamen Tungsten Co., Ltd.    CHINA    CID002082    RMI
Tungsten    Xinfeng Huarui Tungsten & Molybdenum New Material Co., Ltd.    CHINA    CID002830    RMI


Exhibit B: Mine Country of Origin Data

 

Country of Origin - Mined  Materials

  

Mineral

Argentina    Gold         
Australia    Gold    Tantalum    Tin    Tungsten
Austria             Tungsten
Azerbaijan    Gold         
Benin    Gold         
Bolivia (Plurinational State of)    Gold    Tantalum    Tin    Tungsten
Botswana    Gold         
Brazil    Gold    Tantalum    Tin    Tungsten
Burkina Faso    Gold         
Burundi*       Tantalum    Tin    Tungsten
Canada    Gold         
Chile    Gold         
China    Gold    Tantalum    Tin    Tungsten
Colombia    Gold    Tantalum    Tin    Tungsten
Congo, Democratic Republic of the*    Gold    Tantalum    Tin    Tungsten
Costa Rica    Gold         
Cote d’Ivoire    Gold         
Cuba    Gold         
Cyprus    Gold         
Dominican Republic    Gold         
Ecuador    Gold         
Egypt    Gold         
Eritrea    Gold         
Ethiopia    Gold    Tantalum      
Fiji    Gold         
France       Tantalum      
French Guiana    Gold         
Georgia    Gold         
Germany       Tantalum      
Ghana    Gold         
Guatemala    Gold         
Guinea    Gold         
Guyana    Gold         
Honduras    Gold         
India       Tantalum      
Indonesia    Gold       Tin   
Iran    Gold         
Ivory Coast    Gold         
Japan    Gold         
Kazakhstan    Gold          Tungsten


Kenya    Gold         
Laos    Gold       Tin   
Liberia    Gold         
Madagascar       Tantalum      
Malaysia    Gold    Tantalum    Tin    Tungsten
Mali    Gold         
Mauritania    Gold         
Mexico    Gold          Tungsten
Mongolia    Gold       Tin    Tungsten
Morocco    Gold         
Mozambique    Gold    Tantalum      
Myanmar       Tantalum    Tin    Tungsten
Namibia    Gold    Tantalum      
Netherlands    Gold         
New Zealand    Gold         
Nicaragua    Gold         
Niger    Gold         
Nigeria       Tantalum    Tin    Tungsten
Papua New Guinea    Gold         
Peru    Gold       Tin    Tungsten
Philippines    Gold         
Portugal          Tin    Tungsten
Puerto Rico    Gold         
Russian Federation    Gold    Tantalum    Tin    Tungsten
Rwanda*    Gold    Tantalum    Tin   
Saudi Arabia    Gold         
Senegal    Gold         
Serbia    Gold         
Sierra Leone    Gold    Tantalum      
Slovakia    Gold         
Solomon Islands    Gold         
South Africa    Gold         
Spain    Gold    Tantalum    Tin    Tungsten
Suriname    Gold         
Swaziland    Gold         
Sweden    Gold         
Taiwan          Tin   
Tajikistan    Gold         
Tanzania*    Gold         
Thailand       Tantalum    Tin    Tungsten
Turkey    Gold         
Uganda*    Gold    Tantalum    Tin    Tungsten
United Kingdom    Gold       Tin    Tungsten


United States of America    Gold       Tin    Tungsten
Uruguay    Gold         
Uzbekistan             Tungsten
Venezuela          Tin   
Vietnam          Tin    Tungsten
Zambia*    Gold         
Zimbabwe    Gold    Tantalum       Tungsten

 

*

Covered Countries

 

Country of Origin - Recycled / Scrap

  

