S-8 1 0001.txt FORM S-8 AS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION ON JULY 5, 2000 REGISTRATION NO. 333- ----------------------------------------------------------------------------- SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 ------------------ FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 ------------------ PHONE.COM, INC. (Exact Name of Registrant as Specified in Its Charter) ------------------ Delaware 94-3219054 (State or Other Jurisdiction of (I.R.S. Employer Incorporation or Organization) Identification No.) 800 CHESAPEAKE DRIVE REDWOOD CITY, CALIFORNIA 94063 (650) 562-0200 (Address, Including Zip Code, and Telephone Number, Including Area Code, of Principal Executive Offices) ALISON DONELL BLOESER, DECEMBER 23, 1999, OPTION PLAN WILLIAM ANDREW BRADY, DECEMBER 23, 1999, OPTION PLAN KEITH DOUGHTY, JANUARY 24, 1999, OPTION PLAN GUADALUPE DOWNING, DECEMBER 23, 1999, OPTION PLAN ABRAHAM LEVINE, JANUARY 31, 2000, OPTION PLAN JIM LUNDY, JANUARY 17, 1999, OPTION PLAN DANA SYKOROVA, JANUARY 18, 2000, OPTION PLAN DAVE WAITE, JANUARY 27, 2000, OPTION PLAN SHARON CHALK, JANUARY 7, 2000, OPTION PLAN CHRISTOPHER GEOFFREY PARKHOUSE, JANUARY 17, 2000, OPTION PLAN JOHN DAVEY, FEBRUARY 18, 2000, OPTION PLAN STEVEN DREW, FEBRUARY 18, 2000, OPTION PLAN PETER JOHN LEICESTER, FEBRUARY 7, 2000, OPTION PLAN KEITH WILSON, FEBRUARY 14, 2000, OPTION PLAN PAUL ROBERT BURMESTER, APRIL 21, 1999, OPTION PLAN BRIAN IVAN BALLARD, DECEMBER 21, 1999, OPTION PLAN BRUCE WILLIAM BUCKNELL, DECEMBER 4, 1998, OPTION PLAN MICHAEL WILLIAM RICHARD DICKINSON, DECEMBER 4, 1998, OPTION PLAN RICHARD FRASER JAMES HARDING, DECEMBER 4, 1998, OPTION PLAN KEVIN EDWARD HODGSON, DECEMBER 4, 1998, OPTION PLAN URSULA KATHERINE MARTIN, JUNE 14, 1999, OPTION PLAN VINCENT RAE, DECEMBER 4, 1998, OPTION PLAN JAMES EDWARD BRAITHWAITE, DECEMBER 20, 1999, OPTION PLAN MELANIE SARAH BREWER, DECEMBER 20, 1999, OPTION PLAN BRUCE WILLIAM BUCKNELL, DECEMBER 20, 1999, OPTION PLAN MARK FREDERICK CAROE, JULY 23, 1999, OPTION PLAN DARRYL CHAPMAN, DECEMBER 20, 1999, OPTION PLAN ANNE BEVERLEY CHICKEN, DECEMBER 20, 1999, OPTION PLAN SUSAN VALERIE DENYS, DECEMBER 20, 1999, OPTION PLAN MICHAEL WILLIAM RICHARD DICKINSON, DECEMBER 20, 1999, OPTION PLAN CHRISTOPHER MARK EVANS, DECEMBER 20, 1999, OPTION PLAN RICHARD FRASER JAMES HARDING, DECEMBER 20, 1999, OPTION PLAN Page 1 VIKTA HARVEY, DECEMBER 20, 1999, OPTION PLAN CLARE LOUISE HILLER, DECEMBER 20, 1999, OPTION PLAN KEVIN EDWARD HODGSON, DECEMBER 20, 1999, OPTION PLAN MARY HOWARD, DECEMBER 20, 1999, OPTION PLAN NEIL JONES, DECEMBER 23, 1999, OPTION PLAN GIDEON MORRELL LUKE, DECEMBER 23, 1999, OPTION PLAN MARK MALLINSON, JANUARY 4, 2000, OPTION PLAN IAN MARNER, DECEMBER 22, 1999, OPTION PLAN URSULA MARTIN, DECEMBER 20, 1999, OPTION PLAN TIMOTHY WILLIAM MAWSON, DECEMBER 20, 1999, OPTION PLAN MATTHEW PATRICK MCGILLAVRY, DECEMBER 20, 1999, OPTION PLAN CRAIG MINIHAN, DECEMBER 23, 1999, OPTION PLAN SCOTT DARREN MOORE, JUNE 14, 1999, OPTION PLAN SCOTT DARREN MOORE, DECEMBER 20, 1999, OPTION PLAN STUART ADAM NESTER, JANUARY 10, 2000, OPTION PLAN EMMA JAYNE O'HARE, DECEMBER 20, 1999, OPTION PLAN KATHLEEN MARGARET PAGE, DECEMBER 20, 1999, OPTION PLAN VINCE RAE, DECEMBER 20, 1999, OPTION PLAN GERARD MARTIN RENWICK, DECEMBER 20, 1999, OPTION