0001467001-18-000001.txt : 20180910
0001467001-18-000001.hdr.sgml : 20180910
20180910210116
ACCESSION NUMBER: 0001467001-18-000001
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180906
FILED AS OF DATE: 20180910
DATE AS OF CHANGE: 20180910
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Marshall Christopher P
CENTRAL INDEX KEY: 0001440008
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37461
FILM NUMBER: 181063762
MAIL ADDRESS:
STREET 1: 528 RAMONA STREET
CITY: PALO ALTO
STATE: CA
ZIP: 94301
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Trudeau Robert
CENTRAL INDEX KEY: 0001343722
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37461
FILM NUMBER: 181063763
MAIL ADDRESS:
STREET 1: 528 RAMONA STREET
CITY: PALO ALTO
STATE: CA
ZIP: 94301
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: DREW JOHN
CENTRAL INDEX KEY: 0001188456
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37461
FILM NUMBER: 181063764
MAIL ADDRESS:
STREET 1: 528 RAMONA STREET
CITY: PALO ALTO
STATE: CA
ZIP: 94301
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: REYNOLDS JON Q JR
CENTRAL INDEX KEY: 0001188444
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37461
FILM NUMBER: 181063765
MAIL ADDRESS:
STREET 1: 528 RAMONA STREET
CITY: PALO ALTO
STATE: CA
ZIP: 94301
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: KIMBALL RICK
CENTRAL INDEX KEY: 0001197937
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37461
FILM NUMBER: 181063766
MAIL ADDRESS:
STREET 1: 528 RAMONA STREET
CITY: PALO ALTO
STATE: CA
ZIP: 94301
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HOAG JAY C
CENTRAL INDEX KEY: 0001082906
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37461
FILM NUMBER: 181063767
MAIL ADDRESS:
STREET 1: 528 RAMONA STREET
CITY: PALO ALTO
STATE: CA
ZIP: 94301
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Technology Crossover Management VII, L.P.
CENTRAL INDEX KEY: 0001467001
STATE OF INCORPORATION: E9
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37461
FILM NUMBER: 181063768
BUSINESS ADDRESS:
STREET 1: 528 RAMONA STREET
CITY: PALO ALTO
STATE: CA
ZIP: 94301
BUSINESS PHONE: 650-614-8239
MAIL ADDRESS:
STREET 1: 528 RAMONA STREET
CITY: PALO ALTO
STATE: CA
ZIP: 94301
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Alarm.com Holdings, Inc.
CENTRAL INDEX KEY: 0001459200
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 264247032
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 8281 GREENSBORO DRIVE
STREET 2: SUITE 100
CITY: TYSONS
STATE: VA
ZIP: 22102
BUSINESS PHONE: 877-389-4033
MAIL ADDRESS:
STREET 1: 8281 GREENSBORO DRIVE
STREET 2: SUITE 100
CITY: TYSONS
STATE: VA
ZIP: 22102
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2018-09-06
0001459200
Alarm.com Holdings, Inc.
ALRM
0001467001
Technology Crossover Management VII, L.P.
C/O TECHNOLOGY CROSSOVER VENTURES
250 MIDDLEFIELD ROAD
MENLO PARK
CA
94025
0
0
1
1
May be part of a 13(d) group
0001082906
HOAG JAY C
C/O TECHNOLOGY CROSSOVER VENTURES
250 MIDDLEFIELD ROAD
MENLO PARK
CA
94025
0
0
1
1
May be part of a 13(d) group
0001197937
KIMBALL RICK
C/O TECHNOLOGY CROSSOVER VENTURES
250 MIDDLEFIELD ROAD
MENLO PARK
CA
94025
0
0
1
1
May be part of a 13(d) group
0001188444
REYNOLDS JON Q JR
C/O TECHNOLOGY CROSSOVER VENTURES
250 MIDDLEFIELD ROAD
MENLO PARK
CA
94025
0
0
1
1
May be part of a 13(d) group
0001188456
DREW JOHN
C/O TECHNOLOGY CROSSOVER VENTURES
250 MIDDLEFIELD ROAD
MENLO PARK
CA
94025
0
0
1
1
May be part of a 13(d) group
0001343722
Trudeau Robert
C/O TECHNOLOGY CROSSOVER VENTURES
250 MIDDLEFIELD ROAD
MENLO PARK
CA
94025
0
0
1
1
May be part of a 13(d) group
0001440008
Marshall Christopher P
C/O TECHNOLOGY CROSSOVER VENTURES
250 MIDDLEFIELD ROAD
MENLO PARK
CA
94025
0
0
1
1
May be part of a 13(d) group
Common Stock
5309108
I
TCV VII, L.P.