Mineral

Andorra    Gold         
Angola*          Tin   
Argentina    Gold       Tin   
Armenia    Gold         
Australia    Gold       Tin   
Austria    Gold    Tantalum    Tin    Tungsten
Bahamas    Gold         
Bangladesh          Tin   
Belarus          Tin   
Belgium    Gold       Tin    Tungsten
Benin          Tin   
Bolivia    Gold       Tin   
Botswana    Gold         
Brazil    Gold       Tin    Tungsten
Brunei    Gold         
Bulgaria    Gold       Tin   
Burkina Faso    Gold         
Cameroon    Gold         
Canada    Gold    Tantalum    Tin    Tungsten
Cayman Islands    Gold         
Chile    Gold       Tin   
China    Gold    Tantalum    Tin    Tungsten
Colombia    Gold         
Congo, Democratic Republic of the*    Gold       Tin   
Croatia    Gold       Tin   
Cyprus    Gold       Tin   
Czechia    Gold       Tin    Tungsten
Denmark    Gold       Tin   
Dominican Republic    Gold         
Ecuador    Gold         


Egypt    Gold       Tin   
El Salvador    Gold       Tin   
Estonia    Gold       Tin   
Finland    Gold       Tin   
France    Gold    Tantalum    Tin    Tungsten
Gabon          Tin   
Gambia, The    Gold         
Georgia    Gold         
Germany    Gold    Tantalum    Tin    Tungsten
Ghana          Tin   
Greece    Gold       Tin   
Guatemala (HR)    Gold         
Guinea          Tin   
Honduras (HR)    Gold         
Hong Kong    Gold       Tin    Tungsten
Hungary    Gold       Tin   
Iceland    Gold         
India    Gold    Tantalum    Tin   
Indonesia    Gold    Tantalum    Tin   
Ireland    Gold    Tantalum    Tin    Tungsten
Israel    Gold    Tantalum    Tin    Tungsten
Italy    Gold       Tin   
Ivory Coast    Gold         
Japan    Gold    Tantalum    Tin    Tungsten
Jordan    Gold       Tin   
Kazakhstan    Gold       Tin   
Kenya    Gold         
Korea, Republic of    Gold         
Kuwait    Gold         
Kyrgyzstan    Gold         
Laos    Gold         
Latvia    Gold       Tin    Tungsten
Lebanon    Gold       Tin   
Libya          Tin   
Liechtenstein    Gold         
Lithuania    Gold       Tin   
Luxembourg    Gold       Tin   
Macau    Gold         
Madagascar    Gold         
Malaysia    Gold    Tantalum    Tin   
Malta    Gold       Tin   
Mauritius    Gold         
Mexico    Gold         


Monaco    Gold       Tin   
Morocco    Gold       Tin   
Netherlands    Gold    Tantalum    Tin   
New Caledonia    Gold         
New Zealand    Gold       Tin   
Nigeria          Tin   
Norway    Gold       Tin   
Pakistan    Gold       Tin   
Panama    Gold         
Panama (HR)    Gold         
Papua New Guinea    Gold         
Paraguay    Gold         
Peru    Gold       Tin   
Philippines    Gold       Tin   
Poland    Gold       Tin   
Portugal    Gold       Tin   
Puerto Rico    Gold       Tin   
Qatar          Tin   
Romania    Gold       Tin   
Russian Federation    Gold       Tin    Tungsten
San Marino    Gold         
Saudi Arabia    Gold       Tin   
Senegal    Gold       Tin   
Serbia    Gold       Tin   
Sierra Leone    Gold         
Singapore    Gold       Tin   
Slovakia    Gold       Tin   
Slovenia    Gold       Tin   
South Africa    Gold       Tin   
South Korea    Gold    Tantalum    Tin    Tungsten
Spain    Gold    Tantalum    Tin    Tungsten
St Vincent and Grenadines    Gold         
Sudan    Gold       Tin   
Sweden    Gold       Tin   
Switzerland    Gold       Tin   
Taiwan    Gold    Tantalum    Tin    Tungsten
Tanzania*    Gold       Tin   
Thailand    Gold    Tantalum    Tin    Tungsten
Togo    Gold       Tin   
Trinidad and Tobago    Gold         
Tunisia    Gold       Tin   
Turkey    Gold       Tin   
Ukraine    Gold       Tin   


United Arab Emirates    Gold       Tin    Tungsten
United Kingdom    Gold    Tantalum    Tin   
United States of America    Gold    Tantalum    Tin    Tungsten
Uruguay    Gold       Tin   
Uzbekistan    Gold         
Venezuela    Gold         
Vietnam    Gold          Tungsten
Yemen          Tin   
Zimbabwe    Gold         

 

*

Covered Countries