PLAN PETER CHARLES ALEC ROBERTS, DECEMBER 23, 1999, OPTION PLAN PAUL CHRISTOPHER SHORE, JUNE 14, 1999, OPTION PLAN JAMES SMITH, DECEMBER 20, 1999, OPTION PLAN TIMOTHY JOHN SMITH, JUNE 14, 1999, OPTION PLAN BELINDA CAROLINE SMITHWICK, JUNE 14, 1999, OPTION PLAN ROGER BENJAMIN SPRINGER, DECEMBER 20, 1999, OPTION PLAN ANDREW JOHN STREETON, DECEMBER 20, 1999, OPTION PLAN CHI KEUNG TANG, DECEMBER 20, 1999, OPTION PLAN JOANNE MARIE TAYLOR, DECEMBER 20, 1999, OPTION PLAN SUSAN WINNINGTON, JUNE 14, 1999, OPTION PLAN SUSAN WINNINGTON, DECEMBER 20, 1999, OPTION PLAN ANDREW CAREY WYATT, DECEMBER 23, 1999, OPTION PLAN MELISSA MICHELLE FISTNER, FEBRUARY 1, 1999, OPTION PLAN DAVID CRAIG GERMAN, AUGUST 5, 1999, OPTION PLAN LISA MARIE GOWER, JUNE 14, 1999, OPTION PLAN PATRICIA ANN MERRICK, FEBRUARY 1, 1999, OPTION PLAN WILLIAM S. ROY, JANUARY 9, 2000, OPTION PLAN PATRICK CLARK, DECEMBER 23, 1999, OPTION PLAN ELVIRE ELISABETH HUMPHREYS-DAVIES, APRIL 21, 1999, OPTION PLAN BILL ROY, JANUARY 9, 2000, OPTION PLAN (Full Titles of the Plans) Alain Rossmann Chairman and Chief Executive Officer Phone.com, Inc. 800 Chesapeake Drive Redwood City, California 94063 (Name, address, including zip code, and telephone number, including area code, of agent for service) COPY TO: Kenton J. King Skadden, Arps, Slate, Meagher & Flom LLP Suite 220 525 University Avenue Palo Alto, California 94301 (650) 470-4500 Page 2 ----------------------
CALCULATION OF REGISTRATION FEE ================================================================================================================ PROPOSED PROPOSED MAXIMUM MAXIMUM AMOUNT OF TITLE OF SECURITIES TO BE AMOUNT TO BE OFFERING PRICE AGGREGATE OFFERING REGISTRATION REGISTERED REGISTERED PER SHARE (1) PRICE (2) FEE (2) ---------------------------------------------------------------------------------------------------------------- Alison Donell Bloeser 2,032 $0.86 $ 1,747.52 $0.46 December 23, 1999 Option Plan William Andrew Brady 1,848 $0.86 $ 1,589.28 $0.42 December 23, 1999 Option Plan Keith Doughty 6,467 $0.86 $ 5,561.62 $1.47 January 24, 1999 Option Plan Guadalupe Downing 92 $0.86 $ 79.12 $0.02 December 23, 1999 Option Plan Abraham Levine 14,781 $0.86 $12,711.66 $3.36 January 31, 2000 Option Plan Jim Lundy 8,315 $0.86 $ 7,150.90 $1.89 January 17, 1999 Option Plan Dana Sykorova 370 $0.86 $ 318.20 $0.08 January 18, 2000 Option Plan Dave Waite 6,467 $0.86 $ 5,561.62 $1.47 January 27, 2000 Option Plan Sharon Chalk 739 $0.86 $ 635.54 $0.17
Page 3 January 7, 2000 Option Plan Christopher Geoffrey Parkhouse 3,695 $0.86 $ 3,177.70 $0.84 January 17, 2000 Option Plan John Davey 370 $0.86 $ 318.20 $0.08 February 18, 2000 Option Plan Steven Drew 370 $0.86 $ 318.20 $0.08 February 18, 2000 Option Plan Peter John Leicester 1,109 $0.86 $ 953.74 $0.25 February 7, 2000 Option Plan Keith Wilson 2,217 $0.86 $ 1,906.62 $0.50 February 14, 2000 Option Plan Paul Robert Burmester 15,705 $0.86 $13,506.30 $3.57 April 21, 1999 Option Plan Brian Ivan Ballard 13,396 $0.86 $11,520.56 $3.04 December 21, 1999 Option Plan Bruce William Bucknell 21,248 $0.86 $18,273.28 $4.82 December 4, 1998 Option Plan Michael William Richard Dickinson 21,710 $0.86 $18,670.60 $4.93 December 4, 1998 Option Plan Richard Fraser James Harding 27,715 $0.86 $23,834.90 $6.29 December 4, 1998 Option Plan Kevin Edward Hodgson 23,096 $0.86 $19,862.56 $5.24 December 4, 1998 Option Plan Ursula Katherine Martin 1,478 $0.86 $ 1,271.08 $0.34 June 14, 1999 Option Plan Vincent Rae 19,863 $0.86 $17,082.18 $4.51 December 4, 1998 Option James Edward Braithwaite 370 $0.86 $ 318.20 $0.08 December 20, 1999 Option Plan
