-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HPRJBplNKkQCuN8/TIR22GYQeAEtZdGXtXhADWEVh1R+TM17YQJIl1yY9Qe8vXIy hgeQjPGwEU6Uw1CMX5YfMg== 0001012870-01-501846.txt : 20010913 0001012870-01-501846.hdr.sgml : 20010913 ACCESSION NUMBER: 0001012870-01-501846 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20010911 ITEM INFORMATION: Other events ITEM INFORMATION: Financial statements and exhibits FILED AS OF DATE: 20010912 FILER: COMPANY DATA: COMPANY CONFORMED NAME: OPENWAVE SYSTEMS INC CENTRAL INDEX KEY: 0001082506 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 943219054 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-16073 FILM NUMBER: 1735974 BUSINESS ADDRESS: STREET 1: 800 CHESAPEAKE DRIVE CITY: REDWOOD CITY STATE: CA ZIP: 94063 BUSINESS PHONE: 6505620200 MAIL ADDRESS: STREET 1: 800 CHESAPEAKE DRIVE CITY: REDWOOD CITY STATE: CA ZIP: 94063 FORMER COMPANY: FORMER CONFORMED NAME: PHONE COM INC DATE OF NAME CHANGE: 19990504 FORMER COMPANY: FORMER CONFORMED NAME: UNWIRED PLANET INC DATE OF NAME CHANGE: 19990324 8-K 1 d8k.txt FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 11, 2001 OPENWAVE SYSTEMS INC. --------------------- (Exact Name of Registrant as Specified in its Charter) Delaware 000-25687 94-3219054 -------- --------- ---------- (State or other Jurisdiction (Commission File Number) (I.R.S. Employer of Incorporation) Identification No.) 1400 Seaport Boulevard Redwood City, CA 94063 (Address of principal executive offices) ---------------------------------------- Registrant's telephone number: (650) 480-8000 Item 5. Other Events Openwave Systems Inc. ("Openwave") Announces Extension of Option Exchange Program for Employees On September 11, 2001, Openwave announced that the company will extend the term of the employee option exchange program until 8 p.m., Eastern Time, on September 17, 2001. The option exchange program previously was announced by press release on August 1, 2001. As previously announced, the exchange offer will not be available to Openwave's Chief Executive Officer or to the members of its Board of Directors. In addition, the information set forth in the Registrant's news release dated September 11, 2001 (attached hereto as Exhibit 99.1) is incorporated herein by reference to such news release. Item 7. Exhibits Designation of Exhibit in This Report Description of Exhibit 99.1 Openwave news release dated September 11, 2001 2 SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. September 12, 2001 OPENWAVE SYSTEMS INC. By: /s/ Steve Peters ------------------------------------ Steve Peters Vice President, General Counsel, and Secretary EX-99.1 3 dex991.txt OPENWAVE NEWS RELEASE DATED SEPTEMBER 11, 2001 Exhibit 99.1 Openwave Announces Extension to Stock Option Exchange Program for Employees REDWOOD CITY, Calif., Sep 11, 2001 /PRNewswire via COMTEX/ -- Openwave Systems Inc. (Nasdaq: OPWV), today announced that it has extended the voluntary stock option exchange program for its employees, previously announced by Openwave on August 1, 2001. The stock option exchange program has been extended by six days until Monday, September 17, at 8pm Eastern Time. Without this extension, today would have been the last day for eligible employees to elect to cancel options in exchange for replacement stock options. The replacement stock options will be granted with an exercise price equal to the fair market value of Openwave stock on the date of grant, which will be between six months plus one day and seven months after the option cancellation date. Due to this extension, the option cancellation date is now September 17, 2001. Openwave Systems Inc. (Nasdaq: OPWV) is the worldwide leader of open IP-based communication infrastructure software and applications. Openwave is a global company headquartered in Redwood City, California. For more information, please visit www.openwave.com. ---------------- For more information, contact: Alexandrea Todd of Openwave Systems Inc., +1-650-480-4346, alexandrea.todd@openwave.com ---------------------------- -----END PRIVACY-ENHANCED MESSAGE-----