Common Stock
2757144
I
TCV VII (A), L.P.
Common Stock
50199
I
TCV Member Fund, L.P.
Common Stock
7161
I
TCV VII Management, L.L.C.
Common Stock
210195
I
Hoag Family Trust U/A Dtd 8/2/94
Common Stock
210195
I
Hamilton Investments Limited Partnership
Common Stock
290505
I
Goose Rocks Beach Partners, L.P.
Common Stock
142800
I
Reynolds Family Trust
Common Stock
78742
I
Marshall Carroll 2000 Trust
Common Stock
931
I
Marshall Partners
Common Stock
2018-09-06
4
S
0
465
52.8466
D
6004
I
Technology Crossover Management VII, L.P.
Common Stock
2018-09-06
4
S
0
1704
53.4904
D
4300
I
Technology Crossover Management VII, L.P.
Common Stock
2018-09-06
4
S
0
1084
54.6121
D
3216
I
Technology Crossover Management VII, L.P.
Common Stock
2018-09-06
4
S
0
3061
55.5496
D
155
I
Technology Crossover Management VII, L.P.
Common Stock
2018-09-06
4
S
0
155
56.20
D
0
I
Technology Crossover Management VII, L.P.
Common Stock
2018-09-06
4
S
0
921
52.8678
D
81860
I
Robert W. Trudeau
Common Stock
2018-09-06
4
S
0
4879
53.4362
D
76981
I
Robert W. Trudeau
Common Stock
2018-09-06
4
S
0
23600
54.0897
D
53381
I
Robert W. Trudeau
Common Stock
2018-09-06
4
S
0
30600
55.1955
D
22781
I
Robert W. Trudeau
Common Stock
2018-09-06
4
S
0
17781
56.0018
D
5000
I
Robert W. Trudeau
Common Stock
2018-09-07
4
S
0
1400
55.4958
D
3600
I
Robert W. Trudeau
Common Stock
2018-09-07
4
S
0
3600
56.432
D
0
I
Robert W. Trudeau
Common Stock
2018-09-07
4
S
0
41725
55.3218
D
9623
I
Drew Family Trust dated 10/5/2004
Common Stock
2018-09-07
4
S
0
9623
56.3728
D
0
I
Drew Family Trust dated 10/5/2004
Common Stock
2018-09-07
4
S
0
25543
55.3218
D
5891
I
Ten 271 Partners B
Common Stock
2018-09-07
4
S
0
5891
56.3728
D
0
I
Ten 271 Partners B
These securities are directly held by TCV VII, L.P. ("TCV VII"). Timothy P. McAdam, Jay C. Hoag, Christopher P. Marshall, Jon Q. Reynolds, Jr., Richard H. Kimball, John L. Drew, Robert W. Trudeau and David L. Yuan (collectively, the "TCM VII Directors") are Class A Directors of Technology Crossover Management VII, Ltd. ("Management VII") and Limited Partners of Technology Crossover Management VII, L.P. ("TCM VII"). Management VII is the General Partner of TCM VII, which is the General Partner of TCV VII, L.P. The TCM VII Directors, Management VII and TCM VII may be deemed to beneficially own the securities held by TCV VII, but each of the TCM VII Directors, Management VII and TCM VII disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein.
These securities are directly held by TCV VII (A), L.P. ("TCV VII (A)"). The TCM VII Directors are Class A Directors of Management VII and Limited Partners of TCM VII. Management VII is the General Partner of TCM VII, which is the General Partner of TCV VII (A). The TCM VII Directors, Management VII and TCM VII may be deemed to beneficially own the securities held by TCV VII (A), but each of the TCM VII Directors, Management VII and TCM VII disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein.
These securities are directly held by TCV Member Fund, L.P. ("TCV MF"). The TCM VII Directors are Class A Directors of Management VII, which is a General Partner of TCV MF, and Limited Partners of TCV MF. The TCM VII Directors and Management VII may be deemed to beneficially own the securities held by TCV MF, but the TCM VII Directors and Management VII each disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein.
Restricted stock units ("RSUs") held of record by Timothy P. McAdam for the benefit of TCV VII Management, L.L.C. ("TCV VII Management"). Jay C. Hoag, Christopher P. Marshall, Jon Q. Reynolds, Jr., Richard H. Kimball, John L. Drew, and
Robert W. Trudeau (the "TCM Members") are members of TCV VII Management. Mr. McAdam and the TCM Members each disclaims beneficial ownership of such RSUs and the underlying shares of the Issuer's common
stock except to the extent of their pecuniary interest therein.