Page 4 Melanie Sarah Brewer 92 $0.86 $ 79.12 $0.02 December 20, 1999 Option Plan Bruce William Bucknell 6,467 $0.86 $ 5,561.62 $1.47 December 20, 1999 Option Plan Mark Frederick Caroe 18,477 $0.86 $15,890.22 $4.20 July 23, 1999 Option Plan Darryl Chapman 370 $0.86 $ 318.20 $0.08 December 20, 1999 Option Plan Anne Beverley Chicken 1,109 $0.86 $ 953.74 $0.25 December 20, 1999 Option Plan Susan Valerie Denys 739 $0.86 $ 635.54 $0.17 December 20, 1999 Option Plan Michael William Richard Dickinson 4,157 $0.86 $ 3,575.02 $0.94 December 20, 1999 Option Plan Christopher Mark Evans 739 $0.86 $ 635.54 $0.17 December 20, 1999 Option Plan Richard Fraser James Harding 9,238 $0.86 $ 7,944.68 $2.10 December 20, 1999 Option Plan Vikta Harvey 370 $0.86 $ 318.20 $0.08 December 20, 1999 Option Plan Clare Louise Hiller 92 $0.86 $ 79.12 $0.02 December 20, 1999 Option Plan Kevin Edward Hodgson 13,858 $0.86 $11,917.88 $3.15 December 20, 1999 Option Plan Mary Howard 739 $0.86 $ 635.54 $0.17 December 20, 1999 Option Plan Neil Jones 1,478 $0.86 $ 1,271.08 $0.34 December 23, 1999 Option Plan Gideon Morrell Luke 6,467 $0.86 $ 5,561.62 $1.47
Page 5 December 23, 1999 Option Plan Mark Mallinson 6,467 $0.86 $5,561.62 $1.47 January 4, 2000 Option Plan Ian Marner 739 $0.86 $ 635.54 $0.17 December 22, 1999 Option Plan Ursula Martin 370 $0.86 $ 318.20 $0.08 December 20, 1999 Option Plan Timothy William Mawson 1,109 $0.86 $ 953.74 $0.25 December 20, 1999 Option Plan Matthew Patrick McGillavry 185 $0.86 $ 159.10 $0.04 December 20, 1999 Option Plan Craig Minihan 1,109 $0.86 $ 953.74 $0.25 December 23, 1999 Option Plan Scott Darren Moore 1,478 $0.86 $1,271.08 $0.34 June 14, 1999 Option Plan Scott Darren Moore 370 $0.86 $ 318.20 $0.08 December 20, 1999 Option Plan Stuart Adam Nester 739 $0.86 $ 635.54 $0.17 January 10, 2000 Option Plan Emma Jayne O'Hare 739 $0.86 $ 635.54 $0.17 December 20, 1999 Option Plan Kathleen Margaret Page 739 $0.86 $ 635.54 $0.17 December 20, 1999 Option Plan Vince Rae 4,157 $0.86 $3,575.02 $0.94 December 20, 1999 Option Plan Gerard Martin Renwick 1,109 $0.86 $ 953.74 $0.25 December 20, 1999 Option Plan Peter Charles Alec Roberts 1,478 $0.86 $1,271.08 $0.34 December 23, 1999 Option Plan
Page 6 Paul Christopher Shore 3,326 $0.86 $ 2,860.36 $0.76 June 14, 1999 Option Plan James Smith 739 $0.86 $ 635.54 $0.17 December 20, 1999 Option Plan Timothy John Smith 1,478 $0.86 $ 1,271.08 $0.34 June 14, 1999 Option Plan Belinda Caroline Smithwick 1,478 $0.86 $ 1,271.08 $0.34 June 14, 1999 Option Plan Roger Benjamin Springer 1,109 $0.86 $ 953.74 $0.25 December 20, 1999 Option Plan Andrew John Streeton 370 $0.86 $ 318.20 $0.08 December 20, 1999 Option Plan Chi Keung Tang 739 $0.86 $ 635.54 $0.17 December 20, 1999 Option Plan Joanne Marie Taylor 370 $0.86 $ 318.20 $0.08 December 20, 1999 Option Plan Susan Winnington 1,478 $0.86 $ 1,271.08 $0.34 June 14, 1999 Option Plan Susan Winnington 370 $0.86 $ 318.20 $0.08 December 20, 1999 Option Plan Andrew Carey Wyatt 12,010 $0.86 $10,328.60 $2.73 December 23, 1999 Option Plan Melissa Michelle Fistner 739 $0.86 $ 635.54 $0.17 February 1, 1999 Option Plan David Craig German 739 $0.86 $ 635.54 $0.17 August 5, 1999 Option Plan Lisa Marie Gower 4,619 $0.86 $ 3,972.34 $1.05 June 14, 1999 Option Plan Patricia Ann Merrick 3,326 $0.86 $ 2,860.36 $0.76
