0001225208-15-019081.txt : 20151002
0001225208-15-019081.hdr.sgml : 20151002
20151002161525
ACCESSION NUMBER: 0001225208-15-019081
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20151001
FILED AS OF DATE: 20151002
DATE AS OF CHANGE: 20151002
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PHOENIX COMPANIES INC/DE
CENTRAL INDEX KEY: 0001129633
STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311]
IRS NUMBER: 060493340
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1031
BUSINESS ADDRESS:
STREET 1: ONE AMERICAN ROW
STREET 2: PO BOX 5056
CITY: HARTFORD
STATE: CT
ZIP: 061025056
BUSINESS PHONE: 8604035000
MAIL ADDRESS:
STREET 1: ONE AMERICAN ROW
STREET 2: PO BOX 5056
CITY: HARTFORD
STATE: CT
ZIP: 061025056
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: FORSGREN JOHN H
CENTRAL INDEX KEY: 0001082843
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-16517
FILM NUMBER: 151140487
4
1
doc4.xml
X0306
4
2015-10-01
0001129633
PHOENIX COMPANIES INC/DE
PNX
0001082843
FORSGREN JOHN H
ONE AMERICAN ROW
HARTFORD
CT
06102-5056
1
Common
200.0000
D
Restricted Stock Units (Director Retainer)
2015-10-01
4
A
0
397.1260
0.0000
A
Common
397.1260
11280.1316
D
In accordance with the Directors Equity Deferral Plan, the Reporting Person received the reported Restricted Stock Units ("RSUs") as a portion of the Reporting Person's compensation as a member of the Board of Directors. Each RSU represents the right to receive one share of common stock and the underlying shares of common stock will be issued, without consideration, following the termination of the Reporting Person's service as a member of the Board of Directors.
/s/ John H. Beers, Attorney-in-Fact
2015-10-02