-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KZy+6oGhyatu0Fujm4bLIZgnM6/sUOdATebRZeeUulQmg3PxfJcSZeLEqwRLg2wx a+3kMqpK9ClfIk3b7T7+0w== 0001193125-06-141920.txt : 20060705 0001193125-06-141920.hdr.sgml : 20060704 20060705164933 ACCESSION NUMBER: 0001193125-06-141920 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060705 ITEM INFORMATION: Regulation FD Disclosure FILED AS OF DATE: 20060705 DATE AS OF CHANGE: 20060705 FILER: COMPANY DATA: COMPANY CONFORMED NAME: OPENWAVE SYSTEMS INC CENTRAL INDEX KEY: 0001082506 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 943219054 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-16073 FILM NUMBER: 06944867 BUSINESS ADDRESS: STREET 1: 2100 SEAPORT BLVD. CITY: REDWOOD CITY STATE: CA ZIP: 94063 BUSINESS PHONE: 650-480-8000 MAIL ADDRESS: STREET 1: 2100 SEAPORT BLVD. CITY: REDWOOD CITY STATE: CA ZIP: 94063 FORMER COMPANY: FORMER CONFORMED NAME: PHONE COM INC DATE OF NAME CHANGE: 19990504 FORMER COMPANY: FORMER CONFORMED NAME: UNWIRED PLANET INC DATE OF NAME CHANGE: 19990324 8-K 1 d8k.htm FROM 8-K From 8-K

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 


FORM 8-K

 


CURRENT REPORT

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

(Date of earliest event reported) July 5, 2006

 


Openwave Systems Inc.

(Exact name of Registrant as specified in its charter)

 


 

Delaware   001-16073   94-3219054

(State or other jurisdiction

of incorporation)

  (Commission File Number)  

(IRS Employer

Identification No.)

 

2100 Seaport Boulevard

Redwood City, CA

  94063
(Address of principal executive offices)   (zip code)

Registrant’s telephone number, including area code: (650) 480-8000

 


Check the appropriate box below if the Form 8-k filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instructions A.2. below):

 

¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 



Section 7 - Regulation FD.

Item 7.01. Regulation FD Disclosure.

Openwave Systems, Inc. (the “Company”) announced that it has received subpoenas from the United States Attorneys for the Northern District of California and for the Southern District of New York requesting documents relating to the Company’s historical stock option practices. As disclosed on May 22, 2006, the Company had previously received an informal request from the Securities and Exchange Commission for information on stock option grants and practices. The Company intends to cooperate fully with the U.S. Attorneys’ offices.

The information furnished in this report in this item 7.01 shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended, or otherwise subject to the liabilities of that Section, nor shall such information be deemed incorporated by reference in any filing under the Securities Act of 1933, as amended.


SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereto duly authorized.

 

  OPENWAVE SYSTEMS INC.
  By:  

/S/ GREG WRENN

  Name:   Greg Wrenn
  Title:   SVP & General Counsel
Date: July 5, 2006    
-----END PRIVACY-ENHANCED MESSAGE-----