Page 7 February 1, 1999 Option Plan William S. Roy 3,695 $0.86 $ 3,177.70 $0.84 January 9, 2000 Option Plan Patrick Clark 36,954 $0.86 $31,780.44 $8.39 December 23, 1999 Option Plan Elvire Elisabeth Humphreys-Davies 5,543 $0.86 $ 4,766.98 $1.26 April 21, 1999 Option Plan Bill Roy 12,011 $0.86 $10,329.46 $2.73 January 9, 2000 Option Plan
AGGREGATE REGISTRATION FEE = $84.56 (1) Shares of Phone.com, Inc. common stock par value $0.001 per share are issuable pursuant to the plans at various exercise prices. The prices listed in this column are the highest per share exercise prices and therefore are not the sole basis for determining Proposed Maximum Aggregate Offering Price. (2) Estimated solely for purposes of calculating the Registration Fee Pursuant to Rule 457(h)(1), under the Securities Act of 1933, as amended (the "Securities Act"). ------------------ In addition pursuant to Rule 416(c) under the Securities Act, this Registration Statement also covers an indeterminate amount of interests to be offered or sold pursuant to the employee benefit plan(s) described herein. The registration statement will become effective upon filing in accordance with Rule 462(a) under the Securities Act. Page 8 PART I Item 1. Plan Information* Item 2. Registrant Information and Employee Plan Annual Information* * The document(s) containing the information specified in Part I of Form S-8 have been or will be sent or given to employees as specified by Rule 428(b)(1) under the Securities Act. Page 8 PART II INFORMATION REQUIRED IN THE REGISTRATION STATEMENT Item 3. Incorporation of Documents by Reference The Securities and Exchange Commission (the "SEC") requires us to incorporate by reference certain of our publicly filed documents into this Registration Statement, which means that information included in those documents is considered part of the Registration Statement. Information that we file with the SEC after the effective date of this Registration Statement will automatically update and supersede this information. We incorporate by reference the documents listed below and future filings made with the SEC under Sections 13(a), 13(c), 14 or 15(d) of the Securities Exchange Act of 1934, as amended, (the "Exchange Act"), until we terminate the effectiveness of this registration statement. The following documents filed with the SEC are hereby incorporated by reference: (a) All reports we have filed with the SEC pursuant to Section 13(a) or Section 15(d) of the Exchange Act since June 10, 1999, including: (1) our Quarterly Reports on Form 10-Q for the quarters ended September 30, 1999, December 31, 1999 and March 31, 2000, and our current report on Form 8-K/A filed with the SEC on June 28, 2000. (b) The Company's Registration Statement on Form S-1 filed with the SEC on October 28, 1999 (No. 333-89879). (c) The description of our Common Stock is in our Registration Statement on Form 8-A filed with the SEC under Section 12 of