Jay C. Hoag is the Trustee of the Hoag Family Trust U/A Dtd 8/2/94. Mr. Hoag disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
Jay C. Hoag is a General Partner of Hamilton Investments Limited Partnership. Mr. Hoag disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
Richard H. Kimball is a General Partner of Goose Rocks Beach Partners, L.P. Mr. Kimball disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
Jon Q. Reynolds is a Trustee of the Reynolds Family Trust. Mr. Reynolds disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
Christopher P. Marshall is a Trustee of the Marshall Carroll 2000 Trust. Mr. Marshall disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
Christopher P. Marshall is a General Partner of Marshall Partners. Mr. Marshall disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
These securities are directly held by TCM VII. The TCM VII Directors are Class A Directors of Management VII, which is the General Partner of TCM VII and Limited Partners of TCM VII. The TCM VII Directors and Management VII may be deemed to beneficially own the securities held by TCM VII, but the TCM VII Directors and Management VII each disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein.
This number represents a weighted average sales price. The shares were sold at prices ranging from $52.59 to $52.99. The Reporting Person hereby undertakes to provide upon request by the Staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.
This number represents a weighted average sales price. The shares were sold at prices ranging from $53.00 to $53.90. The Reporting Person hereby undertakes to provide upon request by the Staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.
This number represents a weighted average sales price. The shares were sold at prices ranging from $54.33 to $54.94. The Reporting Person hereby undertakes to provide upon request by the Staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.
This number represents a weighted average sales price. The shares were sold at prices ranging from $55.03 to $55.99. The Reporting Person hereby undertakes to provide upon request by the Staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.
This number represents a weighted average sales price. The shares were sold at prices ranging from $56.00 to $56.04. The Reporting Person hereby undertakes to provide upon request by the Staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.
Shares held directly by Robert W. Trudeau.
This number represents a weighted average sales price. The shares were sold at prices ranging from $52.63 to $52.99. The Reporting Person hereby undertakes to provide upon request by the Staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.
This number represents a weighted average sales price. The shares were sold at prices ranging from $53.00 to $53.85. The Reporting Person hereby undertakes to provide upon request by the Staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.
This number represents a weighted average sales price. The shares were sold at prices ranging from $54.00 to $54.91. The Reporting Person hereby undertakes to provide upon request by the Staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.
This number represents a weighted average sales price. The shares were sold at prices ranging from $55.00 to $55.99. The Reporting Person hereby undertakes to provide upon request by the Staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.
This number represents a weighted average sales price. The shares were sold at prices ranging from $56.00 to $56.04. The Reporting Person hereby undertakes to provide upon request by the Staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.
This number represents a weighted average sales price. The shares were sold at prices ranging from $55.15 to $55.92. The Reporting Person hereby undertakes to provide upon request by the Staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.
This number represents a weighted average sales price. The shares were sold at prices ranging from $56.07 to $56.65. The Reporting Person hereby undertakes to provide upon request by the Staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.
John L. Drew is a Trustee of the Drew Family Trust dated 10/5/2004. Mr. Drew disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
This number represents a weighted average sales price. The shares were sold at prices ranging from $55.08 to $55.99. The Reporting Person hereby undertakes to provide upon request by the Staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.
This number represents a weighted average sales price. The shares were sold at prices ranging from $56.00 to $56.73. The Reporting Person hereby undertakes to provide upon request by the Staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.
John L. Drew is a General Partner of Ten 271 Partners B. Mr. Drew disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
This Form 4 is filed by more than one Reporting Person and is a joint filing with the Form 4 filed by Timothy P. McAdam and David L. Yuan on September 10, 2018.
Frederic D. Fenton, Authorized Signatory for Technology Crossover Management VII, L.P.
2018-09-10
Frederic D. Fenton, Authorized Signatory for Jay C. Hoag
2018-09-10
Frederic D. Fenton, Authorized Signatory for Richard H. Kimball
2018-09-10
Frederic D. Fenton, Authorized Signatory for Jon Q. Reynolds, Jr.
2018-09-10
Frederic D. Fenton, Authorized Signatory for John L. Drew
2018-09-10
Frederic D. Fenton, Authorized Signatory for Robert W. Trudeau
2018-09-10
Frederic D. Fenton, Authorized Signatory for Christopher P. Marshall
2018-09-10