the Exchange Act on April 1, 1999 (File No. 000-25687), including any amendments or report filed for the purpose of updating such description. We will furnish without charge to you, on written or oral request, a copy of any or all of the documents incorporated by reference, other than exhibits to those documents. You should direct any requests for documents to Alan Black, 800 Chesapeake Drive, Redwood City, California 94063, telephone: (650) 562-0200. Item 4. Description of the Securities Not applicable. Item 5. Interests of Named Experts and Counsel Not applicable. Item 6. Indemnification of Directors and Officers Our Certificate of Incorporation reduces the liability of a director to the corporation or its stockholders for monetary damages for Page 9 breaches of his or her fiduciary duty of care to the fullest extent permissible under Delaware law. Our By-laws further provide for indemnification of corporate agents to the maximum extent permitted by the Delaware General Corporation Law. In addition, we have entered into indemnification agreements with our officers and directors. Item 7. Exemption from Registration Claimed Not applicable. Item 8. Exhibits See Index to Exhibits. Item 9. Undertakings The undersigned Registrant hereby undertakes: 1. To file, during any period in which offers or sales are being made, a post-effective amendment to this Registration Statement: (i) To include any prospectus required by section 10(a)(3) of the Securities Act; (ii) To reflect in the prospectus any facts or events arising after the effective date of the Registration Statement (or the most recent post- effective amendment thereof) which, individually or in the aggregate, represent a fundamental change in the information set forth in the Registration Statement. Notwithstanding the foregoing, any increase or decrease in volume of securities offered (if the total dollar value of securities offered would not exceed that which was registered) and any deviation from the low or high end of the estimated maximum offering range may be reflected in the form of prospectus filed with the SEC pursuant to Rule 424(b) if, in the aggregate, the changes in volume and price represent no more than a 20 percent change in the maximum aggregate offering price set forth in the "Calculation of Registration Fee" table in the effective Registration Statement. (iii) To include any material information with respect to the plan of distribution not previously disclosed in the Registration Statement or any material change to such information in the Registration Statement; 2. That, for the purpose of determining any liability under the Securities Act, each such post-effective amendment shall be deemed to be a new Registration Statement relating to the securities offered herein, and the offering of such securities at that time shall be deemed to be the initial bona fide offering thereof. 3. Insofar as indemnification for liabilities arising under the Securities Act may be permitted to directors, officers and controlling persons of the Registrant pursuant to the foregoing provisions, or otherwise, the Registrant has been advised that in the opinion of the SEC such indemnification is against public policy as expressed in the Securities Act and is, therefore, unenforceable. In the event that a claim for indemnification against such liabilities (other than the payment by the Registrant of expenses incurred or paid by a director, officer or controlling person of the Registrant in the successful defense of any action, suit or proceeding) is asserted by such director, officer or controlling person in connection with the securities being registered, the Registrant will, unless in the opinion of its counsel the matter has been settled by controlling precedent, submit to a court of appropriate jurisdiction the question whether such indemnification by it is against public policy as expressed in the Securities Act and will be governed by the final adjudication of such issue. Page 10 SIGNATURES Pursuant to the requirements of the Securities Act of 1933, the Registrant certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S-8 and has duly caused this Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in Redwood City, State of California, on July 5, 2000. PHONE.COM, INC. By: /s/ Alan Black --------------------------- Name: Alan Black Title: Chief Financial Officer Pursuant to the requirements of the Securities Act of 1933, this Registration Statement has been signed by the following persons in the capacities indicated on July 5, 2000. SIGNATURE TITLE --------- ------ /s/ Alain Rossmann Chief Executive Officer and Chairman ---------------------------- (principal executive officer) Alain Rossmann /s/ Alan Black ---------------------------- Vice President, Finance and Administration, Alan Black Chief Financial Officer and Treasurer (principal financial and accounting officer) /s/ Roger Evans ---------------------------- Director Roger Evans /s/ Charles Parrish ---------------------------- Executive Vice President and Director Charles Parrish /s/ David Kronfeld ---------------------------- Director David Kronfeld /s/ Andrew Verhalen ---------------------------- Director Andrew Verhalen /s/ Reed Hundt ---------------------------- Director Reed Hundt Page 11 EXHIBIT INDEX EXHIBIT NUMBER 5.1* Opinion of Skadden, Arps, Slate, Meagher and Flom LLP 23.1* Consent of Skadden, Arps, Slate Meagher and Flom LLP (included in Exhibit 5.1) 23.2* Consent of KPMG LLP, independent auditors 23.3* Consent of Ernst & Young, independent auditors 23.4* Consent of Ernst & Young LLP, independent auditors 23.5* Consent of PricewaterhouseCoopers, independant auditors 23.6* Consent of Ernst & Young LLP, independent auditors 24.1* Power of Attorney 99.1* Alison Donell Bloeser, December 23, 1999, Option Plan 99.2* William Andrew Brady, December 23, 1999, Option Plan 99.3* Keith Doughty, January 24, 1999, Option Plan 99.4* Guadalupe Downing, December 23, 1999, Option Plan 99.5* Abraham Levine, January 31, 2000, Option Plan 99.6* Jim Lundy, January 17, 1999, Option Plan 99.7* Dana Sykorova, January 18, 2000, Option Plan 99.8* Dave Waite, January 27, 2000, Option Plan 99.9* Sharon Chalk, January 7, 2000, Option Plan 99.10* Christopher Geoffrey Parkhouse, January 17, 2000, Option Plan 99.11* John Davey, February 18, 2000, Option Plan 99.12* Steven Drew, February 18, 2000, Option Plan 99.13* Peter John Leicester, February 7, 2000, Option Plan 99.14* Keith Wilson, February 14, 2000, Option Plan 99.15* Paul Robert Burmester, April 21, 1999, Option Plan 99.16* Brian Ivan Ballard, December 21, 1999, Option Plan 99.17* Bruce William Bucknell, December 4, 1998, Option Plan 99.18* Michael William Richard Dickinson, December 4, 1998, Option Plan 99.19* Richard Fraser James Harding, December 4, 1998, Option Plan 99.20* Kevin Edward Hodgson, December 4, 1998, Option Plan 99.21* Ursula Katherine Martin, June 14, 1999, Option Plan 99.22* Vincent Rae, December 4, 1998, Option Plan 99.23* James Edward Braithwaite, December 20, 1999, Option Plan 99.24* Melanie Sarah Brewer, December 20, 1999, Option Plan 99.25* Bruce William Bucknell, December 20, 1999, Option Plan 99.26* Mark Frederick Caroe, July 23, 1999, Option Plan Page 12 99.27* Darryl Chapman, December 20, 1999, Option Plan 99.28* Anne Beverley Chicken, December 20, 1999, Option Plan 99.29* Susan Valerie Denys, December 20, 1999, Option Plan 99.30* Michael William Richard Dickinson, December 20, 1999, Option Plan 99.31* Christopher Mark Evans, December 20, 1999, Option Plan 99.32* Richard Fraser James Harding, December 20, 1999, Option Plan 99.33* Vikta Harvey, December 20, 1999, Option Plan 99.34* Clare Louise Hiller, December 20, 1999, Option Plan 99.35* Kevin Edward Hodgson, December 20, 1999, Option Plan 99.36* Mary Howard, December 20, 1999, Option Plan 99.37* Neil Jones, December 23, 1999, Option Plan 99.38* Gideon Morrell Luke, December 23, 1999, Option Plan 99.39* Mark Mallinson, January 4, 2000, Option Plan 99.40* Ian Marner, December 22, 1999, Option Plan 99.41* Ursula Martin, December 20, 1999, Option Plan 99.42* Timothy William Mawson, December 20, 1999, Option Plan 99.43* Matthew Patrick McGillavry, December 20, 1999, Option Plan 99.44* Craig Minihan, December 23, 1999, Option Plan 99.45* Scott Darren Moore, June 14, 1999, Option Plan 99.46* Scott Darren Moore, December 20, 1999, Option Plan 99.47* Stuart Adam Nester, January 10, 2000, Option Plan 99.48* Emma Jayne O'Hare, December 20, 1999, Option Plan 99.49* Kathleen Margaret Page, December 20, 1999, Option Plan 99.50* Vince Rae, December 20, 1999, Option Plan 99.51* Gerard Martin Renwick, December 20, 1999, Option Plan 99.52* Peter Charles Alec Roberts, December 23, 1999, Option Plan 99.53* Paul Christopher Shore, June 14, 1999, Option Plan 99.54* James Smith, December 20, 1999, Option Plan 99.55* Timothy John Smith, June 14, 1999, Option Plan 99.56* Belinda Caroline Smithwick, June 14, 1999, Option Plan 99.57* Roger Benjamin Springer, December 20, 1999, Option Plan 99.58* Andrew John Streeton, December 20, 1999, Option Plan 99.59* Chi Keung Tang, December 20, 1999, Option Plan 99.60* Joanne Marie Taylor, December 20, 1999, Option Plan 99.61* Susan Winnington, June 14, 1999, Option Plan 99.62* Susan Winnington, December 20, 1999, Option Plan 99.63* Andrew Carey Wyatt, December 23, 1999, Option Plan 99.64* Melissa Michelle Fistner, February 1, 1999, Option Plan 99.65* David Craig German, August 5, 1999, Option Plan 99.66* Lisa Marie Gower, June 14, 1999, Option Plan 99.67* Patricia Ann Merrick, February 1, 1999, Option Plan 99.68* William S. Roy, January 9, 2000, Option Plan 99.69* Patrick Clark, December 23, 1999, Option Plan 99.70* Elvire Elisabeth Humphreys-Davies, April 21, 1999, Option Plan 99.71* Bill Roy, January 9, 2000, Option Plan ----------------------- * Filed herewith. Page 13